Thanks to the Constitution Society
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Jon Roland
Based on an public domain edition published
in 1914 by G. Bell & Sons, Ltd., London
Translated by Thomas Nugent, revised by J. V. Prichard
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The Spirit of Laws (abridged) by Charles de Montesquieu Published: 1748 Abridged and formatted by Neil Jumonville, 2006
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PREFACE
IF amidst the infinite number of subjects contained in this book there
is anything which, contrary to my expectation, may possibly offend, I
can at least assure the public that it was not inserted with an ill
intention: for I am not naturally of a captious temper. Plato thanked
the gods that he was born in the same age with Socrates: and for my part
I give thanks to the Supreme that I was born a subject of that
government under which I live; and that it is His pleasure I should obey
those whom He has made me love.
I beg one favour of my readers, which I fear will not be granted me;
this is, that they will not judge by a few hours' reading of the labour
of twenty years; that they will approve or condemn the book entire, and
not a few particular phrases. If they would search into the design of
the author, they can do it in no other way so completely as by searching
into the design of the work.
I have first of all considered mankind; and the result of my thoughts
has been, that amidst such an infinite diversity of laws and manners,
they were not solely conducted by the caprice of fancy.
I have laid down the first principles, and have found that the
particular cases follow naturally from them; that the histories of all
nations are only consequences of them; and that every particular law is
connected with another law, or depends on some other of a more general
extent.
When I have been obliged to look back into antiquity, I have endeavoured
to assume the spirit of the ancients, lest I should consider those
things as alike which are really different; and lest I should miss the
difference of those which appear to be alike.
I have not drawn my principles from my prejudices, but from the nature
of things.
Here a great many truths will not appear till we have seen the chain
which connects them with others. The more we enter into particulars, the
more we shall perceive the certainty of the principles on which they are
founded. I have not even given all these particulars, for who could
mention them all without a most insupportable fatigue?
The reader will not here meet with any of those bold flights which seem
to characterise the works of the present age. When things are examined
with never so small a degree of extent, the sallies of imagination must
vanish; these generally arise from the mind's collecting all its powers
to view only one side of the subject, while it leaves the other
unobserved.
I write not to censure anything established in any country whatsoever.
Every nation will here find the reasons on which its maxims are founded;
and this will be the natural inference, that to propose alterations
belongs only to those who are so happy as to be born with a genius
capable of penetrating the entire constitution of a state.
It is not a matter of indifference that the minds of the people be
enlightened. The prejudices of magistrates have arisen from national
prejudice. In a time of ignorance they have committed even the greatest
evils without the least scruple; but in an enlightened age they even
tremble while conferring the greatest blessings. They perceive the
ancient abuses; they see how they must be reformed; but they are
sensible also of the abuses of a reformation. They let the evil
continue, if they fear a worse; they are content with a lesser good, if
they doubt a greater. They examine into the parts, to judge of them in
connection; and they examine all the causes, to discover their different
effects.
Could I but succeed so as to afford new reasons to every man to love his
prince, his country, his laws; new reasons to render him more sensible
in every nation and government of the blessings he enjoys, I should
think myself the most happy of mortals.
Could I but succeed so as to persuade those who command, to increase
their knowledge in what they ought to prescribe; and those who obey, to
find a new pleasure resulting from obedience -- I should think myself
the most happy of mortals.
The most happy of mortals should I think myself could I contribute to
make mankind recover from their prejudices. By prejudices I here mean,
not that which renders men ignorant of some particular things, but
whatever renders them ignorant of themselves.
It is in endeavouring to instruct mankind that we are best able to
practise that general virtue which comprehends the love of all. Man,
that flexible being, conforming in society to the thoughts and
impressions of others, is equally capable of knowing his own nature,
whenever it is laid open to his view; and of losing the very sense of
it, when this idea is banished from his mind.
Often have I begun, and as often have I laid aside, this undertaking. I
have a thousand times given the leaves I had written to the winds: I,
every day, felt my paternal hands fall. I have followed my object
without any fixed plan: I have known neither rules nor exceptions; I
have found the truth, only to lose it again. But when I once discovered
my first principles, everything I sought for appeared; and in the course
of twenty years, I have seen my work begun, growing up, advancing to
maturity, and finished.
If this work meets with success, I shall owe it chiefly to the grandeur
and majesty of the subject. However, I do not think that I have been
totally deficient in point of genius. When I have seen what so many
great men both in France, England, and Germany have said before me, I
have been lost in admiration; but I have not lost my courage: I have
said with Correggio, "And I also am a painter."
ADVERTISEMENT
1. For the better understanding of the first four books of this work, it
is to be observed that what I distinguish by the name of virtue, in a
republic, is the love of one's country, that is, the love of equality.
It is not a moral, nor a Christian, but a political virtue; and it is
the spring which sets the republican government in motion, as honour is
the spring which gives motion to monarchy. Hence it is that I have
distinguished the love of one's country, and of equality, by the
appellation of political virtue. My ideas are new, and therefore I have
been obliged to find new words, or to give new acceptations to old
terms, in order to convey my meaning. They, who are unacquainted with
this particular, have made me say most strange absurdities, such as
would be shocking in any part of the world, because in all countries and
governments morality is requisite.
2. The reader is also to notice that there is a vast difference between
saying that a certain quality, modification of the mind, or virtue, is
not the spring by which government is actuated, and affirming that it is
not to be found in that government. Were I to say such a wheel or such a
pinion is not the spring which sets the watch going, can you infer
thence that they are not to be found in the watch? So far is it from
being true that the moral and Christian virtues are excluded from
monarchy, that even political virtue is not excluded. In a word, honour
is found in a republic, though its spring be political virtue; and
political virtue is found in a monarchical government, though it be
actuated by honour.
To conclude, the honest man of whom we treat in the third book, chapter
5, is not the Christian, but the political honest man, who is possessed
of the political virtue there mentioned. He is the man who loves the
laws of his country, and who is actuated by the love of those laws. I
have set these matters in a clearer light in the present edition, by
giving a more precise meaning to my expression: and in most places where
I have made use of the word virtue I have taken care to add the term
political.
Book I. Of Laws in General
1. Of the Relation of Laws to different Beings. Laws, in their most
general signification, are the necessary relations arising from the
nature of things. In this sense all beings have their laws: the Deity[1]
His laws, the material world its laws, the intelligences superior to man
their laws, the beasts their laws, man his laws.
They who assert that a blind fatality produced the various effects we
behold in this world talk very absurdly; for can anything be more
unreasonable than to pretend that a blind fatality could be productive
of intelligent beings?
There is, then, a prime reason; and laws are the relations subsisting
between it and different beings, and the relations of these to one
another.
God is related to the universe, as Creator and Preserver; the laws by
which He created all things are those by which He preserves them. He
acts according to these rules, because He knows them; He knows them,
because He made them; and He made them, because they are in relation to
His wisdom and power.
Since we observe that the world, though formed by the motion of matter,
and void of understanding, subsists through so long a succession of
ages, its motions must certainly be directed by invariable laws; and
could we imagine another world, it must also have constant rules, or it
would inevitably perish.
Thus the creation, which seems an arbitrary act, supposes laws as
invariable as those of the fatality of the Atheists. It would be absurd
to say that the Creator might govern the world without those rules,
since without them it could not subsist.
These rules are a fixed and invariable relation. In bodies moved, the
motion is received, increased, diminished, or lost, according to the
relations of the quantity of matter and velocity; each diversity is
uniformity, each change is constancy.
Particular intelligent beings may have laws of their own making, but
they have some likewise which they never made. Before there were
intelligent beings, they were possible; they had therefore possible
relations, and consequently possible laws. Before laws were made, there
were relations of possible justice. To say that there is nothing just or
unjust but what is commanded or forbidden by positive laws, is the same
as saying that before the describing of a circle all the radii were not
equal.
We must therefore acknowledge relations of justice antecedent to the
positive law by which they are established: as, for instance, if human
societies existed, it would be right to conform to their laws; if there
were intelligent beings that had received a benefit of another being,
they ought to show their gratitude; if one intelligent being had created
another intelligent being, the latter ought to continue in its original
state of dependence; if one intelligent being injures another, it
deserves a retaliation; and so on.
But the intelligent world is far from being so well governed as the
physical. For though the former has also its laws, which of their own
nature are invariable, it does not conform to them so exactly as the
physical world. This is because, on the one hand, particular intelligent
beings are of a finite nature, and consequently liable to error; and on
the other, their nature requires them to be free agents. Hence they do
not steadily conform to their primitive laws; and even those of their
own instituting they frequently infringe.
Whether brutes be governed by the general laws of motion, or by a
particular movement, we cannot determine. Be that as it may, they have
not a more intimate relation to God than the rest of the material world;
and sensation is of no other use to them than in the relation they have
either to other particular beings or to themselves.
By the allurement of pleasure they preserve the individual, and by the
same allurement they preserve their species. They have natural laws,
because they are united by sensation; positive laws they have none,
because they are not connected by knowledge. And yet they do not
invariably conform to their natural laws; these are better observed by
vegetables, that have neither understanding nor sense.
Brutes are deprived of the high advantages which we have; but they have
some which we have not. They have not our hopes, but they are without
our fears; they are subject like us to death, but without knowing it;
even most of them are more attentive than we to self-preservation, and
do not make so bad a use of their passions.
Man, as a physical being, is like other bodies governed by invariable
laws. As an intelligent being, he incessantly transgresses the laws
established by God, and changes those of his own instituting. He is left
to his private direction, though a limited being, and subject, like all
finite intelligences, to ignorance and error: even his imperfect
knowledge he loses; and as a sensible creature, he is hurried away by a
thousand impetuous passions. Such a being might every instant forget his
Creator; God has therefore reminded him of his duty by the laws of
religion. Such a being is liable every moment to forget himself;
philosophy has provided against this by the laws of morality. Formed to
live in society, he might forget his fellow-creatures; legislators have
therefore by political and civil laws confined him to his duty.
2. Of the Laws of Nature. Antecedent to the above-mentioned laws are
those of nature, so called, because they derive their force entirely
from our frame and existence. In order to have a perfect knowledge of
these laws, we must consider man before the establishment of society:
the laws received in such a state would be those of nature.
The law which, impressing on our minds the idea of a Creator, inclines
us towards Him, is the first in importance, though not in order, of
natural laws. Man in a state of nature would have the faculty of
knowing, before he had acquired any knowledge. Plain it is that his
first ideas would not be of a speculative nature; he would think of the
preservation of his being, before he would investigate its origin. Such
a man would feel nothing in himself at first but impotency and weakness;
his fears and apprehensions would be excessive; as appears from
instances (were there any necessity of proving it) of savages found in
forests,[2] trembling at the motion of a leaf, and flying from every
shadow.
In this state every man, instead of being sensible of his equality,
would fancy himself inferior. There would therefore be no danger of
their attacking one another; peace would be the first law of nature.
The natural impulse or desire which Hobbes attributes to mankind of
subduing one another is far from being well founded. The idea of empire
and dominion is so complex, and depends on so many other notions, that
it could never be the first which occurred to the human understanding.
Hobbes[3] inquires, "For what reason go men armed, and have locks and
keys to fasten their doors, if they be not naturally in a state of war?"
But is it not obvious that he attributes to mankind before the
establishment of society what can happen but in consequence of this
establishment, which furnishes them with motives for hostile attacks and
self-defence?
Next to a sense of his weakness man would soon find that of his wants.
Hence another law of nature would prompt him to seek for nourishment.
Fear, I have observed, would induce men to shun one another; but the
marks of this fear being reciprocal, would soon engage them to
associate. Besides, this association would quickly follow from. the very
pleasure one animal feels at the approach of another of the same
species. Again, the attraction arising from the difference of sexes
would enhance this pleasure, and the natural inclination they have for
each other would form a third law.
Beside the sense or instinct which man possesses in common with brutes,
he has the advantage of acquired knowledge; and thence arises a second
tie, which brutes have not. Mankind have therefore a new motive of
uniting; and a fourth law of nature results from the desire of living in
society.
3. Of Positive Laws. As soon as man enters into a state of society he
loses the sense of his weakness; equality ceases, and then commences the
state of war.
Each particular society begins to feel its strength, whence arises a
state of war between different nations. The individuals likewise of each
society become sensible of their force; hence the principal advantages
of this society they endeavour to convert to their own emolument, which
constitutes a state of war between individuals.
These two different kinds of states give rise to human laws. Considered
as inhabitants of so great a planet, which necessarily contains a
variety of nations, they have laws relating to their mutual intercourse,
which is what we call the law of nations. As members of a society that
must be properly supported, they have laws relating to the governors and
the governed, and this we distinguish by the name of politic law. They
have also another sort of law, as they stand in relation to each other;
by which is understood the civil law.
The law of nations is naturally founded on this principle, that
different nations ought in time of peace to do one another all the good
they can, and in time of war as little injury as possible, without
prejudicing their real interests.
The object of war is victory; that of victory is conquest; and that of
conquest preservation. From this and the preceding principle all those
rules are derived which constitute the law of nations.
All countries have a law of nations, not excepting the Iroquois
themselves, though they devour their prisoners: for they send and
receive ambassadors, and understand the rights of war and peace. The
mischief is that their law of nations is not founded on true principles.
Besides the law of nations relating to all societies, there is a polity
or civil constitution for each particularly considered. No society can
subsist without a form of government. "The united strength of
individuals," as Gravina[4] well observes, "constitutes what we call the
body politic."
The general strength may be in the hands of a single person, or of many.
Some think that nature having established paternal authority, the most
natural government was that of a single person. But the example of
paternal authority proves nothing. For if the power of a father relates
to a single government, that of brothers after the death of a father,
and that of cousins-german after the decease of brothers, refer to a
government of many. The political power necessarily comprehends the
union of several families.
Better is it to say, that the government most conformable to nature is
that which best agrees with the humour and disposition of the people in
whose favour it is established.
The strength of individuals cannot be united without a conjunction of
all their wills. "The conjunction of those wills," as Gravina again very
justly observes, "is what we call the civil state."
Law in general is human reason, inasmuch as it governs all the
inhabitants of the earth: the political and civil laws of each nation
ought to be only the particular cases in which human reason is applied.
They should be adapted in such a manner to the people for whom they are
framed that it should be a great chance if those of one nation suit
another.
They should be in relation to the nature and principle of each
government; whether they form it, as may be said of politic laws; or
whether they support it, as in the case of civil institutions.
They should be in relation to the climate of each country, to the
quality of its soil, to its situation and extent, to the principal
occupation of the natives, whether husbandmen, huntsmen, or shepherds:
they should have relation to the degree of liberty which the
constitution will bear; to the religion of the inhabitants, to their
inclinations, riches, numbers, commerce, manners, and customs. In fine,
they have relations to each other, as also to their origin, to the
intent of the legislator, and to the order of things on which they are
established; in all of which different lights they ought to be
considered.
This is what I have undertaken to perform in the following work. These
relations I shall examine, since all these together constitute what I
call the Spirit of Laws.
I have not separated the political from the civil institutions, as I do
not pretend to treat of laws, but of their spirit; and as this spirit
consists in the various relations which the laws may bear to different
objects, it is not so much my business to follow the natural order of
laws as that of these relations and objects.
I shall first examine the relations which laws bear to the nature and
principle of each government; and as this principle has a strong
influence on laws, I shall make it my study to understand it thoroughly:
and if I can but once establish it, the laws will soon appear to flow
thence as from their source. I shall proceed afterwards to other and
more particular relations.
______
1. "Law," says Plutarch, "is the king of mortal and immortal beings."
See his treatise, A Discourse to an Unlearned Prince.
2. Witness the savage found in the forests of Hanover, who was carried
over to England during the reign of George I.
3. In pref., De cive.
4. Italian poet and jurist, 1664-1718.
Book II. Of Laws Directly Derived from the Nature of Government
1. Of the Nature of the three different Governments. There are three
species of government: republican, monarchical, and despotic. In order
to discover their nature, it is sufficient to recollect the common
notion, which supposes three definitions, or rather three facts: that a
republican government is that in which the body, or only a part of the
people, is possessed of the supreme power; monarchy, that in which a
single person governs by fixed and established laws; a despotic
government, that in which a single person directs everything by his own
will and caprice.
This is what I call the nature of each government; we must now inquire
into those laws which directly conform to this nature, and consequently
are the fundamental institutions.
2. Of the Republican Government, and the Laws in relation to
Democracy.[1] When the body of the people is possessed of the supreme
power, it is called a democracy. When the supreme power is lodged in the
hands of a part of the people, it is then an aristocracy.
In a democracy the people are in some respects the sovereign, and in
others the subject.
There can be no exercise of sovereignty but by their suffrages, which
are their own will; now the sovereign's will is the sovereign himself.
The laws therefore which establish the right of suffrage are fundamental
to this government. And indeed it is as important to regulate in a
republic, in what manner, by whom, to whom, and concerning what,
suffrages are to be given, as it is in a monarchy to know who is the
prince, and after what manner he ought to govern.
Libanius[2] says that at Athens a stranger who intermeddled in the
assemblies of the people was punished with death. This is because such a
man usurped the rights of sovereignty.
It is an essential point to fix the number of citizens who are to form
the public assemblies; otherwise it would be uncertain whether the
whole, or only a part of the people, had given their votes. At Sparta
the number was fixed at ten thousand. But Rome, designed by Providence
to rise from the weakest beginnings to the highest pitch of grandeur;
Rome, doomed to experience all the vicissitudes of fortune; Rome, who
had sometimes all her inhabitants without her walls, and sometimes all
Italy and a considerable part of the world within them; Rome, I say,
never fixed the number[3] and this was one of the principal causes of
her ruin.
The people, in whom the supreme power resides, ought to have the
management of everything within their reach: that which exceeds their
abilities must be conducted by their ministers.
But they cannot properly be said to have their ministers, without the
power of nominating them: it is, therefore, a fundamental maxim in this
government, that the people should choose their ministers -- that is,
their magistrates.
They have occasion, as well as monarchs, and even more so, to be
directed by a council or senate. But to have a proper confidence in
these, they should have the choosing of the members; whether the
election be made by themselves, as at Athens, or by some magistrate
deputed for that purpose, as on certain occasions was customary at Rome.
The people are extremely well qualified for choosing those whom they are
to entrust with part of their authority. They have only to be determined
by things to which they cannot be strangers, and by facts that are
obvious to sense. They can tell when a person has fought many battles,
and been crowned with success; they are, therefore, capable of electing
a general. They can tell when a judge is assiduous in his office, gives
general satisfaction, and has never been charged with bribery: this is
sufficient for choosing a prætor. They are struck with the magnificence
or riches of a fellow-citizen; no more is requisite for electing an
edile. These are facts of which they can have better information in a
public forum than a monarch in his palace. But are they capable of
conducting an intricate affair, of seizing and improving the opportunity
and critical moment of action? No; this surpasses their abilities.
Should we doubt the people's natural capacity, in respect to the
discernment of merit, we need only cast an eye on the series of
surprising elections made by the Athenians and Romans; which no one
surely will attribute to hazard.
We know that though the people of Rome assumed the right of raising
plebeians to public offices, yet they never would exert this power; and
though at Athens the magistrates were allowed, by the law of Aristides,
to be elected from all the different classes of inhabitants, there never
was a case, says Xenophon,[4] when the common people petitioned for
employments which could endanger either their security or their glory.
As most citizens have sufficient ability to choose, though unqualified
to be chosen, so the people, though capable of calling others to an
account for their administration, are incapable of conducting the
administration themselves.
The public business must be carried on with a certain motion, neither
too quick nor too slow. But the motion of the people is always either
too remiss or too violent. Sometimes with a hundred thousand arms they
overturn all before them; and sometimes with a hundred thousand feet
they creep like insects.
In a popular state the inhabitants are divided into certain classes. It
is in the manner of making this division that great legislators have
signalised themselves; and it is on this the duration and prosperity of
democracy have ever depended.
Servius Tullius followed the spirit of aristocracy in the distribution
of his classes. We find in Livy[5] and in Dionysius Halicarnassus,[6] in
what manner he lodged the right of suffrage in the hands of the
principal citizens. He had divided the people of Rome into 193
centuries, which formed six classes; and ranking the rich, who were in
smaller numbers, in the first centuries, and those in middling
circumstances, who were more numerous, in the next, he flung the
indigent multitude into the last; and as each century had but one
vote[7] it was property rather than numbers that decided the election.
Solon divided the people of Athens into four classes. In this he was
directed by the spirit of democracy, his intention not being to fix
those who were to choose, but such as were eligible: therefore, leaving
to every citizen the right of election, he made[8] the judges eligible
from each of those four classes; but the magistrates he ordered to be
chosen only out of the first three, consisting of persons of easy
fortunes.[9]
As the division of those who have a right of suffrage is a fundamental
law in republics, so the manner of giving this suffrage is another
fundamental.
The suffrage by lot is natural to democracy; as that by choice is to
aristocracy.[10]
The suffrage by lot is a method of electing that offends no one, but
animates each citizen with the pleasing hope of serving his country.
Yet as this method is in itself defective, it has been the endeavour of
the most eminent legislators to regulate and amend it.
Solon made a law at Athens that military employments should be conferred
by choice; but that senators and judges should be elected by lot.
The same legislator ordained that civil magistracies, attended with
great expense, should be given by choice; and the others by lot.
In order, however, to amend the suffrage by lot, he made a rule that
none but those who presented themselves should be elected; that the
person elected should be examined by judges[11] and that every one
should have a right to accuse him if he were unworthy of the office:[12]
this participated at the same time of the suffrage by lot, and of that
by choice. When the time of their magistracy had expired, they were
obliged to submit to another judgment in regard to their conduct.
Persons utterly unqualified must have been extremely backward in giving
in their names to be drawn by lot.
The law which determines the manner of giving suffrage is likewise
fundamental in a democracy. It is a question of some importance whether
the suffrages ought to be public or secret. Cicero observes[13] that the
laws[14] which rendered them secret towards the close of the republic
were the cause of its decline. But as this is differently practised in
different republics, I shall offer here my thoughts concerning this
subject.
The people's suffrages ought doubtless to be public[15] and this should
be considered as a fundamental law of democracy. The lower class ought
to be directed by those of higher rank, and restrained within bounds by
the gravity of eminent personages. Hence, by rendering the suffrages
secret in the Roman republic, all was lost; it was no longer possible to
direct a populace that sought its own destruction. But when the body of
the nobles are to vote in an aristocracy[16] or in a democracy the
senate[17] as the business is then only to prevent intrigues, the
suffrages cannot be too secret.
Intriguing in a senate is dangerous; it is dangerous also in a body of
nobles; but not so among the people, whose nature is to act through
passion. In countries where they have no share in the government, we
often see them as much inflamed on account of an actor as ever they
could be for the welfare of the state. The misfortune of a republic is
when intrigues are at an end; which happens when the people are gained
by bribery and corruption: in this case they grow indifferent to public
affairs, and avarice becomes their predominant passion. Unconcerned
about the government and everything belonging to it, they quietly wait
for their hire.
It is likewise a fundamental law in democracies, that the people should
have the sole power to enact laws. And yet there are a thousand
occasions on which it is necessary the senate should have the power of
decreeing; nay, it is frequently proper to make some trial of a law
before it is established. The constitutions of Rome and Athens were
excellent. The decrees of the senate[18] had the force of laws for the
space of a year, but did not become perpetual till they were ratified by
the consent of the people.
3. Of the Laws in relation to the Nature of Aristocracy. In an
aristocracy the supreme power is lodged in the hands of a certain number
of persons. These are invested both with the legislative and executive
authority; and the rest of the people are, in respect to them, the same
as the subjects of a monarchy in regard to the sovereign.
They do not vote here by lot, for this would be productive of
inconveniences only. And indeed, in a government where the most
mortifying distinctions are already established, though they were to be
chosen by lot, still they would not cease to be odious; it is the
nobleman they envy, and not the magistrate.
When the nobility are numerous, there must be a senate to regulate the
affairs which the body of the nobles are incapable of deciding, and to
prepare others for their decision. In this case it may be said that the
aristocracy is in some measure in the senate, the democracy in the body
of the nobles, and the people are a cipher.
It would be a very happy thing in an aristocracy if the people, in some
measure, could be raised from their state of annihilation. Thus at
Genoa, the bank of St. George being administered by the people[19] gives
them a certain influence in the government, whence their whole
prosperity is derived.
The senators ought by no means to have the right of naming their own
members; for this would be the only way to perpetuate abuses. At Rome,
which in its early years was a kind of aristocracy, the senate did not
fill up the vacant places in their own body; the new members were
nominated by the censors.[20]
In a republic, the sudden rise of a private citizen to exorbitant power
produces monarchy, or something more than monarchy. In the latter the
laws have provided for, or in some measure adapted themselves to, the
constitution; and the principle of government checks the monarch: but in
a republic, where a private citizen has obtained an exorbitant
power,[21] the abuse of this power is much greater, because the laws
foresaw it not, and consequently made no provision against it.
There is an exception to this rule, when the constitution is such as to
have immediate need of a magistrate invested with extraordinary power.
Such was Rome with her dictators, such is Venice with her state
inquisitors; these are formidable magistrates, who restore, as it were
by violence, the state to its liberty. But how comes it that these
magistracies are so very different in these two republics? It is because
Rome supported the remains of her aristocracy against the people;
whereas Venice employs her state inquisitors to maintain her aristocracy
against the nobles. The consequence was that at Rome the dictatorship
could be only of short duration, as the people acted through passion and
not with design. It was necessary that a magistracy of this kind should
be exercised with lustre and pomp, the business being to intimidate, and
not to punish, the multitude. It was also proper that the dictator
should be created only for some particular affair, and for this only
should have an unlimited authority, as he was always created upon some
sudden emergency. On the contrary, at Venice they have occasion for a
permanent magistracy; for here it is that schemes may be set on foot,
continued, suspended, and resumed; that the ambition of a single person
becomes that of a family, and the ambition of one family that of many.
They have occasion for a secret magistracy, the crimes they punish being
hatched in secrecy and silence. This magistracy must have a general
inquisition, for their business is not to remedy known disorders, but to
prevent the unknown. In a word, the latter is designed to punish
suspected crimes; whereas the former used rather menaces than punishment
even for crimes that were openly avowed.
In all magistracies, the greatness of the power must be compensated by
the brevity of the duration. This most legislators have fixed to a year;
a longer space would be dangerous, and a shorter would be contrary to
the nature of government. For who is it that in the management even of
his domestic affairs would be thus confined? At Ragusa[22] the chief
magistrate of the republic is changed every month, the other officers
every week, and the governor of the castle every day. But this can take
place only in a small republic environed[23] by formidable powers, who
might easily corrupt such petty and insignificant magistrates.
The best aristocracy is that in which those who have no share in the
legislature are so few and inconsiderable that the governing party have
no interest in oppressing them. Thus when[24] Antipater made a law at
Athens that whosoever was not worth two thousand drachms should have no
power to vote, he formed by this method the best aristocracy possible;
because this was so small a sum as to exclude very few, and not one of
any rank or consideration in the city.
Aristocratic families ought therefore, as much as possible, to level
themselves in appearance with the people. The more an aristocracy
borders on democracy, the nearer it approaches perfection: and, in
proportion as it draws towards monarchy, the more is it imperfect.
But the most imperfect of all is that in which the part of the people
that obeys is in a state of civil servitude to those who command, as the
aristocracy of Poland, where the peasants are slaves to the nobility.
4. Of the Relation of Laws to the Nature of Monarchical Government. The
intermediate, subordinate, and dependent powers constitute the nature of
monarchical government; I mean of that in which a single person governs
by fundamental laws. I said the intermediate, subordinate, and dependent
powers. And indeed, in monarchies the prince is the source of all power,
political and civil. These fundamental laws necessarily suppose the
intermediate channels through which the power flows: for if there be
only the momentary and capricious will of a single person to govern the
state, nothing can be fixed, and of course there is no fundamental law.
The most natural, intermediate, and subordinate power is that of the
nobility. This in some measure seems to be essential to a monarchy,
whose fundamental maxim is: no monarch, no nobility; no nobility, no
monarch; but there may be a despotic prince.
There are men who have endeavoured in some countries in Europe to
suppress the jurisdiction of the nobility, not perceiving that they were
driving at the very thing that was done by the parliament of England.
Abolish the privileges of the lords, the clergy and cities in a
monarchy, and you will soon have a popular state, or else a despotic
government.
The courts of a considerable kingdom in Europe have, for many ages, been
striking at the patrimonial jurisdiction of the lords and clergy. We do
not pretend to censure these sage magistrates; but we leave it to the
public to judge how far this may alter the constitution. Far am I from
being prejudiced in favour of the privileges of the clergy; however, I
should be glad if their jurisdiction were once fixed. The question is
not whether their jurisdiction was justly established; but whether it be
really established; whether it constitutes a part of the laws of the
country, and is in every respect in relation to those laws: whether
between two powers acknowledged independent, the conditions ought not to
be reciprocal; and whether it be not equally the duty of a good subject
to defend the prerogative of the prince, and to maintain the limits
which from time immemorial have been prescribed to his authority.
Though the ecclesiastic power be so dangerous in a republic, yet it is
extremely proper in a monarchy, especially of the absolute kind. What
would become of Spain and Portugal, since the subversion of their laws,
were it not for this only barrier against the incursions of arbitrary
power? A barrier ever useful when there is no other: for since a
despotic government is productive of the most dreadful calamities to
human nature, the very evil that restrains it is beneficial to the
subject.
In the same manner as the ocean, threatening to overflow the whole
earth, is stopped by weeds and pebbles that lie scattered along the
shore, so monarchs, whose power seems unbounded, are restrained by the
smallest obstacles, and suffer their natural pride to be subdued by
supplication and prayer.
The English, to favour their liberty, have abolished all the
intermediate powers of which their monarchy was composed. They have a
great deal of reason to be jealous of this liberty; were they ever to be
so unhappy as to lose it, they would be one of the most servile nations
upon earth.
Mr. Law, through ignorance both of a republican and monarchical
constitution, was one of the greatest promoters of absolute power ever
known in Europe. Besides the violent and extraordinary changes owing to
his direction, he would fain suppress all the intermediate ranks, and
abolish the political communities. He was dissolving[25] the monarchy by
his chimerical reimbursements, and seemed as if he even wanted to redeem
the constitution.
It is not enough to have intermediate powers in a monarchy; there must
be also a depositary of the laws. This depositary can only be the judges
of the supreme courts of justice, who promulgate the new laws, and
revive the obsolete. The natural ignorance of the nobility, their
indolence and contempt of civil government, require that there should be
a body invested with the power of reviving and executing the laws, which
would be otherwise buried in oblivion. The prince's council are not a
proper depositary. They are naturally the depositary of the momentary
will of the prince, and not of the fundamental laws. Besides, the
prince's council is continually changing; it is neither permanent nor
numerous; neither has it a sufficient share of the confidence of the
people; consequently it is capable of setting them right in difficult
conjunctures, or of reducing them to proper obedience.
Despotic governments, where there are no fundamental laws, have no such
kind of depositary. Hence it is that religion has generally so much
influence in those countries, because it forms a kind of permanent
depositary; and if this cannot be said of religion, it may of the
customs that are respected instead of laws.
5. Of the Laws in relation to the Nature of a despotic Government. From
the nature of despotic power it follows that the single person, invested
with this power, commits the execution of it also to a single person. A
man whom his senses continually inform that he himself is everything and
that his subjects are nothing, is naturally lazy, voluptuous, and
ignorant. In consequence of this, he neglects the management of public
affairs. But were he to commit the administration to many, there would
be continual disputes among them; each would form intrigues to be his
first slave; and he would be obliged to take the reins into his own
hands. It is, therefore, more natural for him to resign it to a
vizir,[26] and to invest him with the same power as himself. The
creation of a vizir is a fundamental law of this government.
It is related of a pope that he had started an infinite number of
difficulties against his election, from a thorough conviction of his
incapacity. At length he was prevailed on to accept of the pontificate,
and resigned the administration entirely to his nephew. He was soon
struck with surprise, and said, "I should never have thought that these
things were so easy." The same may be said of the princes of the East,
who, being educated in a prison where eunuchs corrupt their hearts and
debase their understandings, and where they are frequently kept ignorant
even of their high rank, when drawn forth in order to be placed on the
throne, are at first confounded: but as soon as they have chosen a
vizir, and abandoned themselves in their seraglio to the most brutal
passions; pursuing, in the midst of a prostituted court, every
capricious extravagance, they would never have dreamed that they could
find matters so easy.
The more extensive the empire, the larger the seraglio; and consequently
the more voluptuous the prince. Hence the more nations such a sovereign
has to rule, the less he attends to the cares of government; the more
important his affairs, the less he makes them the subject of his
deliberations.
______
1. Compare Aristotle, Politics, vi. 2.
2. Declamations, 17, 18.
3. See the Considerations on the Causes of the Grandeur and Decline of
the Romans, 9.
4. Pp. 691, 693, ed. Wechel, 1596.
5. Bk. i.
6. Bk. iv, art. 15 et seq.
7. See in the Considerations on the Causes of the Grandeur and Decline
of the Romans, 9, how this spirit of Servius Tullius was preserved in
the republic.
8. Dionysius Halicarnassus, Eulogium of Isocrates, ii, p. 97, ed.
Wechel. Pollux, viii. 10, art. 130.
9. See Aristotle's Politics, ii. 12.
10. Ibid, iv. 9.
11. See the oration of Demosthenes, De Falsa legat., and the oration
against Timarchus.
12. They used even to draw two tickets for each place, one which gave
the place, and the other which named the person who was to succeed, in
case the first was rejected.
13. De Leg., i, iii.
14. They were called leges tabulares; two tablets were presented to each
citizen, the first marked with an A, for Antique, or I forbid it; and
the other with an U and an R, for Uti rogas, or Be it as you desire.
15. At Athens the people used to lift up their hands.
16. As at Venice.
17. The thirty tyrants at Athens ordered the suffrages of the
Areopagites to be public, in order to manage them as they pleased. --
Lysias, Orat. contra Agorat. 8.
18. See Dionysius Halicarnassus, iv, ix.
19. See Mr. Addison, Travels to Italy, p. 16.
20. They were named at first by the consuls.
21. This is what ruined the republic of Rome. See Considerations on the
Causes of the Grandeur and Decline of the Romans, 14, 16.
22. Tournefort, Voyages.
23. At Lucca the magistrates are chosen only for two months.
24. Diodorus, xviii, p. 601, ed. Rhodoman.
25. Ferdinand, king of Aragon, made himself grand master of the orders,
and that alone changed the constitution.
26. The Eastern kings are never without vizirs, says Sir John Chardin.
Book III. Of the Principles of the Three Kinds of Government
1. Difference between the Nature and Principle of Government. Having
examined the laws in relation to the nature of each government, we must
investigate those which relate to its principle.
There is this difference between the nature and principle[1] of
government, that the former is that by which it is constituted, the
latter that by which it is made to act. One is its particular structure,
and the other the human passions which set it in motion.
Now, laws ought no less to relate to the principle than to the nature of
each government. We must, therefore, inquire into this principle, which
shall be the subject of this third book.
2. Of the Principle of different Governments. I have already observed
that it is the nature of a republican government that either the
collective body of the people, or particular families, should be
possessed of the supreme power; of a monarchy, that the prince should
have this power, but in the execution of it should be directed by
established laws; of a despotic government, that a single person should
rule according to his own will and caprice. This enables me to discover
their three principles; which are thence naturally derived. I shall
begin with a republican government, and in particular with that of
democracy.
3. Of the Principle of Democracy. There is no great share of probity
necessary to support a monarchical or despotic government. The force of
laws in one, and the prince's arm in the other, are sufficient to direct
and maintain the whole. But in a popular state, one spring more is
necessary, namely, virtue.
What I have here advanced is confirmed by the unanimous testimony of
historians, and is extremely agreeable to the nature of things. For it
is clear that in a monarchy, where he who commands the execution of the
laws generally thinks himself above them, there is less need of virtue
than in a popular government, where the person entrusted with the
execution of the laws is sensible of his being subject to their
direction.
Clear is it also that a monarch who, through bad advice or indolence,
ceases to enforce the execution of the laws, may easily repair the evil;
he has only to follow other advice; or to shake off this indolence. But
when, in a popular government, there is a suspension of the laws, as
this can proceed only from the corruption of the republic, the state is
certainly undone.
A very droll spectacle it was in the last century to behold the impotent
efforts of the English towards the establishment of democracy. As they
who had a share in the direction of public affairs were void of virtue;
as their ambition was inffamed by the success of the most daring of
their members;[2] as the prevailing parties were successively animated
by the spirit of faction, the government was continually changing: the
people, amazed at so many revolutions, in vain attempted to erect a
commonwealth. At length, when the country had undergone the most violent
shocks, they were obliged to have recourse to the very government which
they had so wantonly proscribed.
When Sylla thought of restoring Rome to her liberty, this unhappy city
was incapable of receiving that blessing. She had only the feeble
remains of virtue, which were continually diminishing. Instead of being
roused from her lethargy by Cæsar, Tiberius, Caius Claudius, Nero, and
Domitian, she riveted every day her chains; if she struck some blows,
her aim was at the tyrant, not at the tyranny.
The politic Greeks, who lived under a popular government, knew no other
support than virtue. The modern inhabitants of that country are entirely
taken up with manufacture, commerce, finances, opulence, and luxury.
When virtue is banished, ambition invades the minds of those who are
disposed to receive it, and avarice possesses the whole community. The
objects of their desires are changed; what they were fond of before has
become indifferent; they were free while under the restraint of laws,
but they would fain now be free to act against law; and as each citizen
is like a slave who has run away from his master, that which was a maxim
of equity he calls rigour; that which was a rule of action he styles
constraint; and to precaution he gives the name of fear. Frugality, and
not the thirst of gain, now passes for avarice. Formerly the wealth of
individuals constituted the public treasure; but now this has become the
patrimony of private persons. The members of the commonwealth riot on
the public spoils, and its strength is only the power of a few, and the
licence of many.
Athens was possessed of the same number of forces when she triumphed so
gloriously as when with such infamy she was enslaved. She had twenty
thousand citizens[3] when she defended the Greeks against the Persians,
when she contended for empire with Sparta, and invaded Sicily. She had
twenty thousand when Demetrius Phalereus numbered them[4] as slaves are
told by the head in a market-place. When Philip attempted to lord it
over Greece, and appeared at the gates of Athens[5] she had even then
lost nothing but time. We may see in Demosthenes how difficult it was to
awaken her; she dreaded Philip, not as the enemy of her liberty, but of
her pleasures.[6] This famous city, which had withstood so many defeats,
and having been so often destroyed had as often risen out of her ashes,
was overthrown at Chæronea, and at one blow deprived of all hopes of
resource. What does it avail her that Philip sends back her prisoners,
if he does not return her men? It was ever after as easy to triumph over
the forces of Athens as it had been difficult to subdue her virtue.
How was it possible for Carthage to maintain her ground? When Hannibal,
upon his being made prætor, endeavoured to hinder the magistrates from
plundering the republic, did not they complain of him to the Romans?
Wretches, who would fain be citizens without a city, and be beholden for
their riches to their very destroyers! Rome soon insisted upon having
three hundred of their principal citizens as hostages; she obliged them
next to surrender their arms and ships; and then she declared war.[7]
From the desperate efforts of this defenceless city, one may judge of
what she might have performed in her full vigour, and assisted by
virtue.
4. Of the Principle of Aristocracy. As virtue is necessary in a popular
government, it is requisite also in an aristocracy. True it is that in
the latter it is not so absolutely requisite.
The people, who in respect to the nobility are the same as the subjects
with regard to a monarch, are restrained by their laws. They have,
therefore, less occasion for virtue than the people in a democracy. But
how are the nobility to be restrained? They who are to execute the laws
against their colleagues will immediately perceive that they are acting
against themselves. Virtue is therefore necessary in this body, from the
very nature of the constitution.
An aristocratic government has an inherent vigour, unknown to democracy.
The nobles form a body, who by their prerogative, and for their own
particular interest, restrain the people; it is sufficient that there
are laws in being to see them executed.
But easy as it may be for the body of the nobles to restrain the people,
it is difficult to restrain themselves.[8] Such is the nature of this
constitution, that it seems to subject the very same persons to the
power of the laws, and at the same time to exempt them.
Now such a body as this can restrain itself only in two ways; either by
a very eminent virtue, which puts the nobility in some measure on a
level with the people, and may be the means of forming a great republic;
or by an inferior virtue, which puts them at least upon a level with one
another, and upon this their preservation depends.
Moderation is therefore the very soul of this government; a moderation,
I mean, founded on virtue, not that which proceeds from indolence and
pusillanimity.
5. That Virtue is not the Principle of a Monarchical Government. In
monarchies, policy effects great things with as little virtue as
possible. Thus in the nicest machines, art has reduced the number of
movements, springs, and wheels.
The state subsists independently of the love of our country, of the
thirst of true glory, of self-denial, of the sacrifice of our dearest
interests, and of all those heroic virtues which we admire in the
ancients, and to us are known only by tradition.
The laws supply here the place of those virtues; they are by no means
wanted, and the state dispenses with them: an action performed here in
secret is in some measure of no consequence.
Though all crimes be in their own nature public, yet there is a
distinction between crimes really public and those that are private,
which are so called because they are more injurious to individuals than
to the community.
Now in republics private crimes are more public, that is, they attack
the constitution more than they do individuals; and in monarchies,
public crimes are more private, that is, they are more prejudicial to
private people than to the constitution.
I beg that no one will be offended with what I have been saying; my
observations are founded on the unanimous testimony of historians. I am
not ignorant that virtuous princes are so very rare; but I venture to
affirm that in a monarchy it is extremely difficult for the people to be
virtuous.[9]
Let us compare what the historians of all ages have asserted concerning
the courts of monarchs; let us recollect the conversations and
sentiments of people of all countries, in respect to the wretched
character of courtiers, and we shall find that these are not airy
speculations, but truths confirmed by a sad and melancholy experience.
Ambition in idleness; meanness mixed with pride; a desire of riches
without industry; aversion to truth; flattery, perfidy, violation of
engagements, contempt of civil duties, fear of the prince's virtue, hope
from his weakness, but, above all, a perpetual ridicule cast upon
virtue, are, I think, the characteristics by which most courtiers in all
ages and countries have been constantly distinguished. Now, it is
exceedingly difficult for the leading men of the nation to be knaves,
and the inferior sort to be honest; for the former to be cheats, and the
latter to rest satisfied with being only dupes.
But if there should chance to be some unlucky honest man[10] among the
people. Cardinal Richelieu, in his political testament, seems to hint
that a prince should take care not to employ him.[11] So true is it that
virtue is not the spring of this government! It is not indeed excluded,
but it is not the spring of government.
6. In what Manner Virtue is supplied in a Monarchical Government. But it
is high time for me to have done with this subject, lest I should be
suspected of writing a satire against monarchical government. Far be it
from me; if monarchy wants one spring, it is provided with another.
Honour, that is, the prejudice of every person and rank, supplies the
place of the political virtue of which I have been speaking, and is
everywhere her representative: here it is capable of inspiring the most
glorious actions, and, joined with the force of laws, may lead us to the
end of government as well as virtue itself.
Hence, in well-regulated monarchies, they are almost all good subjects,
and very few good men; for to be a good man[12] a good intention is
necessary,[13] and we should love our country, not so much on our own
account, as out of regard to the community.
7. Of the Principle of Monarchy. A monarchical government supposes, as
we have already observed, pre-eminences and ranks, as likewise a noble
descent. Now since it is the nature of honour to aspire to preferments
and titles, it is properly placed in this government.
Ambition is pernicious in a republic. But in a monarchy it has some good
effects; it gives life to the government, and is attended with this
advantage, that it is in no way dangerous, because it may be continually
checked.
It is with this kind of government as with the system of the universe,
in which there is a power that constantly repels all bodies from the
centre, and a power of gravitation that attracts them to it. Honour sets
all the parts of the body politic in motion, and by its very action
connects them; thus each individual advances the public good, while he
only thinks of promoting his own interest.
True it is that, philosophically speaking, it is a false honour which
moves all the parts of the government; but even this false honour is as
useful to the public as true honour could possibly be to private
persons.
Is it not very exacting to oblige men to perform the most difficult
actions, such as require an extraordinary exertion of fortitude and
resolution, without other recompense than that of glory and applause?
8. That Honour is not the Principle of Despotic Government. Honour is
far from being the principle of despotic government: mankind being here
all upon a level, no one person can prefer himself to another; and as on
the other hand they are all slaves, they can give themselves no sort of
preference.
Besides, as honour has its laws and rules, as it knows not how to
submit; as it depends in a great measure on a man's own caprice, and not
on that of another person; it can be found only in countries in which
the constitution is fixed, and where they are governed by settled laws.
How can despotism abide with honour? The one glories in the contempt of
life; and the other is founded on the power of taking it away. How can
honour, on the other hand, bear with despotism? The former has its fixed
rules, and peculiar caprices; but the latter is directed by no rule, and
its own caprices are subversive of all others.
Honour, therefore, a thing unknown in arbitrary governments, some of
which have not even a proper word to express it,[14] is the prevailing
principle in monarchies; here it gives life to the whole body politic,
to the laws, and even to the virtues themselves.
9. Of the Principle of Despotic Government. As virtue is necessary in a
republic, and in a monarchy honour, so fear is necessary in a despotic
government: with regard to virtue, there is no occasion for it, and
honour would be extremely dangerous.
Here the immense power of the prince devolves entirely upon those whom
he is pleased to entrust with the administration. Persons capable of
setting a value upon themselves would be likely to create disturbances.
Fear must therefore depress their spirits, and extinguish even the least
sense of ambition.
A moderate government may, whenever it pleases, and without the least
danger, relax its springs. It supports itself by the laws, and by its
own internal strength. But when a despotic prince ceases for one single
moment to uplift his arm, when he cannot instantly demolish those whom
he has entrusted with the first employments,[15] all is over: for as
fear, the spring of this government, no longer subsists, the people are
left without a protector.
It is probably in this sense the Cadis maintained that the Grand
Seignior was not obliged to keep his word or oath, when he limited
thereby his authority.[16]
It is necessary that the people should be judged by laws, and the great
men by the caprice of the prince, that the lives of the lowest subject
should be safe, and the pasha's head ever in danger. We cannot mention
these monstrous governments without horror. The Sophi of Persia,
dethroned in our days by Mahomet, the son of Miriveis, saw the
constitution subverted before this resolution, because he had been too
sparing of blood.[17]
History informs us that the horrid cruelties of Domitian struck such a
terror into the governors that the people recovered themselves a little
during his reign.[18] Thus a torrent overflows one side of a country,
and on the other leaves fields untouched, where the eye is refreshed by
the prospect of fine meadows.
10. Difference of Obedience in Moderate and Despotic Governments. In
despotic states, the nature of government requires the most passive
obedience; and when once the prince's will is made known, it ought
infallibly to produce its effect.
Here they have no limitations or restrictions, no mediums, terms,
equivalents, or remonstrances; no change to propose: man is a creature
that blindly submits to the absolute will of the sovereign.
In a country like this they are no more allowed to represent their
apprehensions of a future danger than to impute their miscarriage to the
capriciousness of fortune. Man's portion here, like that of beasts, is
instinct, compliance, and punishment.
Little does it then avail to plead the sentiments of nature, filial
respect, conjugal or parental tenderness, the laws of honour, or want of
health; the order is given, and, that is sufficient.
In Persia, when the king has condemned a person, it is no longer lawful
to mention his name, or to intercede in his favour. Even if the prince
were intoxicated, or non compos, the decree must be executed;[19]
otherwise he would contradict himself, and the law admits of no
contradiction. This has been the way of thinking in that country in all
ages; as the order which Ahasuerus gave, to exterminate the Jews, could
not be revoked, they were allowed the liberty of defending themselves.
One thing, however, may be sometimes opposed to the prince's will,[20]
namely, religion. They will abandon, nay they will slay a parent, if the
prince so commands; but he cannot oblige them to drink wine. The laws of
religion are of a superior nature, because they bind the sovereign as
well as the subject. But with respect to the law of nature, it is
otherwise; the prince is no longer supposed to be a man.
In monarchical and moderate states, the power is limited by its very
spring, I mean by honour, which, like a monarch, reigns over the prince
and his people. They will not allege to their sovereign the laws of
religion; a courtier would be apprehensive of rendering himself
ridiculous. But the laws of honour will be appealed to on all occasions.
Hence arise the restrictions necessary to obedience; honour is naturally
subject to whims, by which the subject's submission will be ever
directed.
Though the manner of obeying be different in these two kinds of
government, the power is the same. On which side soever the monarch
turns, he inclines the scale, and is obeyed. The whole difference is
that in a monarchy the prince receives instruction, at the same time
that his ministers have greater abilities, and are more versed in public
affairs, than the ministers of a despotic government.
11. Reflections on the preceding Chapters. Such are the principles of
the three sorts of government: which does not imply that in a particular
republic they actually are, but that they ought to be, virtuous; nor
does it prove that in a particular monarchy they are actuated by honour,
or in a particular despotic government by fear; but that they ought to
be directed by these principles, otherwise the government is imperfect.
---------
1. This is a very important distinction, whence I shall draw many
consequences; for it is the key of an infinite number of laws.
2. Cromwell.
3. Plutarch, Pericles; Plato, in Critias.
4. She had at that time twenty-one thousand citizens, ten thousand
strangers, and four hundred thousand slaves. See Athenæus, vi.
5. She had then twenty thousand citizens. See Demosthenes in Aristog.
6. They had passed a law, which rendered it a capital crime for any one
to propose applying the money designed for the theatres to military
7. This lasted three years.
8. Public crimes may be punished, because it is here a common concern;
but private crimes will go unpunished, because it is the common interest
not to punish them.
9. I speak here of political virtue, which is also moral virtue as it is
directed to the public good; very little of private moral virtue, and
not at all of that virtue which relates to revealed truths. This will
appear better in v. 2.
10. This is to be understood in the sense of the preceding note.
11. We must not, says he, employ people of mean extraction; they are too
rigid and morose. -- Testament Polit., 4.
12. This word good man is understood here in a political sense only.
13. See Footnote 1.
14. See Perry, p. 447.
15. As it often happens in a military aristocracy.
16. Ricaut on the Ottoman Empire. I, ii.
17. See the history of this revolution by Father du Cerceau.
18. Suetonius, Life of Domitian, viii. His was a military constitution,
which is one of the species of despotic government.
19. See Sir John Chardin.
20. Ibid.
Book IV. That the Laws of Education Ought to Be in Relation
to the Principles of Government
1. Of the Laws of Education. The laws of education are the first
impressions we receive; and as they prepare us for civil life, every
private family ought to be governed by the plan of that great household
which comprehends them all.
If the people in general have a principle, their constituent parts, that
is, the several families, will have one also. The laws of education will
be therefore different in each species of government: in monarchies they
will have honour for their object; in republics, virtue; in despotic
governments, fear.
2. Of Education in Monarchies. In monarchies the principal branch of
education is not taught in colleges or academies. It commences, in some
measure, at our setting out in the world; for this is the school of what
we call honour, that universal preceptor which ought everywhere to be
our guide.
Here it is that we constantly hear three rules or maxims, viz., that we
should have a certain nobleness in our virtues, a kind of frankness in
our morals, and a particular politeness in our behaviour.
The virtues we are here taught are less what we owe to others than to
ourselves; they are not so much what draws us towards society, as what
distinguishes us from our fellow-citizens. Here the actions of men are
judged, not as virtuous, but as shining; not as just, but as great; not
as reasonable, but as extraordinary. When honour here meets with
anything noble in our actions, it is either a judge that approves them,
or sophist by whom they are excused.
It allows of gallantry when united with the idea of sensible affection,
or with that of conquest; this is the reason why we never meet with so
strict a purity of morals in monarchies as in republican governments.
It allows of cunning and craft, when joined with the notion of greatness
of soul or importance of affairs; as, for instance, in politics, with
finesses of which it is far from being offended.
It does not forbid adulation, save when separated from the idea of a
large fortune, and connected only with the sense of our mean condition.
With regard to morals, I have observed that the education of monarchies
ought to admit of a certain frankness and open carriage. Truth,
therefore, in conversation is here a necessary point. But is it for the
sake of truth? By no means. Truth is requisite only because a person
habituated to veracity has an air of boldness and freedom. And indeed a
man of this stamp seems to lay a stress only on the things themselves,
not on the manner in which they are received.
Hence it is that in proportion as this kind of frankness is commended,
that of the common people is despised, which has nothing but truth and
simplicity for its object.
In fine, the education of monarchies requires a certain politeness of
behaviour. Man, a sociable animal, is formed to please in society; and a
person that would break through the rules of decency, so as to shock
those he conversed with, would lose the public esteem, and become
incapable of doing any good.
But politeness, generally speaking, does not derive its origin from so
pure a source. It arises from a desire of distinguishing ourselves. It
is pride that renders us polite; we are flattered with being taken
notice of for behaviour that shows we are not of a mean condition, and
that we have not been bred with those who in all ages are considered the
scum of the people.
Politeness, in monarchies, is naturalised at court. One man excessively
great renders everybody else little. Hence that regard which is paid to
our fellow-subjects; hence that politeness, equally pleasing to those by
whom, as to those towards whom, it is practised, because it gives people
to understand that a person actually belongs, or at least deserves to
belong, to the court.
A courtly air consists in quitting a real for a borrowed greatness. The
latter pleases the courtier more than the former. It inspires him with a
certain disdainful modesty, which shows itself externally, but whose
pride insensibly diminishes in proportion to its distance from the
source of this greatness.
At court we find a delicacy of taste in everything -- a delicacy arising
from the constant use of the superfluities of life, from the variety,
and especially the satiety, of pleasures, from the multiplicity and even
confusion of fancies, which, if they are but agreeable, are sure of
being well received.
These are the things which properly fall within the province of
education, in order to form what we call a man of honour, a man
possessed of all the qualities and virtues requisite in this kind of
government.
Here it is that honour interferes with everything, mixing even with
people's manner of thinking, and directing their very principles.
To this whimsical honour it is owing that the virtues are only just what
it pleases; it adds rules of its own invention to everything prescribed
to us; it extends or limits our duties according to its own fancy,
whether they proceed from religion, politics, or morality.
There is nothing so strongly inculcated in monarchies, by the laws, by
religion and honour, as submission to the prince's will; but this very
honour tells us that the prince never ought to command a dishonourable
action, because this would render us incapable of serving him.
Crillon refused to assassinate the Duke of Guise, but offered to fight
him. After the massacre of St. Bartholomew, Charles IX, having sent
orders to the governors in the several provinces for the Huguenots to be
murdered, Viscount Dorte, who commanded at Bayonne, wrote thus to the
king:[1] "Sire, among the inhabitants of this town, and your majesty's
troops, I could not find so much as one executioner; they are honest
citizens and brave soldiers. We jointly, therefore, beseech your majesty
to command our arms and lives in things that are practicable." This
great and generous soul looked upon a base action as a thing impossible.
There is nothing that honour more strongly recommends to the nobility
than to serve their prince in a military capacity. And, indeed, this is
their favourite profession, because its dangers, its success, and even
its miscarriages are the road to grandeur. Yet this very law of its own
making honour chooses to explain: and in case of any affront, it
requires or permits us to retire.
It insists also that we should be at liberty either to seek or to reject
employments, a liberty which it prefers even to an ample fortune.
Honour therefore has its supreme laws, to which education is obliged to
conform.[2] The chief of these are that we are permitted to set a value
upon our fortune, but are absolutely forbidden to set any upon our
lives.
The second is that, when we are raised to a post or preferment, we
should never do or permit anything which may seem to imply that we look
upon ourselves as inferior to the rank we hold.
The third is that those things which honour forbids are more rigorously
forbidden, when the laws do not concur in the prohibition; and those it
commands are more strongly insisted upon, when they happen not to be
commanded by law.
3. Of Education in a Despotic Government. As education in monarchies
tends to raise and ennoble the mind, in despotic governments its only
aim is to debase it. Here it must necessarily be servile; even in power
such an education will be an advantage, because every tyrant is at the
same time a slave.
Excessive obedience supposes ignorance in the person that obeys: the
same it supposes in him that commands, for he has no occasion to
deliberate, to doubt, to reason; he has only to will.
In despotic states, each house is a separate government. As education,
therefore, consists chieflv in social converse, it must be here very
much limited; all it does is to strike the heart with fear, and to
imprint on the understanding a very simple notion of a few principles of
religion. Learning here proves dangerous, emulation fatal; and as to
virtue, Aristotle[3] cannot think that there is any one virtue belonging
to slaves; if so, education in despotic countries is confined within a
very narrow compass.
Here, therefore, education is in some measure needless: to give
something, one must take away everything, and begin with making a bad
subject in order to make a good slave.
For why should education take pains in forming a good citizen, only to
make him share in the public misery? If he loves his country, he will
strive to relax the springs of government; if he miscarries he will be
undone; if he succeeds, he must expose himself, the prince, and his
country to ruin.
4. Difference between the Effects of Ancient and Modern Education. Most
of the ancients lived under governments that had virtue for their
principle; and when this was in full vigour they performed actions
unusual in our times, and at which our narrow minds are astonished.
Another advantage their education possessed over ours was that it never
could be effaced by contrary impressions. Epaminondas, the last year of
his life, said, heard, beheld, and performed the very same things as at
the age in which he received the first principles of his education.
In our days we receive three different or contrary educations, namely,
of our parents, of our masters, and of the world. What we learn in the
latter effaces all the ideas of the former. This, in some measure,
arises from the contrast we experience between our religious and worldly
engagements, a thing unknown to the ancients.
5. Of Education in a Republican Government. It is in a republican
government that the whole power of education is required. The fear of
despotic governments naturally arises of itself amidst threats and
punishments; the honour of monarchies is favoured by the passions, and
favours them in its turn; but virtue is a self-renunciation, which is
ever arduous and painful.
This virtue may be defined as the love of the laws and of our country.
As such love requires a constant preference of public to private
interest, it is the source of all private virtues; for they are nothing
more than this very preference itself.
This love is peculiar to democracies. In these alone the government is
entrusted to private citizens. Now a government is like everything else:
to preserve it we must love it.
Has it ever been known that kings were not fond of monarchy, or that
despotic princes hated arbitrary power?
Everything therefore depends on establishing this love in a republic;
and to inspire it ought to be the principal business of education: but
the surest way of instilling it into children is for parents to set them
an example.
People have it generally in their power to communicate their ideas to
their children; but they are still better able to transfuse their
passions.
If it happens otherwise, it is because the impressions made at home are
effaced by those they have received abroad.
It is not the young people that degenerate; they are not spoiled till
those of maturer age are already sunk into corruption.
6. Of some Institutions among the Greeks. The ancient Greeks, convinced
of the necessity that people who live under a popular government should
be trained up to virtue, made very singular institutions in order to
inspire it. Upon seeing in the life of Lycurgus the laws that legislator
gave to the Lacedæmonians, I imagine I am reading the history of the
Sevarambes. The laws of Crete were the model of those of Sparta; and
those of Plato reformed them.
Let us reflect here a little on the extensive genius with which those
legislators must have been endowed, to perceive that by striking at
received customs, and by confounding all manner of virtues, they should
display their wisdom to the universe. Lycurgus, by blending theft with
the spirit of justice, the hardest servitude with excess of liberty, the
most rigid sentiments with the greatest moderation, gave stability to
his city. He seemed to deprive her of all resources, such as arts,
commerce, money, and walls; ambition prevailed among the citizens
without hopes of improving their fortune; they had natural sentiments
without the tie of a son, husband, or father; and chastity was stripped
even of modesty and shame. This was the road that led Sparta to grandeur
and glory; and so infallible were these institutions, that it signified
nothing to gain a victory over that republic without subverting her
polity.[4]
By these laws Crete and Laconia were governed. Sparta was the last that
fell a prey to the Macedonians, and Crete to the Romans.[5]
The Samnites had the same institutions, which furnished those very
Romans with the subject of four-and-twenty triumphs.[6]
A character so extraordinary in the institutions of Greece has shown
itself lately in the dregs and corruptions of modern times.[7] A very
honest legislator has formed a people to whom probity seems as natural
as bravery to the Spartans. Mr. Penn is a real Lycurgus: and though the
former made peace his principal aim, as the latter did war, yet they
resemble one another in the singular way of living to which they reduced
their people, in the ascendant they had over free men, in the prejudices
they overcame, and in the passions which they subdued.
Another example we have from Paraguay. This has been the subject of an
invidious charge against a society that considers the pleasure of
commanding as the only happiness in life: but it will be ever a glorious
undertaking to render a government subservient to human happiness.[8]
It is glorious indeed for this society to have been the first in
pointing out to those countries the idea of religion joined with that of
humanity. By repairing the devastations of the Spaniards, she has begun
to heal one of the most dangerous wounds that the human species ever
received.
An exquisite sensibility to whatever she distinguishes by the name of
honour, joined to her zeal for a religion which is far more humbling in
respect to those who receive than to those who preach its doctrines, has
set her upon vast undertakings, which she has accomplished with success.
She has drawn wild people from their woods, secured them a maintenance,
and clothed their nakedness; and had she only by this step improved the
industry of mankind, it would have been sufficient to eternise her fame.
They who shall attempt hereafter to introduce like institutions must
establish the community of goods as prescribed in Plato's republic; that
high respect he required for the gods; that separation from strangers,
for the preservation of morals; and an extensive commerce carried on by
the community, and not by private citizens: they must give our arts
without our luxury, and our wants without our desires.
They must proscribe money, the effects of which are to swell people's
fortunes beyond the bounds prescribed by nature; to learn to preserve
for no purpose what has been idly hoarded up; to multiply without end
our desires; and to supply the sterility of nature, from whom we have
received very scanty means of inflaming our passions, and of corrupting
each other.
"The Epidamnians,[9] perceiving their morals depraved by conversing with
barbarians, chose a magistrate for making all contracts and sales in the
name and behalf of the city." Commerce then does not corrupt the
constitution, and the constitution does not deprive society of the
advantages of commerce.
7. In what Cases these singular Institutions may be of Service.
Institutions of this kind may be proper in republics, because they have
virtue for their principle; but to excite men to honour in monarchies,
or to inspire fear in despotic governments, less trouble is necessary.
Besides, they can take place but in a small state,[10] in which there is
a possibility of general education, and of training up the body of the
people like a single family.
The laws of Minos, of Lycurgus, and of Plato suppose a particular
attention and care, which the citizens ought to have over one another's
conduct. But an attention of this kind cannot be expected in the
confusion and multitude of affairs in which a large nation is entangled.
In institutions of this kind, money, as we have above observed, must be
banished. But in great societies, the multiplicity, variety,
embarrassment, and importance of affairs, as well as the facility of
purchasing, and the slowness of exchange, require a common measure. In
order to support or extend our power, we must be possessed of the means
to which, by the unanimous consent of mankind, this power is annexed.
8. Explanation of a Paradox of the Ancients in respect to Manners. That
judicious writer, Polybius, informs us that music was necessary to
soften the manners of the Arcadians, who lived in a cold, gloomy
country; that the inhabitants of Cynete, who slighted music, were the
cruellest of all the Greeks, and that no other town was so immersed in
luxury and debauchery. Plato[11] is not afraid to affirm that there is
no possibility of making a change in music without altering the frame of
government. Aristotle, who seems to have written his Politics only in
order to contradict Plato, agrees with him, notwithstanding, in regard
to the power and influence of music over the manners of the people.[12]
This was also the opinion of Theophrastus, of Plutarch[13] and of all
the ancients -- an opinion grounded on mature reflection; being one of
the principles of their polity.[14] Thus it was they enacted laws, and
thus they required that cities should be governed.
This I fancy must be explained in the following manner. It is observable
that in the cities of Greece, especially those whose .principal object
was war, all lucrative arts and professions were considered unworthy of
a freeman. "Most arts," says Xenophon,[15] "corrupt and enervate the
bodies of those that exercise them; they oblige them to sit in the
shade, or near the fire. They can find no leisure, either for their
friends or for the republic." It was only by the corruption of some
democracies that artisans became freemen. This we learn from
Aristotle,[16] who maintains that a well-regulated republic will never
give them the right and freedom of the city.[17]
Agriculture was likewise a servile profession, and generally practised
by the inhabitants of conquered countries, such as the Helotes among the
Lacedæmonians, the Periecians among the Cretans, the Penestes among the
Thessalians, and other conquered[18] people in other republics.
In fine, every kind of low commerce[19] was infamous among the Greeks;
as it obliged a citizen to serve and wait on a slave, on a lodger, or a
stranger. This was a notion that clashed with the spirit of Greek
liberty; hence Plato[20] in his Laws orders a citizen to be punished if
he attempts to concern himself with trade.
Thus in the Greek republics the magistrates were extremely embarrassed.
They would not have the citizens apply themselves to trade, to
agriculture, or to the arts, and yet they would not have them idle.[21]
They found, therefore, employment for them in gymnic and military
exercises; and none else were allowed by their institution.[22] Hence
the Greeks must be considered as a society of wrestlers and boxers. Now,
these exercises having a natural tendency to render people hardy and
fierce, there was a necessity for tempering them with others that might
soften their manners.[23] For this purpose, music, which influences the
mind by means of the corporeal organs, was extremely proper. It is a
kind of medium between manly exercises, which harden the body, and
speculative sciences, which are apt to render us unsociable and sour. It
cannot be said that music inspired virtue, for this would be
inconceivable: but it prevented the effects of a savage institution, and
enabled the soul to have such a share in the education as it could never
have had without the assistance of harmony.
Let us suppose among ourselves a society of men so passionately fond of
hunting as to make it their sole employment; they would doubtless
contract thereby a kind of rusticity and fierceness. But if they happen
to imbibe a taste for music, we should quickly perceive a sensible
difference in their customs and manners. In short, the exercises used by
the Greeks could raise but one kind of passions, viz., fierceness,
indignation, and cruelty. But music excites all these; and is likewise
able to inspire the soul with a sense of pity, lenity, tenderness, and
love. Our moral writers, who declaim so vehemently against the stage,
sufficiently demonstrate the power of music over the mind.
If the society above mentioned were to have no other music than that of
drums, and the sound of the trumpet, would it not be more difficult to
accomplish this end than by the more melting tones of softer harmony?
The ancients were therefore in the right when, under particular
circumstances, they preferred one mode to another in regard to manners.
But some will ask, why should music be pitched upon as preferable to any
other entertainment? It is because of all sensible pleasures there is
none that less corrupts the soul. We blush to read in Plutarch[24] that
the Thebans, in order to soften the manners of their youth, authorised
by law a passion which ought to be proscribed by all nations.
______
1. See d'Aubigny's History.
2. We mention here what actually is, and not what ought to be; honour is
a prejudice, which religion sometimes endeavours to remove, and at other
times to regulate.
3. Politics, i. 13.
4. Philopoemen obliged the Lacedæmonians to change their manner of
educating their children, being convinced that if he did not take this
measure they would always be noted for their magnanimity. -- Plutarch,
Philopoemen. See Livy, xxxviii.
5. She defended her laws and liberty for the space of three years. See
the 98th, 99th, and 100th book of Livy, in Florus's epitome. She made a
braver resistance than the greatest kings.
6. Florus, i. 16.
7. In fece Romuli. -- Cicero, Letters to Atticus, ii. 1.
8. The Indians of Paraguay do not depend on any particular lord; they
pay only a fifth of the taxes, and are allowed the use of firearms to
defend themselves.
9. Plutarch in his Questions Concerning the Greek Affairs, xxix.
10. Such as were formerly the cities of Greece.
11. Republic, iv.
12. Politics, viii. 5.
13. Pelopidas.
14. Plato, in his seventh book of Laws, says that the præfectures of
music and gymnic exercises are the most important employments in the
city; and, in his Republic, iii, Damon will tell you, says he, what
sounds are capable of corrupting the mind with base sentiments, or of
inspiring the contrary virtues.
15. Memorabilia, v.
16. Politics, iii. 4.
17. Diophantes, says Aristotle, Politics, ii. 7, made a law formerly at
Athens, that artisans should be slaves to the republic.
18. Plato, likewise, and Aristotle require slaves to till the land,
Laws, viii. Politics, vii. 10. True it is that agriculture was not
everywhere exercised by slaves: on the contrary, Aristotle observes the
best republics were those in which the citizens themselves tilled the
land: but this was brought about by the corruption of the ancient
governments, which had become democratic: for in earlier times the
cities of Greece were subject to an aristocratic government.
19. Cauponatio.
20. Book v.
21. Aristotle, Politics, vii-viii.
22. Ibid., viii. 3.
23. Aristotle observes that the children of the Lacedæmonians, who began
these exercises at a very tender age, contracted thence too great a
ferocity and rudeness of behaviour. -- Ibid., viii. 4.
24. Pelopidas.
Book V. That the Laws Given by the Legislator Ought to Be in Relation to the Principle of Government
1. Idea of this Book. That the laws of education should relate to the
principle of each government has been shown in the preceding book. Now
the same may be said of those which the legislator gives to the whole
society. The relation of laws to this principle strengthens the several
springs of government; and this principle derives thence, in its turn, a
new degree of vigour. And thus it is in mechanics, that action is always
followed by reaction.
Our design is, to examine this relation in each government, beginning
with the republican state, the principle of which is virtue.
2. What is meant by Virtue in a political State. Virtue in a republic is
a most simple thing: it is a love of the republic; it is a sensation,
and not a consequence of acquired knowledge: a sensation that may be
felt by the meanest as well as by the highest person in the state. When
the common people adopt good maxims, they adhere to them more steadily
than those whom we call gentlemen. It is very rarely that corruption
commences with the former: nay, they frequently derive from their
imperfect light a stronger attachment to the established laws and
customs.
The love of our country is conducive to a purity of morals, and the
latter is again conducive to the former. The less we are able to satisfy
our private passions, the more we abandon ourselves to those of a
general nature. How comes it that monks are so fond of their order? It
is owing to the very cause that renders the order insupportable. Their
rule debars them from all those things by which the ordinary passions
are fed; there remains therefore only this passion for the very rule
that torments them. The more austere it is, that is, the more it curbs
their inclinations, the more force it givfes to the only passion left
them.
3. What is meant by a Love of the Republic in a Democracy. A love of the
republic in a democracy is a love of the democracy; as the latter is
that of equality.
A love of the democracy is likewise that of frugality. Since every
individual ought here to enjoy the same happiness and the same
advantages, they should consequently taste the same pleasures and form
the same hopes, which cannot be expected but from a general frugality.
The love of equality in a democracy limits ambition to the sole desire,
to the sole happiness, of doing greater services to our country than the
rest of our fellow-citizens. They cannot all render her equal services,
but they all ought to serve her with equal alacrity. At our coming into
the world, we contract an immense debt to our country, which we can
never discharge.
Hence distinctions here arise from the principle of equality, even when
it seems to be removed by signal services or superior abilities.
The love of frugality limits the desire of having to the study of
procuring necessaries to our family, and superfluities to our country.
Riches give a power which a citizen cannot use for himself, for then he
would be no longer equal. They likewise procure pleasures which he ought
not to enjoy, because these would be also repugnant to the equality.
Thus well-regulated democracies, by establishing domestic frugality,
made way at the same time for public expenses, as was the case at Rome
and Athens, when magnificence and profusion arose from the very fund of
frugality. And as religion commands us to have pure and unspotted hands
when we make our offerings to the gods, the laws required a frugality of
life to enable them to be liberal to our country.
The good sense and happiness of individuals depend greatly upon the
mediocrity of their abilities and fortunes. Therefore, as a republic,
where the laws have placed many in a middling station, is composed of
wise men, it will be wisely governed; as it is composed of happy men, it
will be extremely happy.
4. In what Manner the Love of Equality and Frugality is inspired. The
love of equality and of a frugal economy is greatly excited by equality
and frugality themselves, in societies where both these virtues are
established by law.
In monarchies and despotic governments, nobody aims at equality; this
does not so much as enter their thoughts; they all aspire to
superiority. People of the very lowest condition desire to emerge from
their obscurity, only to lord it over their fellow-subjects.
It is the same with respect to frugality. To love it, we must practise
and enjoy it. It is not those who are enervated by pleasure that are
fond of a frugal life; were this natural and common, Alcibiades would
never have been the admiration of the universe. Neither is it those who
envy or admire the luxury of the great; people that have present to
their view none but rich men, or men miserable like themselves, detest
their wretched condition, without loving or knowing the real term or
point of misery.
A true maxim it is, therefore, that in order to love equality and
frugality in a republic, these virtues must have been previously
established by law.
5. In what Manner the Laws establish Equality in a Democracy. Some
ancient legislators, as Lycurgus and Romulus, made an equal division of
lands. A settlement of this kind can never take place except upon the
foundation of a new republic; or when the old one is so corrupt, and the
minds of the people are so disposed, that the poor think themselves
obliged to demand, and the rich obliged to consent to a remedy of this
nature.
If the legislator, in making a division of this kind, does not enact
laws at the same time to support it, he forms only a temporary
constitution; inequality will break in where the laws have not precluded
it, and the republic will be utterly undone.
Hence for the preservation of this equality it is absolutely necessary
there should be some regulation in respect to women's dowries,
donations, successions, testamentary settlements, and all other forms of
contracting. For were we once allowed to dispose of our property to whom
and how we pleased, the will of each individual would disturb the order
of the fundamental law.
Solon, by permitting the Athenians, upon failure of issue[1] to leave
their estates to whom they pleased, acted contrary to the ancient laws,
by which the estates were ordered to continue in the family of the
testator;[2] and even contrary to his own laws, for by abolishing debts
he had aimed at equality.
The law which prohibited people having two inheritances[3] was extremely
well adapted for a democracy. It derived its origin from the equal
distribution of lands and portions made to each citizen. The law would
not permit a single man to possess more than a single portion.
From the same source arose those laws by which the next relative was
ordered to marry the heiress. This law was given to the Jews after the
like distribution. Plato,[4] who grounds his laws on this division, made
the same regulation which had been received as a law by the Athenians.
At Athens there was a law whose spirit, in my opinion, has not been
hitherto rightly understood. It was lawful to marry a sister only by the
father's side, but it was not permitted to espouse a sister by the same
venter.[5] This custom was originally owing to republics, whose spirit
would not permit that two portions of land, and consequently two
inheritances, should devolve on the same person. A man who married his
sister only by the father's side could inherit but one estate, namely,
that of his father; but by espousing his sister by the same venter, it
might happen that this sister's father, having no male issue, might
leave her his estate, and consequently the brother who married her might
be possessed of two.
Little will it avail to object to what Philo says,[6] that although the
Athenians were allowed to marry a sister by the father's side, and not
by the mother's, yet the contrary practice prevailed among the
Lacedæmonians, who were permitted to espouse a sister by the mother's
side, and not by the father's. For I find in Strabo[7] that at Sparta,
whenever a woman was married to her brother she had half his portion for
her dowry. Plain is it that this second law was made in order to prevent
the bad consequences of the former. That the estate belonging to the
sister's family might not devolve on the brother's, they gave half the
brother's estate to the sister for her dowry.
Seneca[8] speaking of Silanus, who had married his sister, says that the
permission was limited at Athens, but general at Alexandria. In a
monarchical government there was very little concern about any such
thing as a division of estates.
Excellent was that law which, in order to maintain this division of
lands in a democracy, ordained that a father who had several children
should pitch upon one of them to inherit his portion,[9] and leave the
others to be adopted, to the end that the numbers of citizens might
always be kept upon an equality with that of the divisions.
Phaleas of Chalcedon[10] contrived a very extraordinary method of
rendering all fortunes equal, in a republic where there was the greatest
inequality. This was that the rich should give fortunes with their
daughters to the poor, but receive none themselves; and that the poor
should receive money for their daughters, instead of giving them
fortunes. But I do not remember that a regulation of this kind ever took
place in any republic. It lays the citizens under such hard and
oppressive conditions as would make them detest the very equality which
they designed to establish. It is proper sometimes that the laws should
not seem to tend so directly to the end they propose.
Though real equality be the very soul of a democracy, it is so difficult
to establish that an extreme exactness in this respect would not be
always convenient. Sufficient is it to establish a census[11] which
shall reduce or fix the differences to a certain point: it is afterwards
the business of particular laws to level, as it were, the inequalities,
by the duties laid upon the rich, and by the ease afforded to the poor.
It is moderate riches alone that can give or suffer this sort of
compensation; for as to men of overgrown estates, everything which does
not contribute to advance their power and honour is considered by them
as an injury.
All inequality in democracies ought to be derived from the nature of the
government, and even from the principle of equality. For example, it may
be apprehended that people who are obliged to live by their labour would
be too much impoverished by a public employment, or neglect the duties
attending it; that artisans would grow insolent, and that too great a
number of freemen would overpower the ancient citizens. In this case the
equality[12] in a democracy may be suppressed for the good of the state.
But this is only an apparent equality; for a man ruined by a public
employment would be in a worse condition than his fellow-citizens; and
this same man, being obliged to neglect his duty, would reduce the rest
to a worse condition than himself, and so on.
6. In what Manner the Laws ought to maintain Frugality in a Democracy.
It is not sufficient in a well-regulated democracy that the divisions of
land be equal; they ought also to be small, as was customary among the
Romans. "God forbid," said Curius to his soldiers,[13] "that a citizen
should look upon that as a small piece of land which is sufficient to
maintain him."
As equality of fortunes supports frugality, so the latter maintains the
former. These things, though in themselves different, are of such a
nature as to be unable to subsist separately; they reciprocally act upon
each other; if one withdraws itself from a democracy, the other surely
follows it.
True is it that when a democracy is founded on commerce, private people
may acquire vast riches without a corruption of morals.
This is because the spirit of commerce is naturally attended with that
of frugality, economy, moderation, labour, prudence, tranquillity,
order, and rule. So long as this spirit subsists, the riches it produces
have no bad effect. The mischief is, when excessive wealth destroys the
spirit of commerce, then it is that the inconveniences of inequality
begin to be felt.
In order to support this spirit, commerce should be carried on by the
principal citizens; this should be their sole aim and study; this the
chief object of the laws: and these very laws, by dividing the estates
of individuals in proportion to the increase of commerce, should set
every poor citizen so far at his ease as to be able to work like the
rest, and every wealthy citizen in such a mediocrity as to be obliged to
take some pains either in preserving or acquiring a fortune.
It is an excellent law in a trading republic to make an equal division
of the paternal estate among the children. The consequence of this is
that how great soever a fortune the father has made, his children, being
not so rich as he, are induced to avoid luxury, and to work as he has
done. I speak here only of trading republics; as to those that have no
commerce, the legislator must pursue quite different measures.[14]
In Greece there were two sorts of republics: the one military, like
Sparta; the other commercial, as Athens. In the former, the citizens
were obliged to be idle; in the latter, endeavours were used to inspire
them with the love of industry and labour. Solon made idleness a crime,
and insisted that each citizen should give an account of his manner of
getting a livelihood. And, indeed, in a well-regulated democracy, where
people's expenses should extend only to what is necessary, every one
ought to have it; for how should their wants be otherwise supplied?
7. Other Methods of favouring the Principle of Democracy. An equal
division of lands cannot be established in all democracies. There are
some circumstances in which a regulation of this nature would be
impracticable, dangerous, and even subversive of the constitution. We
are not always obliged to proceed to extremes. If it appears that this
division of lands, which was designed to preserve the people's morals,
does not suit the democracy, recourse must be had to other methods.
If a permanent body be established to serve as a rule and pattern of
manners; a senate, to which years, virtue, gravity, and eminent services
procure admittance; the senators, by being exposed to public view like
the statues of the gods, must naturally inspire every family with
sentiments of virtue.
Above all, this senate must steadily adhere to the ancient institutions,
and mind that the people and the magistrates never swerve from them.
The preservation of the ancient customs is a very considerable point in
respect to manners. Since a corrupt people seldom perform any memorable
actions, seldom establish societies, build cities, or enact laws; on the
contrary, since most institutions are derived from people whose manners
are plain and simple, to keep up the ancient customs is the way to
preserve the original purity of morals.
Besides, if by some revolution the state has happened to assume a new
form, this seldom can be effected without infinite pains and labour, and
hardly ever by idle and debauched persons. Even those who had been the
instruments of the revolution were desirous it should be relished, which
is difficult to compass without good laws. Hence it is that ancient
institutions generally tend to reform the people's manners, and those of
modern date to corrupt them. In the course of a long administration, the
descent to vice is insensible; but there is no reascending to virtue
without making the most generous efforts.
It has been questioned whether the members of the senate we are speaking
of ought to be for life or only chosen for a time. Doubtless they ought
to be for life, as was the custom at Rome,[15] at Sparta,[16] and even
at Athens. For we must not confound the senate at Athens, which was a
body that changed every three months, with the Areopagus, whose members,
as standing patterns, were established for life.
Let this be therefore a general maxim; that in a senate designed to be a
rule, and the depository, as it were, of manners, the members ought to
be chosen for life: in a senate intended for the administration of
affairs, the members may be changed.
The spirit, says Aristotle, waxes old as well as the body. This
reflection holds good only in regard to a single magistrate, but cannot
be applied to a senatorial assembly.
At Athens, besides the Areopagus, there were guardians of the public
morals, as well as of the laws.[17] At Sparta, all the old men were
censors. At Rome, the censorship was committed to two particular
magistrates. As the senate watched over the people, the censors were to
have an eye over the people and the senate. Their office was to reform
the corruptions of the republic, to stigmatise indolence, to censure
neglects, and to correct mistakes; as to flagrant crimes, these were
left to the punishment of the laws.
That Roman law which required the accusations in cases of adultery to be
public was admirably well calculated for preserving the purity of
morals; it intimidated married women, as well as those who were to watch
over their conduct.
Nothing contributes more to the preservation of morals than an extreme
subordination of the young to the old. Thus they are both restrained,
the former by their respect for those of advanced age, and the latter by
their regard for themselves.
Nothing gives a greater force to the law than a perfect subordination
between the citizens and the magistrate. "The great difference which
Lycurgus established between Sparta and the other cities," says
Xenophon,[18] "consists chiefly in the obedience the citizens show to
their laws; they run when the magistrate calls them. But at Athens a
rich man would be highly displeased to be thought dependent on the
magistrate."
Paternal authority is likewise of great use towards the preservation of
morals. We have already observed that in a republic there is not so
coercive a force as in other governments. The laws must therefore
endeavour to supply this defect by some means or other; and this is done
by paternal authority.
Fathers at Rome had the power of life and death over their children.[19]
At Sparta, every father had a right to correct another man's child.
Paternal authority ended at Rome together with the republic. In
monarchies, where such a purity of morals is not required, they are
controlled by no other authority than that of the magistrates.
The Roman laws, which accustomed young people to dependence, established
a long minority. Perhaps we are mistaken in conforming to this custom;
there is no necessity for so much constraint in monarchies.
This very subordination in a republic might make it necessary for the
father to continue in the possession of his children's fortune during
life, as was the custom at Rome. But this is not agreeable to the spirit
of monarchy.
8. In what Manner the Laws should relate to the Principle of Government
in an Aristocracy. If the people are virtuous in an aristocracy, they
enjoy very nearly the same happiness as in a popular government, and the
state grows powerful. But as a great share of virtue is very rare where
men's fortunes are so unequal, the laws must tend as much as possible to
infuse a spirit of moderation, and endeavour to re-establish that
equality which was necessarily removed by the constitution.
The spirit of moderation is what we call virtue in an aristocracy; it
supplies the place of the spirit of equality in a popular state.
As the pomp and splendour with which kings are surrounded form a part of
their power, so modesty and simplicity of manners constitute the
strength of an aristocratic nobility.[20] When they affect no
distinction, when they mix with the people, dress like them, and with
them share all their pleasures, the people are apt to forget their
subjection and weakness.
Every government has its nature and principle. An aristocracy must not
therefore assume the nature and principle of monarchy; which would be
the case were the nobles to be invested with personal privileges
distinct from those of their body; privileges ought to be for the
senate, and simple respect for the senators.
In aristocratic governments there are two principal sources of disorder:
excessive inequality between the governors and the governed; and the
same inequality between the different members of the body that governs.
From these two inequalities, hatreds and jealousies arise, which the
laws ought ever to prevent or repress.
The first inequality is chiefly when the privileges of the nobility are
honourable only as they are ignominious to the people. Such was the law
at Rome by which the patricians were forbidden to marry plebeians;[21] a
law that had no other effect than to render the patricians on the one
side more haughty, and on the other more odious. The reader may see what
advantages the tribunes derived thence in their harangues.
This inequality occurs likewise when the condition of the citizens
differs with regard to taxes, which may happen in four different ways:
when the nobles assume the privilege of paying none; when they commit
frauds to exempt themselves;[22] when they engross the public money,
under pretence of rewards or appointments for their respective
employments; in fine, when they render the common people tributary, and
divide among their own body the profits arising from the several
subsidies. This last case is very rare; an aristocracy so instituted
would be the most intolerable of all governments.
While Rome inclined towards aristocracy, she avoided all these
inconveniences. The magistrates never received any emoluments from their
office. The chief men of the republic were taxed like the rest, nay,
more heavily; and sometimes the taxes fell upon them alone. In fine, far
from sharing among themselves the revenues of the state, all they could
draw from the public treasure, and all the wealth that fortune flung
into their laps, they bestowed freely on the people, to be excused from
accepting public honours.[23]
It is a fundamental maxim that largesses are pernicious to the people in
a democracy, but salutary in an aristocratic government. The former make
them forget they are citizens, the latter bring them to a sense of it.
If the revenues of the state are not distributed among the people, they
must be convinced at least of their being well administered: to feast
their eyes with the public treasure is with them the same thing almost
as enjoying it. The golden chain displayed at Venice, the riches
exhibited at Rome in public triumphs, the treasures preserved in the
temple of Saturn, were in reality the wealth of the people.
It is a very essential point in an aristocracy that the nobles
themselves should not levy the taxes. The first order of the state in
Rome never concerned themselves with it; the levying of the taxes was
committed to the second, and even this in process of time was attended
with great inconveniences. In an aristocracy of this kind, where the
nobles levied the taxes, the private people would be all at the
discretion of persons in public employments; and there would be no such
thing as a superior tribunal to check their power. The members appointed
to remove the abuses would rather enjoy them. The nobles would be like
the princes of despotic governments, who confiscate whatever estates
they please.
Soon would the profits hence arising be considered as a patrimony, which
avarice would enlarge at pleasure. The farms would be lowered, and the
public revenues reduced to nothing. This is the reason that some
governments, without having ever received any remarkable shock, have
dwindled away to such a degree as not only their neighbours, but even
their own subjects, have been surprised at it.
The laws should likewise forbid the nobles all kinds of commerce:
merchants of such unbounded credit would monopolise all to themselves.
Commerce is a profession of people who are upon an equality; hence among
despotic states the most miserable are those in which the prince applies
himself to trade.
The laws of Venice debar[24] the nobles from commerce, by which they
might even innocently acquire exorbitant wealth.
The laws ought to employ the most effectual means for making the nobles
do justice to the people. If they have not established a tribune, they
ought to be a tribune themselves.
Every sort of asylum in opposition to the execution of the laws destroys
aristocracy, and is soon succeeded by tyranny. They ought always to
mortify the lust of dominion. There should be either a temporary or
perpetual magistrate to keep the nobles in awe, as the Ephori at Sparta
and the State Inquisitors at Venice -- magistrates subject to no
formalities. This sort of government stands in need of the strongest
springs: thus a mouth of stone[25] is open to every informer at Venice
-- a mouth to which one would be apt to give the appellation of tyranny.
These arbitrary magistrates in an aristocracy bear some analogy to the
censorship in democracies, which of its own nature is equally
independent. And, indeed, the censors ought to be subject to no inquiry
in relation to their conduct during their office; they should meet with
a thorough confidence, and never be discouraged. In this respect the
practice of the Romans deserved admiration; magistrates of all
denominations were accountable for their administration,[26] except the
censors.[27]
There are two very pernicious things in an aristocracy -- excess either
of poverty, or of wealth in the nobility. To prevent their poverty, it
is necessary, above all things, to oblige them to pay their debts in
time. To moderate the excess of wealth, prudent and gradual regulations
should be made; but no confiscations, no agrarian laws, no expunging of
debts; these are productive of infinite mischief.
The laws ought to abolish the right of primogeniture among the
nobles[28] to the end that by a continual division of the inheritances
their fortunes may be always upon a level.
There should be no substitutions, no powers of redemption, no rights of
Majorasgo, or adoption. The contrivances for perpetuating the grandeur
of families in monarchical governments ought never to be employed in
aristocracies.[29]
When the laws have compassed the equality of families, the next thing is
to preserve a proper harmony and union among them. The quarrels of the
nobility ought to be quickly decided; otherwise the contests of
individuals become those of families. Arbiters may terminate, or even
prevent, the rise ot disputes.
In fine, the laws must not favour the distinctions raised by vanity
among families, under pretence that they are more noble or ancient than
others. Pretences of this nature ought to be ranked among the weaknesses
of private persons.
We have only to cast an eye upon Sparta; there we may see how the Ephori
contrived to check the foibles of the kings, as well as those of the
nobility and common people.
9. In what Manner the Laws are in relation to their Principle in
Monarchies. As honour is the principle of a monarchical government, the
laws ought to be in relation to this principle.
They should endeavour to support the nobility, in respect to whom honour
may be, in some measure, deemed both child and parent.
They should render the nobility hereditary, not as a boundary between
the power of the prince and the weakness of the people, but as the link
which connects them both.
In this government, substitutions which preserve the estates of families
undivided are extremely useful, though in others not so proper.
Here the power of redemption is of service, as it restores to noble
families the lands that had been alienated by the prodigality of a
parent.
The land of the nobility ought to have privileges as well as their
persons. The monarch's dignity is inseparable from that of his kingdom;
and-the dignity of the nobleman from that of his fief.
All these privileges must be peculiar to the nobility, and
incommunicable to the people, unless we intend to act contrary to the
principle of government, and to diminish the power of the nobles
together with that of the people.
Substitutions are a restraint to commerce, the power of redemption
produces an infinite number of processes; every estate in land that is
sold throughout the kingdom is in some measure without an owner for the
space of a year. Privileges annexed to fiefs give a power very
burdensome to those governments which tolerate them. These are the
inconveniences of nobility -- inconveniences, however, that vanish when
confronted with its general utility: but when these privileges are
communicated to the people, every principle of government is wantonly
violated.
In monarchies a person may leave the bulk of his estate to one of his
children -- a permission improper in any other government.
The laws ought to favour all kinds of commerce[30] consistent with the
constitution, to the end that the subjects may, without ruining
themselves, be able to satisfy the continual cravings of the prince and
his court.
They should establish some regulation that the manner of collecting the
taxes may not be more burdensome than the taxes themselves.
The weight of duties produces labour, labour weariness, and weariness
the spirit of indolence.
10. Of the Expedition peculiar to the Executive Power in Monarchies.
Great is the advantage which a monarchical government has over a
republic: as the state is conducted by a single person, the executive
power is thereby enabled to act with greater expedition. But as this
expedition may degenerate into rapidity, the laws should use some
contrivance to slacken it. They ought not only to favour the nature of
each constitution, but likewise to remedy the abuses that might result
from this very nature.
Cardinal Richelieu[31] advises monarchs to permit no such things as
societies or communities that raise difficulties upon every trifle. If
this man's heart had not been bewitched with the love of despotic power,
still these arbitrary notions would have filled his head.
The bodies entrusted with the deposition of the laws are never more
obedient than when they proceed slowly, and use that reflection in the
prince's affairs which can scarcely be expected from the ignorance of a
court, or from the precipitation of its councils.[32]
What would have become of the finest monarchy in the world if the
magistrates, by their delays, their complaints, and entreaties, had not
checked the rapidity even of their princes' virtues, when these
monarchs, consulting only the generous impulse of their minds, would
fain have given a boundless reward to services performed with an
unlimited courage and fidelity?
11. Of the Excellence of a Monarchical Government. Monarchy has a great
advantage over a despotic government. As it naturally requires there
should be several orders or ranks of subjects, the state is more
permanent, the constitution more steady, and the person of him who
governs more secure.
Cicero is of opinion that the establishing of the tribunes preserved the
republic. "And indeed," says he, "the violence of a headless people is
more terrible. A chief or head is sensible that the affair depends upon
himself, and therefore he thinks; but the people in their impetuosity
are ignorant of the danger into which they hurry themselves." This
reflection may be applied to a despotic government, which is a people
without tribunes; and to a monarchy, where the people have some sort of
tribunes.
Accordingly it is observable that in the commotions of a despotic
government, the people, hurried away by their passions, are apt to push
things as far as they can go. The disorders they commit are all extreme;
whereas in monarchies matters are seldom carried to excess. The chiefs
are apprehensive on their own account; they are afraid of being
abandoned, and the intermediate dependent powers do not choose that the
populace should have too much the upper hand. It rarely happens that the
states of the kingdom are entirely corrupted: the prince adheres to
these; and the seditious, who have neither will nor hopes to subvert the
government, have neither power nor will to dethrone the prince.
In these circumstances men of prudence and authority interfere; moderate
measures are first proposed, then complied with, and things at length
are redressed; the laws resume their vigour, and command submission.
Thus all our histories are full of civil wars without revolutions, while
the histories of despotic governments abound with revolutions without
civil wars.
The writers of the history of the civil wars of some countries, even
those who fomented them, sufficiently demonstrate the little foundation
princes have to suspect the authority with which they invest particular
bodies of men; since, even under the unhappy circumstance of their
errors, they sighed only after the laws and their duty; and restrained,
more than they were capable of inflaming, the impetuosity of the
revolted.[33] Cardinal Richelieu, reflecting perhaps that he had too
much reduced the states of the kingdom, has recourse to the virtues of
the prince and of his ministers for the support[34] of government: but
he requires so many things, that indeed there is none but an angel
capable of such attention, such resolution and knowledge; and scarcely
can we flatter ourselves that we shall ever see such a prince and
ministers while monarchy subsists.
As people who live under a good government are happier than those who
without rule or leaders wander about the forests, so monarchs who live
under the fundamental laws of their country are far happier than
despotic princes who have nothing to regulate, neither their own
passions nor those of their subjects.
12. The same Subject continued. Let us not look for magnanimity in
despotic governments; the prince cannot impart a greatness which he has
not himself; with him there is no such thing as glory.
It is in monarchies that we behold the subjects encircling the throne,
and cheered by the irradiancy of the sovereign; there it is that each
person filling, as it were, a larger space, is capable of exercising
those virtues which adorn the soul, not with independence, but with true
dignity and greatness.
13. An Idea of Despotic Power. When the savages of Louisiana are
desirous of fruit, they cut the tree to the root, and gather the
fruit.[35] This is an emblem of despotic government.
14. In what Manner the Laws are in relation to the Principles of
Despotic Government. The principle of despotic government is fear; but a
timid, ignorant, and faint-spirited people have no occasion for a great
number of laws.
Everything ought to depend here on two or three ideas; hence there is no
necessity that any new notions should be added. When we want to break a
horse, we take care not to let him change his master, his lesson, or his
pace. Thus an impression is made on his brain by two or three motions,
and no more.
If a prince is shut up in a seraglio, he cannot leave his voluptuous
abode without alarming those who keep him confined. Thev will not bear
that his person and power should pass into other hands. He seldom
therefore wages war in person, and hardly ventures to entrust the
command to his generals.
A prince of this stamp, unaccustomed to resistance in his palace, is
enraged to see his will opposed by armed force; hence he is generally
governed by wrath or vengeance. Besides, he can have no notion of true
glory. War therefore is carried on under such a government in its full
natural fury, and less extent is given to the law of nations than in
other states.
Such a prince has so many imperfections that they are afraid to expose
his natural stupidity to public view. He is concealed in his palace, and
the people are ignorant of his situation. It is lucky for him that the
inhabitants of those countries need only the name of a prince to govern
them.
When Charles XII was at Bender, he met with some opposition from the
senate of Sweden; upon which he wrote word home that he would send one
of his boots to command them. This boot would have governed like a
despotic prince.
If the prince is a prisoner, he is supposed to be dead, and another
mounts the throne. The treaties made by the prisoner are void, his
successor will not ratify them; and indeed, as he is the law, the state,
and the prince: when he is no longer a prince, he is nothing: were he
not therefore deemed to be deceased, the state would be subverted.
One thing which chiefly determined the Turks to conclude a separate
peace with Peter I was the Muscovites telling the Vizir that in Sweden
another prince had been placed upon the throne.[36]
The preservation of the state is only the preservation of the prince, or
rather of the palace where he is confined. Whatever does not directly
menace this palace or the capital makes no impression on ignorant,
proud, and prejudiced minds; and as for the concatenation of events,
they are unable to trace, to foresee, or even to conceive it. Politics,
with its several springs and laws, must here be very much limited; the
political government is as simple as the civil.[37]
The whole is reduced to reconciling the political and civil
administration to the domestic government, the officers of state to
those of the seraglio.
Such a state is happiest when it can look upon itself as the only one in
the world, when it is environed with deserts, and separated from those
people whom they call Barbarians. Since it cannot depend on the militia,
it is proper it should destroy a part of itself.
As fear is the principle of despotic government, its end is
tranquillity; but this tranquillity cannot be called a peace: no, it is
only the silence of those towns which the enemy is ready to invade.
Since strength does not lie in the state, but in the army that founded
it, in order to defend the state the army must be preserved, how
formidable soever to the prince. How, then, can we reconcile the
security of the government to that of the prince's person?
Observe how industriously the Russian government endeavours to temper
its arbitrary power, which it finds more burdensome than the people
themselves. They have broken their numerous guards, mitigated criminal
punishments, erected tribunals, entered into a knowledge of the laws,
and instructed the people. But there are particular causes that will
probably once more involve them in the very misery which they now
endeavour to avoid.
In those states religion has more influence than anywhere else; it is
fear added to fear. In Mahomedan countries, it is partly from their
religion that the people derive the surprising veneration they have for
their prince.
It is religion that amends in some measure the Turkish constitution. The
subjects, who have no attachment of honour to the glory and grandeur of
the state, are connected with it by the force and principle of religion.
Of all despotic governments there is none that labours more under its
own weight than that wherein the prince declares himself proprietor of
all the lands, and heir to all his subjects. Hence the neglect of
agriculture arises; and if the prince intermeddles likewise in trade,
all manner of industry is ruined.
Under this sort of government, nothing is repaired or improved.[38]
Houses are built only for the necessity of habitation; there is no
digging of ditches or planting of trees; everything is drawn from, but
nothing restored to, the earth; the ground lies untilled, and the whole
country becomes a desert.
Is it to be imagined that the laws which abolish the property of land
and the succession of estates will diminish the avarice and cupidity of
the great? By no means. They will rather stimulate this cupidity and
avarice. The great men will be prompted to use a thousand oppressive
methods, imagining they have no other property than the gold and silver
which they are able to seize upon by violence, or to conceal.
To prevent, therefore, the utter ruin of the state, the avidity of the
prince ought to be moderated by some established custom. Thus, in
Turkey, the sovereign is satisfied with the right of three per cent on
the value of inheritances.[39] But as he gives the greatest part of the
lands to his soldiery, and disposes of them as he pleases; as he seizes
on all the inheritances of the officers of the empire at their decease;
as he has the property of the possessions of those who die without
issue, and the daughters have only the usufruct; it thence follows that
the greatest part of the estates of the country are held in a precarious
manner.
By the laws of Bantam,[40] the king seizes on the whole inheritance,
even wife, children, and habitation. In order to elude the cruelest part
of this law, they are obliged to marry their children at eight, nine, or
ten years of age, and sometimes younger, to the end that they may not be
a wretched part of the father's succession.
In countries where there are no fundamental laws, the succession to the
empire cannot be fixed. The crown is then elective, and the right of
electing is in the prince, who names a successor either of his own or of
some other family. In vain would it be to establish here the succession
of the eldest son; the prince might always choose another. The successor
is declared by the prince himself, or by a civil war. Hence a despotic
state is, upon another account, more liable than a monarchical
government to dissolution.
As every prince of the royal family is held equally capable of being
chosen, hence it follows that the prince who ascends the throne
immediately strangles his brothers, as in Turkey; or puts out their
eyes, as in Persia; or bereaves them of their understanding, as in the
Mogul's country; or if these precautions are not used, as in Morocco,
the vacancy of the throne is always attended with the horrors of a civil
war.
By the constitution of Russia[41] the Czar may choose whom he has a mind
for his successor, whether of his own or of a strange family. Such a
settlement produces a thousand revolutions, and renders the throne as
tottering as the succession is arbitrary. The right of succession being
one of those things which are of most importance to the people to know,
the best is that which most sensibly strikes them. Such as a certain
order of birth. A settlement of this kind puts a stop to intrigues, and
stifles ambition; the mind of a weak prince is no longer enslaved, nor
is he made to speak his will as he is just expiring.
When the succession is established by a fundamental law, only one prince
is the successor, and his brothers have neither a real nor apparent
right to dispute the crown with him. They can neither pretend to nor
take any advantage of the will of a father. There is then no more
occasion to confine or kill the king's brother than any other subject.
But in despotic governments, where the prince's brothers are equally his
slaves and his rivals, prudence requires that their persons be secured;
especially in Mahomedan countries, where religion considers victory or
success as a divine decision in their favour; so that they have no such
thing as a monarch de jure, but only de facto.
There is a far greater incentive to ambition in countries where the
princes of the blood are sensible that if they do not ascend the throne
they must be either imprisoned or put to death, than among us, where
they are placed in such a station as may satisfy, if not their ambition,
at least their moderate desires.
The princes of despotic governments have ever perverted the use of
marriage. They generally take a great many wives, especially in that
part of the world where absolute power is in some measure naturalised,
namely, Asia. Hence they come to have such a multitude of children that
they can hardly have any great affection for them, nor the children for
one another.
The reigning family resembles the state; it is too weak itself, and its
head too powerful; it seems very numerous and extensive, and yet is
suddenly extinct. Artaxerxes[42] put all his children to death for
conspiring against him.
It is not at all probable that fifty children would conspire against
their father, and much less that this conspiracy would be owing to his
having refused to resign his concubine to his eldest son. It is more
natural to believe that the whole was an intrigue of those oriental
seraglios, where fraud, treachery, and deceit reign in silence and
darkness; and where an old prince, grown every day more infirm, is the
first prisoner of the palace.
After what has been said, one would imagine that human nature should
perpetually rise up against despotism. But notwithstanding the love of
liberty, so natural to mankind, notwithstanding their innate detestation
of force and violence, most nations are subject to this very government.
This is easily accounted for. To form a moderate government, it is
necessary to combine the several powers; to regulate, temper, and set
them in motion; to give, as it were, ballast to one, in order to enable
it to counterpoise the other. This is a masterpiece of legislation;
rarely produced by hazard, and seldom attained by prudence. On the
contrary, a despotic government offers itself, as it were, at first
sight; it is uniform throughout; and as passions only are requisite to
establish it, this is what every capacity may reach.
15. The same Subject continued. In warm climates, where despotic power
generally prevails, the passions disclose themselves earlier, and are
sooner extinguished;[43] the understanding is sooner ripened; they are
less in danger of squandering their fortunes; there is less facility of
distinguishing themselves in the world; less communication between young
people, who are confined at home; they marry much earlier, and
consequently may be sooner of age than in our European climates. In
Turkey they are of age at fifteen.[44]
They have no such thing as a cession of goods; in a government where
there is no fixed property, people depend rather on the person than on
his estate.
The cession of goods is naturally admitted in moderate governments,[45]
but especially in republics, because of the greater confidence usually
placed in the probity of the citizens, and the lenity and moderation
arising from a form of government which every subject seems to nave
preferred to all others.
Had the legislators of the Roman republic established the cession of
goods,[46] they never would have been exposed to so many seditions and
civil discords; neither would they have experienced the danger of the
evils, nor the inconvenience of the remedies.
Poverty and the precariousness of property in a despotic state render
usury natural, each person raising the value of his money in proportion
to the danger he sees in lending it. Misery therefore pours from all
parts into those unhappy countries; they are bereft of everything, even
of the resource of borrowing.
Hence it is that a merchant under this government is unable to carry on
an extensive commerce; he lives from hand to mouth; and were he to
encumber himself with a large quantity of merchandise, he would lose
more by the exorbitant interest he must give for money than he could
possibly get by the goods. Hence they have no laws here relating to
commerce; they are all reduced to what is called the bare police.
A government cannot be unjust without having hands to exercise its
injustice. Now, it is impossible but that these hands will be grasping
for themselves. The embezzling of the public money is therefore natural
in despotic states.
As this is a common crime under such a government, confiscations are
very useful. By these the people are eased; the money drawn by this
method being a considerable tribute which could hardly be raised on the
exhausted subject: neither is there in those countries any one family
which the prince would be glad to preserve.
In moderate governments it is quite a different thing. Confiscations
would render property uncertain, would strip innocent children, would
destroy a whole family, instead of punishing a single criminal. In
republics they would be attended with the mischief of subverting
equality, which is the very soul of this government, by depriving a
citizen of his necessary subsistence.[47]
There is a Roman law[48] against confiscations, except in the case of
crimen majestatis, or high treason of the most heinous nature. It would
be a prudent thing to follow the spirit of this law, and to limit
confiscations to particular crimes. In countries where a local custom
has rendered real estates alienable, Bodin very justly observes that
confiscations should extend only to such as are purchased or
acquired.[49]
16. Of the Communication of Power. In a despotic government the power is
communicated entire to the person entrusted with it. The vizir himself
is the despotic prince; and each particular officer is the vizir. In
monarchies the power is less immediately applied, being tempered by the
monarch as he gives it.[50] He makes such a distribution of his
authority as never to communicate a part of it without reserving a
greater share to himself.
Hence in monarchies the governors of towns are not so dependent on the
governor of the province as not to be still more so on the prince; and
the private officers or military bodies are not so far subject to their
general as not to owe still a greater subjection to their sovereign.
In most monarchies it has been wisely regulated that those who have an
extensive command should not belong to any military corps; so that as
they have no authority but through the prince's pleasure, and as they
may be employed or not, they are in some measure in the service, and in
some measure out of it.
This is incompatible with a despotic government. For if those who are
not actually employed were still invested with privileges and titles,
the consequence must be that there would be men in the state who might
be said to be great of themselves; a thing directly opposite to the
nature of this government.
Were the governor of a town independent of the pasha, expedients would
be daily necessary to make them agree; which is highly absurd in a
despotic state. Besides, if a particular governor should refuse to obey,
how could the other answer for his province with his head?
In this kind of government, authority must ever be wavering; nor is that
of the lowest magistrate more steady than that of the despotic prince.
Under moderate governments, the law is prudent in all its parts, and
perfectly well known, so that even the pettiest magistrates are capable
of following it. But in a despotic state, where the prince's will is the
law, though the prince were wise, yet how could the magistrate follow a
will he does not know? He must certainly follow his own.
Again, as the law is only the prince's will, and as the prince can only
will what he knows, the consequence is that there are an infinite number
of people who must will for him, and make their wills keep pace with
his. In fine, as the law is the momentary will of the prince, it is
necessary that those who will for him should follow his sudden manner of
willing.
17. Of Presents. It is a received custom in despotic countries never to
address any superior whomsoever, not excepting their kings, without
making them a present. The Mogul[51] never receives the petitions of his
subjects if they come with empty hands. These princes spoil even their
own favours.
But thus it must ever be in a government where no man is a citizen;
where they have all a notion that a superior is under no obligation to
an inferior; where men imagine themselves bound by no other tie than the
chastisements inflicted by one party upon another; where, in fine, there
is very little to do, and where the people have seldom an occasion of
presenting themselves before the great, of offering their petitions, and
much less their complaints.
In a republic, presents are odious, because virtue stands in no need of
them. In monarchies, honour is a much stronger incentive than presents.
But in a despotic government, where there is neither honour nor virtue,
people cannot be determined to act but through hope of the conveniences
of life.
It is in conformity with republican ideas that Plato[52] ordered those
who received presents for doing their duty to be punished with death.
"They must not take presents," says he, "neither for good nor for evil
actions."
A very bad law was that among the Romans[53] which gave the magistrates
leave to accept small presents[[54] provided they did not exceed one
hundred crowns in the whole year. They who receive nothing expect
nothing; they who receive a little soon covet more, till at length their
desires swell to an exorbitant height.
Besides, it is much easier to convict a man who knows himself obliged to
accept no present at all, and yet will accept something, than a person
who takes more when he ought to take less, and who always finds
pretexts, excuses, and plausible reasons in justification of his
conduct.
18. Of Rewards conferred by the Sovereign. In despotic governments,
where, as we have already observed, the principal motive of action is
the hope of the conveniences of life, the prince who confers rewards has
nothing to bestow but money. In monarchies, where honour alone
predominates, the prince's rewards would consist only of marks of
distinction, if the distinctions established by honour were not attended
with luxury, which necessarily brings on its wants: the prince therefore
is obliged to confer such honours as lead to wealth. But in a republic
where virtue reigns -- a motive self-sufficient, and which excludes all
others -- the recompenses of the state consist only of public
attestations of this virtue.
It is a general rule that great rewards in monarchies and republics are
a sign of their decline; because they are a proof of their principles
being corrupted, and that the idea of honour has no longer the same
force in a monarchy, nor the title of citizen the same weight in a
republic.
The very worst Roman emperors were those who were most profuse in their
largesses; for example, Caligula, Claudius, Nero, Otho, Vitellius,
Commodus, Heliogabalus, and Caracalla. The best, as Augustus, Vespasian,
Antoninus Pius, Marcus Aurelius, and Pertinax, were economists. Under
good emperors the state resumed its principles; all other treasures were
supplied by that of honour.
19. New Consequences of the Principles of the three Governments. I
cannot conclude this book without making some applications of my three
principles.
1st Question.] It is a question whether the laws ought to oblige a
subject to accept a public employment. My opinion is that they ought in
a republic, but not in a monarchical government. In the former, public
employments are attestations of virtue, depositions with which a citizen
is entrusted by his country, for whose sake alone he ought to live, to
act, and to think, consequently lie cannot refuse them.[55] In the
latter, public offices are testimonials of honour; now such is the
capriciousness of honour that it chooses to accept none of these
testimonies but when and in what manner it pleases.
The late King of Sardinia[56] inflicted punishments on his subjects who
refused the dignities and public offices of the state. In this he
unknowingly followed republican ideas: but his method of governing in
other respects sufficiently proves that this was not his intention.
2nd Question.] Secondly, it is questioned whether a subject should be
obliged to accept a post in the army inferior to that which he held
before. Among the Romans it was usual to see a captain serve the next
year under his lieutenant.[57] This is because virtue in republics
requires a continual sacrifice of our persons and of our repugnances for
the good of the state. But in monarchies, honour, true or false, will
never bear with what it calls degrading itself.
In despotic governments, where honour, posts, and ranks are equally
abused, they indiscriminately make a prince a scullion, and a scullion a
prince.
3rd Question.] Thirdly, it may be inquired, whether civil and military
employments should be conferred on the same person. In republics I think
they should be joined, but in monarchies separated. In the former it
would be extremely dangerous to make the profession of arms a particular
state, distinct from that of civil functions; and in the latter, no less
dangerous would it be to confer these two employments on the same
person.
In republics a person takes up arms only with a view to defend his
country and its laws; it is because he is a citizen he makes himself for
a while a soldier. Were these two distinct states, the person who under
arms thinks himself a citizen would soon be made sensible he is only a
soldier.
In monarchies, they whose condition engages them in the profession of
arms have nothing but glory, or at least honour or fortune, in view. To
men, therefore, like these, the prince should never give any civil
employments; on the contrary, they ought to be checked by the civil
magistrate, that the same persons may not have at the same time the
confidence of the people and the power to abuse it.[58]
We have only to cast an eye on a nation that may be justly called a
republic, disguised under the form of monarchy, and we shall see how
jealous they are of making a separate order of the profession of arms,
and how the military state is constantly allied with that of the
citizen, and even sometimes of the magistrate, to the end that these
qualities may be a pledge for their country, which should never be
forgotten.
The division of civil and military employments, made by the Romans after
the extinction of the republic, was not an arbitrary thing. It was a
consequence of the change which happened in the constitution of Rome; it
was natural to a monarchical government; and what was only commenced
under Augustus[59] succeeding emperors[60] were obliged to finish, in
order to temper the military government.
Procopius, therefore, the competitor of Valens the emperor, was very
much to blame when, conferring the pro-consular dignity[61] upon
Hormisdas, a prince of the blood royal of Persia, he restored to this
magistracy the military command of which it had been formerly possessed;
unless indeed he had very particular reasons for so doing. A person that
aspires to the sovereignty concerns himself less about what is
serviceable to the state than what is likely to promote his own
interest.
4th Question.] Fourthly, it is a question whether public employments
should be sold. They ought not, I think, in despotic governments, where
the subjects must be instantaneously placed or displaced by the prince.
But in monarchies this custom is not at all improper, by reason it is an
inducement to engage in that as a family employment which would not be
undertaken through a motive of virtue; it fixes likewise every one in
his duty, and renders the several orders of the kingdom more permanent.
Suidas very justly observes that Anastasius had changed the empire into
a kind of aristocracy, by selling all public employments.
Plato[62] cannot bear with this prostitution: "This is exactly," says
he, "as if a person were to be made a mariner or pilot of a ship for his
money. Is it possible that this rule should be bad in every other
employment of life, and hold good only in the administration of a
republic?" But Plato speaks of a republic founded on virtue, and we of a
monarchy. Now, in monarchies (where, though there were no such thing as
a regular sale of public offices, still the indigence and avidity of the
courtier would equally prompt him to expose them to sale) chance will
furnish better subjects than the prince's choice. In short, the method
of attaining to honours through riches inspires and cherishes
industry,[63] a thing extremely wanting in this kind of government.
5th Question.] The fifth question is in what kind of government censors
are necessary. My answer is, that they are necessary in a republic,
where the principle of government is virtue. We must not imagine that
criminal actions only are destructive of virtue; it is destroyed also by
omissions, by neglects, by a certain coolness in the love of our
country, by bad examples, and by the seeds of corruption: whatever does
not openly violate but elude the laws, does not subvert but weaken them,
ought to fall under the inquiry and correction of the censors.
We are surprised at the punishment of the Areopagite for killing a
sparrow which, to escape the pursuit of a hawk, had taken shelter in his
bosom. Surprised we are also that an Areopagite should put his son to
death for putting out the eyes of a little bird. But let us reflect that
the question here does not relate to a criminal sentence, but to a
judgment concerning manners in a republic founded on manners.
In monarchies there should be no censors; the former are founded on
honour, and the nature of honour is to have the whole world for its
censor. Every man who fails in this article is subject to the reproaches
even of those who are void of honour.
Here the censors would be spoiled by the very people whom they ought to
correct: they could not prevail against the corruption of a monarchy;
the corruption rather would be too strong against them.
Hence it is obvious that there ought to be no censors in despotic
governments. The example of China seems to derogate from this rule; but
we shall see, in the course of this work, the particular reasons of that
institution.
______
1. Plutarch, Solon.
2. Ibid.
3. Philolaus of Corinth made a law at Athens that the number of the
portions of land and that of inheritances should be always the same. --
Aristotle, Politics, ii. 7, 12.
4. Laws, xi.
5. Cornelius Nepos, preface. This custom began in the earliest times.
Thus Abraham says of Sarah, "She is my sister, my father's daughter, but
not my mother's." The same reasons occasioned the establishing the same
law among different nations.
6. De specialibus legibus quæ pertinent ad præceptar Decalogi.
7. Book x.
8. Athenis dimidium licet, Alexandriæ totum. -- Seneca, De Morte
Claudii.
9. Plato has a law of this kind. Laws, v.
10. Aristotle. ii. 7.
11. Solon made four classes: the first, of those who had an income of
500 minas either in corn or liquid fruits; the second, of those who had
300, and were able to keep a horse; the third, of such as had only 200;
the fourth, of all those who lived by their manual labour. -- Plutarch,
Solon.
12. Solon excludes from public employments all those of the fourth
class.
13. They insisted upon a larger division of the conquered lands. --
Plutarch, Lives of the ancient Kings and Commanders.
14. In these, the portions or fortunes of women ought to be very much
limited.
15. The magistrates there were annual, and the senators for life.
16. Lycurgus, says Xenophon, De Repub. Lacedæm., 10. § 1, 2, ordained
that the senators should be chosen from amongst the old men, to the end
that they might not be neglected in the decline of life; thus by making
them judges of the courage of young people, he rendered the old age of
the former more honourable than the strength and vigour of the latter.
17. Even the Areopagus itself was subject to their censure.
18. De Repub. Lacedæm., 8.
19. We may see in the Roman History how useful this power was to the
republic. I shall give an instance even in the time of its greatest
corruption. Aulus Fulvius was set out on his journey in order to join
Catiline; his father called him back, and put him to death. -- Sallust,
De Bello Catil., xxxiv.
20. In our days the Venetians, who in many respects may be said to have
a very wise government, decided a dispute between a noble Venetian and a
gentleman of Terra Firma in respect to precedency in a church, by
declaring that out of Venice a noble Venetian had no pre-eminence over
any other citizen.
21. It was inserted by the decemvirs in the two last tables. See
Dionysius Helicarnassus, x.
22. As in some aristocracies in our time; nothing is more prejudicial to
the government.
23. See in Strabo, xiv., in what manner the Rhodians behaved in this
respect.
24. Amelot de la Houssaye, Of the Government of Venice, part III. The
Claudian law forbade the senators to have any ship at sea that held
above forty bushels. -- Livy, xxi. 63.
25. The informers throw their scrolls into it.
26. See Livy, xlix. A censor could not be troubled even by a censor;
each made his remark without taking the opinion of his colleague; and
when it otherwise happened, the censorship was in a manner abolished.
27. At Athens the Logistæ, who made all the magistrates accountable for
their conduct, gave no account themselves.
28. It is so practised at Venice. -- Amelot de la Houssaye, pp. 30, 31.
29. The main design of some aristocracies seems to be less the support
of the state than of their nobility.
30. It is tolerated only in the common people. See Leg. 3, Cod. de comm.
et mercatoribus, which is full of good sense.
31. Testament polit.
32. Barbaris cunctatio servilis, statim exequi regium videtur. --
Tacitus, Annals., v. 32.
33. Memoirs of Cardinal de Retz, and other histories.
34. Testament polit.
35. Edifying Letters, coll. ii, p. 315.
36. Continuation of Pufendorf, Introduction to the History of Europe, in
the article on Sweden, 10.
37. According to Sir John Chardin, there is no council of state in
Persia.
38. See Ricaut, State of the Ottoman Empire, p. 196.
39. See concerning the inheritances of the Turks, Ancient and Modern
Sparta. See also Ricaut on the Ottoman empire.
40. Collection of Voyages that Contributed to the Establishment of the
East India Company, i. The law of Pegu is less cruel; if there happen to
be children, the king succeeds only to two-thirds. Ibid., iii, p. 1.
41. See the different constitutions, especially that of 1722.
42. See Justin.
43. See the book of laws as relative to the nature of the climate. Book
xiv, below.
44. Laquilletiere, Ancient and Modern Sparta, p. 463.
45. The same may be said of compositions in regard to fair bankrupts.
46. There was no such establishment made till the Julian law, De
Cessione bonorum; which preserved them from prison and from an
ignominious division of their goods. -- Cod., ii. tit. 12.
47 They seem to have been too fond of confiscations in the republic of
Athens.
48. Authentica bona damnatorum. -- Cod. de bon. proscript. seu damn.
49. De la Republique, v. 3.
50. Ut esse Phoebi dulcius lumen solet Jamjam cadentis -- Seneca, Troas,
V. i. 1.
51. Collection of Voyages that Contributed to the Establishment of the
East India Company, i, p. 80.
52. Laws, xii.
53. Leg. 6, § 2; Dig. ad leg. Jul. repet.
54. Munuscula.
55. Plato, in his Republic, viii, ranks these refusals among the marks
of the corruption of a republic. In his Laws, vi, he orders them to be
punished by a fine; at Venice they are punished with banishment.
56. Victor Amadeus.
57. Some centurions having appealed to the people for the employments
which they had before enjoyed, "It is just, my comrades," said a
centurion, "that you should look upon every post as honourable in which
you have an opportunity of defending the republic." -- Livy, dec. 5,
xlii, 34.
58. Ne imperium ad optimos nobilium transferretur, Senatum militia
vetuit Gallienus, etiam adire exercitum. -- Aurelius Victor, De
Cæsaribus.
59. Augustus deprived the senators, proconsuls, and governors of the
privilege of wearing arms. -- Dio, xxxiii.
60. Constantine. See Zozimus, ii.
61. Ammianus Marcellinus, xxvi, Et Civilia, more veterum, et bella
recturo.
62. Republic, viii.
63. We see the laziness of Spain, where all public employments are given
away.
Book VIII. Of the Corruption of the Principles of the
Three Governments
1. General Idea of this Book. The corruption of this government
generally begins with that of the principles.
2. Of the Corruption of the Principles of Democracy. The principle of
democracy is corrupted not only when the spirit of equality is extinct,
but likewise when they fall into a spirit of extreme equality, and when
each citizen would fain be upon a level with those whom he has chosen to
command him. Then the people, incapable of bearing the very power they
have delegated, want to manage everything themselves, to debate for the
senate, to execute for the magistrate, and to decide for the judges.
When this is the case, virtue can no longer subsist in the republic. The
people are desirous of exercising the functions of the magistrates, who
cease to be revered. The deliberations of the senate are slighted; all
respect is then laid aside for the senators, and consequently for old
age. If there is no more respect for old age, there will be none
presently for parents; deference to husbands will be likewise thrown
off, and submission to masters. This licence will soon become general,
and the trouble of command be as fatiguing as that of obedience. Wives,
children, slaves will shake off all subjection. No longer will there be
any such thing as manners, order, or virtue.
We find in Xenophon's Banquet a very lively description of a republic in
which the people abused their equality. Each guest gives in his turn the
reason why he is satisfied. "Content I am," says Chamides, "because of
my poverty. When I was rich, I was obliged to pay my court to informers,
knowing I was more liable to be hurt by them than capable of doing them
harm. The republic constantly demanded some new tax of me; and I could
not decline paying. Since I have grown poor, I have acquired authority;
nobody threatens me; I rather threaten others. I can go or stay where I
please. The rich already rise from their seats and give me the way. I am
a king, I was before a slave: I paid taxes to the republic, now it
maintains me: I am no longer afraid of losing: but I hope to acquire."
The people fall into this misfortune when those in whom they confide,
desirous of concealing their own corruption, endeavour to corrupt them.
To disguise their own ambition, they speak to them only of the grandeur
of the state; to conceal their own avarice, they incessantly flatter
theirs.
The corruption will increase among the corruptors, and likewise among
those who are already corrupted. The people will divide the public money
among themselves, and, having added the administration of affairs to
their indolence, will be for blending their poverty with the amusements
of luxury. But with their indolence and luxury, nothing but the public
treasure will be able to satisfy their demands.
We must not be surprised to see their suffrages given for money. It is
impossible to make great largesses to the people without great
extortion: and to compass this, the state must be subverted. The greater
the advantages they seem to derive from their liberty, the nearer they
approach towards the critical moment of losing it. Petty tyrants arise
who have all the vices of a single tyrant. The small remains of liberty
soon become insupportable; a single tyrant starts up, and the people are
stripped of everything, even of the profits of their corruption.
Democracy has, therefore, two excesses to avoid -- the spirit of
inequality, which leads to aristocracy or monarchy, and the spirit of
extreme equality, which leads to despotic power, as the latter is
completed by conquest.
True it is that those who corrupted the Greek republics did not always
become tyrants. This was because they had a greater passion for
eloquence than for the military art. Besides there reigned an implacable
hatred in the breasts of the Greeks against those who subverted a
republican government; and for this reason anarchy degenerated into
annihilation, instead of being changed into tyranny.
But Syracuse being situated in the midst of a great number of petty
states, whose government had been changed from oligarchy to tyranny,[1]
and being governed by a senate[2] scarcely ever mentioned in history,
underwent such miseries as are the consequence of a more than ordinary
corruption. This city, ever a prey to licentiousness[3] or oppression,
equally labouring under the sudden and alternate succession of liberty
and servitude, and notwithstanding her external strength, constantly
determined to a revolution by the least foreign power -- this city, I
say, had in her bosom an immense multitude of people, whose fate it was
to have always this cruel alternative, either of choosing a tyrant to
govern them, or of acting the tyrant themselves.
3. Of the Spirit of extreme Equality. As distant as heaven is from
earth, so is the true spirit of equality from that of extreme equality.
The former does not imply that everybody should command, or that no one
should be commanded, but that we obey or command our equals. It
endeavours not to shake off the authority of a master, but that its
masters should be none but its equals.
In the state of nature, indeed, all men are born equal, but they cannot
continue in this equality. Society makes them lose it, and they recover
it only by the protection of the laws.
Such is the difference between a well-regulated democracy and one that
is not so, that in the former men are equal only as citizens, but in the
latter they are equal also as magistrates, as senators, as judges, as
fathers, as husbands, or as masters.
The natural place of virtue is near to liberty; but it is not nearer to
excessive liberty than to servitude.
4. Particular Cause of the Corruption of the People. Great success,
especially when chiefly owing to the people, intoxicates them to such a
degree that it is impossible to contain them within bounds. Jealous of
their magistrates, they soon became jealous likewise of the magistracy;
enemies to those who govern, they soon prove enemies also to the
constitution. Thus it was that the victory over the Persians in the
straits of Salamis corrupted the republic of Athens;[4] and thus the
defeat of the Athenians ruined the republic of Syracuse.[5]
Marseilles never experienced those great transitions from lowness to
grandeur; this was owing to the prudent conduct of that republic, which
always preserved her principles.
5. Of the Corruption of the Principle of Aristocracy. Aristocracy is
corrupted if the power of the nobles becomes arbitrary: when this is the
case, there can no longer be any virtue either in the governors or the
governed.
If the reigning families observe the laws, it is a monarchy with several
monarchs, and in its own nature one of the most excellent; for almost
all these monarchs are tied down by the laws. But when they do not
observe them, it is a despotic state swayed by a great many despotic
princes.
In the latter case, the republic consists only in the nobles. The body
governing is the republic; and the body governed is the despotic state;
which forms two of the most heterogeneous bodies in the world.
The extremity of corruption is when the power of the nobles becomes
hereditary;[6] for then they can hardly have any moderation. If they are
only a few, their power is greater, but their security less: if they are
a larger number, their power is less, and their security greater,
insomuch that power goes on increasing, and security diminishing, up to
the very despotic prince who is encircled with excess of power and
danger.
The great number, therefore, of nobles in an hereditary aristocracy
renders the government less violent: but as there is less virtue, they
fall into a spirit of supineness and negligence, by which the state
loses all its strength and activity.[7]
An aristocracy may maintain the full vigour of its constitution if the
laws be such as are apt to render the nobles more sensible of the perils
and fatigues than of the pleasure of command: and if the government be
in such a situation as to have something to dread, while security
shelters under its protection, and uncertainty threatens from abroad.
As a certain kind of confidence forms the glory and stability of
monarchies, republics, on the contrary, must have something to
apprehend.[8] A fear of the Persians supported the laws of Greece.
Carthage and Rome were alarmed, and strengthened by each other. Strange,
that the greater security those states enjoyed, the more, like stagnated
waters, they were subject to corruption!
6. Of the Corruption of the Principle of Monarchy. As democracies are
subverted when the people despoil the senate, the magistrates, the
judges of their functions, so monarchies are corrupted when the prince
insensibly deprives societies or cities of their privileges. In the
former case the multitude usurp the power, in the latter it is usurped
by a single person.
"The destruction of the dynasties of Tsin and Soui," says a Chinese
author, "was owing to this: the princes, instead of confining
themselves, like their ancestors, to a general inspection, the only one
worthy of a sovereign, wanted to govern everything immediately by
themselves."[9] The Chinese author gives us in this instance the cause
of the corruption of almost all monarchies.
Monarchy is destroyed when a prince thinks he shows a greater exertion
of power in changing than in conforming to the order of things; when he
deprives some of his subjects of their hereditary employments to bestow
them arbitrarily upon others; and when he is fonder of being guided by
fancy than judgment.
Again, it is destroyed when the prince, directing everything entirely to
himself, calls the state to his capital, the capital to his court, and
the court to his own person.
It is destroyed, in fine, when the prince mistakes his authority, his
situation and the love of his people, and when he is not fully persuaded
that a monarch ought to think himself secure, as a despotic prince ought
to think himself in danger.
7. The same Subject continued. The principle of monarchy is corrupted
when the first dignities are marks of the first servitude, when the
great men are deprived of public respect, and rendered the low tools of
arbitrary power.
It is still more corrupted when honour is set up in contradiction to
honours, and when men are capable of being loaded at the very same time
with infamy[10] and with dignities.
It is corrupted when the prince changes his justice into severity; when
he puts, like the Roman emperors, a Medusa's head on his breast;[11] and
when he assumes that menacing and terrible air which Commodus ordered to
be given to his statues.[12]
Again, it is corrupted when mean and abject souls grow vain of the pomp
attending their servitude, and imagine that the motive which induces
them to be entirely devoted to their prince exempts them from all duty
to their country.
But if it be true (and indeed the experience of all ages has shown it)
that in proportion as the power of the monarch becomes boundless and
immense, his security diminishes, is the corrupting of this power, and
the altering of its very nature, a less crime than that of high treason
against the prince?
8. Danger of the Corruption of the Principle of monarchical Government.
The danger is not when the state passes from one moderate to another
moderate government, as from a republic to a monarchy, or from a
monarchy to a republic; but when it is precipitated from a moderate to a
despotic government.
Most of the European nations are still governed by the principles of
morality. But if from a long abuse of power or the fury of conquest,
despotic sway should prevail to a certain degree, neither morals nor
climate would be able to withstand its baleful influence: and then human
nature would be exposed, for some time at least, even in this beautiful
part of the world, to the insults with which she has been abused in the
other three.
9. How ready the Nobility are to defend the Throne. The English nobility
buried themselves with Charles the First under the ruins of the throne;
and before that time, when Philip the Second endeavoured to tempt the
French with the allurement of liberty, the crown was constantly
supported by a nobility who think it an honour to obey a king, but
consider it as the lowest disgrace to share the power with the people.
The house of Austria has ever used her endeavours to oppress the
Hungarian nobility; little thinking how serviceable that very nobility
would be one day to her. She would fain have drained their country of
money, of which they had no plenty; but took no notice of the men, with
whom it abounded. When princes combined to dismember her dominions, the
several parts of that monarchy fell motionless, as it were one upon
another. No life was then to be seen but in those very nobles, who,
resenting the affronts offered to the sovereign, and forgetting the
injuries done to themselves, took up arms to avenge her cause, and
considered it the highest glory bravely to die and to forgive.
10. Of the Corruption of the Principle of despotic Government. The
principle of despotic government is subject to a continual corruption,
because it is even in its nature corrupt. Other governments are
destroyed by particular accidents, which do violence to the principles
of each constitution; this is ruined by its own intrinsic imperfections,
when some accidental causes do not prevent the corrupting of its
principles. It maintains itself therefore only when circumstances, drawn
from the climate, religion, situation, or genius of the people, oblige
it to conform to order, and to admit of some rule. By these things its
nature is forced without being changed; its ferocity remains; and it is
made tame and tractable only for a time.
11. Natural Effects of the Goodness and Corruption of the Principles of
Government. When once the principles of government are corrupted, the
very best laws become bad, and turn against the state: but when the
principles are sound, even bad laws have the same effect as good; the
force of the principle draws everything to it.
The inhabitants of Crete used a very singular method to keep the
principal magistrates dependent on the laws, which was that of
Insurrection. Part of the citizens rose up in arms,[13] put the
magistrates to flight, and obliged them to return to a private life.
This was supposed to be done in consequence of the law. One would have
imagined that an institution of this nature, which established sedition
to hinder the abuse of power, would have subverted any republic
whatsoever; and yet it did not subvert that of Crete. The reason is
this.[14]
When the ancients would cite a people that had the strongest affection
for their country, they were sure to mention the inhabitants of Crete:
"Our Country," said Plato,[15] "a name so dear to the Cretans." They
called it by a name which signifies the love of a mother for her
children.[16] Now the love of our country sets everything right.
The laws of Poland have likewise their Insurrection: but the
inconveniences thence arising plainly show that the people of Crete
alone were capable of using such a remedy with success.
The gymnic exercises established among the Greeks had the same
dependence on the goodness of the principle of government. "It was the
Lacedæmonians and Cretans," said Plato,[17] "that opened those
celebrated academies which gave them so eminent a rank in the world.
Modesty at first was alarmed; but it yielded to the public utility." In
Plato's time these institutions were admirable:[18] as they bore a
relation to a very important object, which was the military art. But
when virtue fled from Greece, the military art was destroyed by these
institutions; people appeared then on the arena, not for improvement,
but for debauch.[19] Plutarch informs us[20] that the Romans in his time
were of opinion that those games had been the principal cause of the
slavery into which the Greeks had fallen. On the contrary, it was the
slavery of the Greeks that corrupted those exercises. In Plutarch's
time,[21] their fighting naked in the parks, and their wrestling,
infected the young people with a spirit of cowardice, inclined them to
infamous passions, and made them mere dancers. But under Epaminondas the
exercise of wrestling made the Thebans win the famous battle of
Leuctra.[22]
There are very few laws which are not good, while the state retains its
principles: here I may apply what Epicurus said of riches. "It is not
the liquor, but the vessel that is corrupted."
12. The same Subject continued. In Rome the judges were chosen at first
from the order of senators. This privilege the Gracchi transferred to
the knights; Drusus gave it to the senators and knights; Sulla to the
senators only: Cotta to the senators, knights, and public treasurers;
Cæsar excluded the latter; Antony made decuries of senators, knights,
and centurions.
When once a republic is corrupted, there is no possibility of remedying
any of the growing evils, but by removing the corruption and restoring
its lost principles; every other correction is either useless or a new
evil. While Rome preserved her principles entire, the judicial power
might without any abuse be lodged in the hands of senators; but as soon
as this city became corrupt, to whatsoever body that power was
transferred, whether to the senate, to the knights, to the treasurers,
to two of those bodies, to all three together, or to any other, matters
still went wrong. The knights had no more virtue than the senate, the
treasurers no more than the knights, and these as little as the
centurions.
After the people of Rome had obtained the privilege of sharing the
magistracy with the patricians, it was natural to think that their
flatterers would immediately become arbiters of the government. But no
such thing ever happened. -- It was observable that the very people who
had rendered the plebeians capable of public offices ever fixed their
choice upon the patricians. Because they were virtuous, they were
magnanimous; and because they were free, they had a contempt of power.
But when their morals were corrupted, the more power they were possessed
of, the less prudent was their conduct, till at length, upon becoming
their own tyrants and slaves, they lost the strength of liberty to fall
into the weakness and impotency of licentiousness.
13. The Effect of an Oath among virtuous People. There is no nation,
says Livy,[23] that has been longer uncorrupted than the Romans; no
nation where moderation and poverty have been longer respected.
Such was the influence of an oath among those people that nothing bound
them more strongly to the laws. They often did more for the observance
of an oath than they would ever have performed for the thirst of glory
or for the love of their country.
When Quintus Cincinnatus, the consul, wanted to raise an army in the
city against the Æqui and the Volsci, the tribunes opposed him. "Well,"
said he, "let all those who have taken an oath to the consul of the
preceding year march under my banner."[24] In vain did the tribunes cry
out that this oath was no longer binding, and that when they took it
Quintus was but a private person: the people were more religious than
those who pretended to direct them; they would not listen to the
distinctions or equivocations of the tribunes.
When the same people thought of retiring to the Sacred Mount, they felt
some remorse from the oath they had taken to the consuls, that they
would follow them into the field.[25] They entered then into a design of
killing the consuls; but dropped it when they were given to understand
that their oath would still be binding. Now it is easy to judge of the
notion they entertained of the violation of an oath from the crime they
intended to commit.
After the battle of Cannæ, the people were seized with such a panic that
they would fain have retired to Sicily. But Scipio having prevailed upon
them to swear they would not stir from Rome, the fear of violating this
oath surpassed all other apprehensions. Rome was a ship held by two
anchors, religion and morality, in the midst of a furious tempest.
14. How the smallest Change of the Constitution is attended with the
Ruin of its Principles. Aristotle mentions the city of Carthage as a
well-regulated republic. Polybius tells us[26] that there was this
inconvenience at Carthage in the second Punic war, that the senate had
lost almost all its authority. We are informed by Livy that when
Hannibal returned to Carthage he found that the magistrates and the
principal citizens had abused their power, and converted the public
revenues to their private emolument. The virtue, therefore, of the
magistrates, and the authority of the senate, both fell at the same
time; and all was owing to the same cause.
Every one knows the wonderful effects of the censorship among the
Romans. There was a time when it grew burdensome; but still it was
supported because there was more luxury than corruption. Claudius[27]
weakened its authority, by which means the corruption became greater
than the luxury, and the censorship dwindled away of itself.[28] After
various interruptions and resumptions, it was entirely laid aside, till
it became altogether useless, that is, till the reigns of Augustus and
Claudius.
15. Sure Methods of preserving the three Principles. I shall not be able
to make myself rightly understood till the reader has perused the four
following chapters.
16. Distinctive Properties of a Republic. It is natural for a republic
to have only a small territory; otherwise it cannot long subsist. In an
extensive republic there are men of large fortunes, and consequently of
less moderation; there are trusts too considerable to be placed in any
single subject; he has interests of his own; he soon begins to think
that he may be happy and glorious, by oppressing his fellow-citizens;
and that he may raise himself to grandeur on the ruins of his country.
In an extensive republic the public good is sacrificed to a thousand
private views; it is subordinate to exceptions, and depends on
accidents. In a small one, the interest of the public is more obvious,
better understood, and more within the reach of every citizen; abuses
have less extent, and of course are less protected.
The long duration of the republic of Sparta was owing to her having
continued in the same extent of territory after all her wars. The sole
aim of Sparta was liberty; and the sole advantage of her liberty, glory.
It was the spirit of the Greek republics to be as contented with their
territories as with their laws. Athens was first fired with ambition and
gave it to Lacedæmon; but it was an ambition rather of commanding a free
people than of governing slaves; rather of directing than of breaking
the union. All was lost upon the starting up of monarchy -- a government
whose spirit is more turned to increase of dominion.
Excepting particular circumstances,[29] it is difficult for any other
than a republican government to subsist longer in a single town. A
prince of so petty a state would naturally endeavour to oppress his
subjects, because his power would be great, while the means of enjoying
it or of causing it to be respected would be inconsiderable. The
consequence is, he would trample upon his people. On the other hand,
such a prince might be easily crushed by a foreign or even a domestic
force; the people might any instant unite and rise up against him. Now
as soon as the sovereign of a single town is expelled, the quarrel is
over; but if he has many towns, it only begins.
17. Distinctive Properties of a Monarchy. A monarchical state ought to
be of moderate extent. Were it small, it would form itself into a
republic; were it very large, the nobility, possessed of great estates,
far from the eye of the prince, with a private court of their own, and
secure, moreover, from sudden executions by the laws and manners of the
country -- such a nobility, I say, might throw off their allegiance,
having nothing to fear from too slow and too distant a punishment.
Thus Charlemagne had scarcely founded his empire when he was obliged to
divide it; whether the governors of the provinces refused to obey; or
whether, in order to keep them more under subjection, there was a
necessity of parcelling the empire into several kingdoms.
After the decease of Alexander his empire was divided. How was it
possible for those Greek and Macedonian chiefs, who were each of them
free and independent, or commanders at least of the victorious bands
dispersed throughout that vast extent of conquered land -- how was it
possible, I say, for them to obey?
Attila's empire was dissolved soon after his death; such a number of
kings, who were no longer under restraint, could not resume their
fetters.
The sudden establishment of unlimited power is a remedy, which in those
cases may prevent a dissolution: but how dreadful the remedy, which
after the enlargement of dominion opens a new scene of misery!
The rivers hasten to mingle their waters with the sea; and monarchies
lose themselves in despotic power.
18. Particular Case of the Spanish Monarchy. Let not the example of
Spain be produced against me, it rather proves what I affirm. To
preserve America she did what even despotic power itself does not
attempt: she destroyed the inhabitants. To preserve her colony, she was
obliged to keep it dependent even for its subsistence.
In the Netherlands, she essayed to render herself arbitrary; and as soon
as she abandoned the attempt, her perplexity increased. On the one hand
the Walloons would not be governed by Spaniards; and on the other, the
Spanish soldiers refused to submit to Walloon officers.[30]
In Italy she maintained her ground, merely by exhausting herself and by
enriching that country. For those who would have been pleased to have
got rid of the king of Spain were not in a humour to refuse his gold.
19. Distinctive Properties of a despotic Government. A large empire
supposes a despotic authority in the person who governs. It is necessary
that the quickness of the prince's resolutions should supply the
distance of the places they are sent to; that fear should prevent the
remissness of the distant governor or magistrate; that the law should be
derived from a single person, and should shift continually, according to
the accidents which necessarily multiply in a state in proportion to its
extent.
20. Consequence of the preceding Chapters. If it be, therefore, the
natural property of small states to be governed as a republic, of
middling ones to be subject to a monarch, and of large empires to be
swayed by a despotic prince; the consequence is, that in order to
preserve the principles of the established government, the state must be
supported in the extent it has acquired, and that the spirit of this
state will alter in proportion as it contracts or extends its limits.
21. Of the Empire of China. Before I conclude this book, I shall answer
an objection that may be made to the foregoing doctrine.
Our missionaries inform us that the government of the vast empire of
China is admirable, and that it has a proper mixture of fear, honour,
and virtue. Consequently I must have given an idle distinction in
establishing the principles of the three governments.
But I cannot conceive what this honour can be among a people who act
only through fear of being bastinadoed.[31]
Again, our merchants are far from giving us any such accounts of the
virtue so much talked of by the missionaries; we need only consult them
in relation to the robberies and extortions of the mandarins.[32] I
likewise appeal to another unexceptional witness, the great Lord Anson.
Besides, Father Perennin's letters concerning the emperor's proceedings
against some of the princes of the blood[33] who had incurred his
displeasure by their conversion, plainly show us a settled plan of
tyranny, and barbarities committed by rule, that is, in cold blood.
We have likewise Monsieur de Mairan's, and the same Father Perennin's,
letters on the government of China. I find therefore that after a few
proper questions and answers the whole mystery is unfolded.
Might not our missionaries have been deceived by an appearance of order?
Might not they have been struck with that constant exercise of a single
person's will -- an exercise by which they themselves are governed, and
which they are so pleased to find in the courts of the Indian princes;
because as they go thither only in order to introduce great changes, it
is much easier to persuade those princes that there are no bounds to
their power, than to convince the people that there are none to their
submission.[34]
In fine, there is frequently some kind of truth even in errors
themselves. It may be owing to particular and, perhaps, very
extraordinary circumstances that the Chinese government is not so
corrupt as one might naturally expect. The climate and some other
physical causes may, in that country, have had so strong an influence on
their morals as in some measure to produce wonders.
The climate of China is surprisingly favourable to the propagation of
the human species.[35] The women are the most prolific in the whole
world. The most barbarous tyranny can put no stop to the progress of
propagation. The prince cannot say there like Pharaoh, "Let us deal
wisely with them, lest they multiply." He would be rather reduced to
Nero's wish, that mankind had all but one head. In spite of tyranny,
China by the force of its climate will be ever populous, and triumph
over the tyrannical oppressor.
China, like all other countries that live chiefly upon rice, is subject
to frequent famines. When the people are ready to starve, they disperse
in order to seek for nourishment; in consequence of which, gangs of
robbers are formed on every side. Most of them are extirpated in their
very infancy; others swell, and are likewise suppressed. And yet in so
great a number of such distant provinces, some band or other may happen
to meet with success. In that case they maintain their ground,
strengthen their party, form themselves into a military body, march up
to the capital, and place their leader on the throne.
From the very nature of things, a bad administration is here immediately
punished. The want of subsistence in so populous a country produces
sudden disorders. The reason why the redress of abuses in other
countries is attended with such difficulty is because their effects are
not immediately felt; the prince is not informed in so sudden and
sensible a manner as in China.
The Emperor of China is not taught like our princes that if he governs
ill he will be less happy in the other life, less powerful and less
opulent in this. He knows that if his government be not just he will be
stripped both of empire and life.
As China grows every day more populous, notwithstanding the exposing of
children,[36] the inhabitants are incessantly employed in tilling the
lands for their subsistence. This requires a very extraordinary
attention in the government. It is their perpetual concern that every
man should have it in his power to work, without the apprehension of
being deprived of the fruits of his labour. Consequently this is not so
much a civil as a domestic government.
Such has been the origin of those regulations which have been so greatly
extolled. They wanted to make the laws reign in conjunction with
despotic power; but whatever is joined to the latter loses all its
force. In vain did this arbitrary sway, labouring under its own
inconveniences, desire to be fettered; it armed itself with its chains,
and has become still more terrible.
China is therefore a despotic state, whose principle is fear. Perhaps in
the earliest dynasties, when the empire had not so large an extent, the
government might have deviated a little from this spirit; but the case
is otherwise at present.
______
1. See Plutarch in Timoleon and Dion.
2. It was that of the Six Hundred, of whom mention is made by Diodorus,
xix. 5.
3. Upon the expulsions of the tyrants, they made citizens of strangers
and mercenary troops, which gave rise to civil wars. -- Aristotle,
Politics, v. 3. The people having been the cause of the victory over the
Athenians, the republic was changed. -- Ibid., 4. The passion of two
young magistrates, one of whom carried off the other's boy, and in
revenge the other debauched his wife, was attended with a change in the
form of this republic. -- Ibid.
4. Ibid.
5. Ibid.
6. The aristocracy is changed into an oligarchy.
7. Venice is one of those republics that has enacted the best laws for
correcting the inconveniences of an hereditary aristocracy.
8. Justin attributes the extinction of Athenian virtue to the death of
Epaminondas. Having no further emulation, they spent their revenues in
feasts, frequentius coenam, quam castra visentes. Then it was that the
Macedonians emerged from obscurity, 9, 1. 6.
9. Compilation of works made under the Mings, related by Father Du
Halde, Description of China, ii, p. 648.
10. During the reign of Tiberius statues were erected to, and triumphal
ornaments conferred on, informers; which debased these honours to such a
degree that those who had really merited them disdained to accept them.
Frag. of Dio, lviii. 14, taken from the Extract of Virtues and Vices, by
Constantine Porphyrogenitus. See in Tacitus in what manner Nero, on the
discovery and punishment of a pretended conspiracy, bestowed triumphal
ornaments on Petronius Turpilianus, Nerva, and Tigellinus. -- Annals,
xiv. 72. See likewise how the generals refused to serve, because they
condemned the military honours: pervulgatis triumphi insignibus --
Ibid., xiii. 53.
11. In this state the prince knew extremely well the principle of his
government.
12. Herodian.
13. Aristotle, Politics, ii. 10.
14. They always united immediately against foreign enemies, which was
called Syncretism. -- Plutarch Moralia, p. 88.
15. Republic, ix.
16. Plutarch, Whether a Man Advanced in Years Ought to Meddle with
Public Affairs.
17. Republic, v.
18. The Gymnic art was divided into two parts, dancing and wrestling. In
Crete they had the armed dances of the Curetes; at Sparta they had those
of Castor and Pollux; at Athens the armed dances of Pallas, which were
extremely proper for those that were not yet of age for military
service. Wrestling is the image of war, said Plato Laws, vii. He
commends antiquity for having established only two dances, the pacific
and the Pyrrhic. See how the latter dance was applied to the military
art, Plato, ibid.
19. Aut libidinosce. Ladæas Lacedamonis palæstras. -- Mutual, iv, 55.
20. Plutarch, in the treatise entitled Questions Concerning the Affairs
of the Romans, question 40.
21. Ibid.
22. Plutarch, Table Propositions, book ii, question 5.
23. Book i, pref.
24. Livy, iii. 20.
25. Ibid., 32.
26. About a hundred years after.
27. See xi, 12.
28. See Dio, xxxviii, Cicero in Plutarch, Cicero to Atticus, iv. 10, 15.
Asconius on Cicero, De Divinatione.
29. As when a petty sovereign supports himself between two great powers
by means of their mutual jealousy; but then he has only a precarious
existence.
30. See M. Le Clerc, the History of the United Provinces.
31. "It is the cudgel that governs China," says Father Du Halde, Disc.
de la Chine, ii, p. 134.
32. Among others, De Lange's account.
33. Of the Family of Sourniama, Edifying Letters, coll. xviii.
34. See in Father Du Halde how the missionaries availed themselves of
the authority of Canhi to silence the mandarins, who constantly declared
that by the laws of the country no foreign worship could be established
in the empire.
35. See Lettres persanes, 210.
36. See the order of Tsongtou for tilling the land, in the Edifying
Letters, coll. xxi.
Book XI. Of the Laws Which Establish Political Liberty, with Regard to the Constitution
1. A general Idea. I make a distinction between the laws that establish
political liberty, as it relates to the constitution, and those by which
it is established, as it relates to the citizen. The former shall be the
subject of this book; the latter I shall examine in the next.
2. Different Significations of the word Liberty. There is no word that
admits of more various significations, and has made more varied
impressions on the human mind, than that of liberty. Some have taken it
as a means of deposing a person on whom they had conferred a tyrannical
authority; others for the power of choosing a superior whom they are
obliged to obey; others for the right of bearing arms, and of being
thereby enabled to use violence; others, in fine, for the privilege of
being governed by a native of their own country, or by their own
laws.[1] A certain nation for a long time thought liberty consisted in
the privilege of wearing a long beard.[2] Some have annexed this name to
one form of government exclusive of others: those who had a republican
taste applied it to this species of polity; those who liked a
monarchical state gave it to monarchy.[3] Thus they have all applied the
name of liberty to the government most suitable to their own customs and
inclinations: and as in republics the people have not so constant and so
present a view of the causes of their misery, and as the magistrates
seem to act only in conformity to the laws, hence liberty is generally
said to reside in republics, and to be banished from monarchies. In
fine, as in democracies the people seem to act almost as they please,
this sort of government has been deemed the most free, and the power of
the people has been confounded with their liberty.
3. In what Liberty consists. It is true that in democracies the people
seem to act as they please; but political liberty does not consist in an
unlimited freedom. In governments, that is, in societies directed by
laws, liberty can consist only in the power of doing what we ought to
will, and in not being constrained to do what we ought not to will.
We must have continually present to our minds the difference between
independence and liberty. Liberty is a right of doing whatever the laws
permit, and if a citizen could do what they forbid he would be no longer
possessed of liberty, because all his fellow-citizens would have the
same power.
4. The same Subject continued. Democratic and aristocratic states are
not in their own nature free. Political liberty is to be found only in
moderate governments; and even in these it is not always found. It is
there only when there is no abuse of power. But constant experience
shows us that every man invested with power is apt to abuse it, and to
carry his authority as far as it will go. Is it not strange, though
true, to say that virtue itself has need of limits?
To prevent this abuse, it is necessary from the very nature of things
that power should be a check to power. A government may be so
constituted, as no man shall be compelled to do things to which the law
does not oblige him, nor forced to abstain from things which the law
permits.
5. Of the End or View of different Governments. Though all governments
have the same general end, which is that of preservation, yet each has
another particular object. Increase of dominion was the object of Rome;
war, that of Sparta; religion, that of the Jewish laws; commerce, that
of Marseilles; public tranquillity, that of the laws of China:[4]
navigation, that of the laws of Rhodes; natural liberty, that of the
policy of the Savages; in general, the pleasures of the prince, that of
despotic states; that of monarchies, the prince's and the kingdom's
glory; the independence of individuals is the end aimed at by the laws
of Poland, thence results the oppression of the whole.[5]
One nation there is also in the world that has for the direct end of its
constitution political liberty. We shall presently examine the
principles on which this liberty is founded; if they are sound, liberty
will appear in its highest perfection.
To discover political liberty in a constitution, no great labour is
requisite. If we are capable of seeing it where it exists, it is soon
found, and we need not go far in search of it.
6. Of the Constitution of England. In every government there are three
sorts of power: the legislative; the executive in respect to things
dependent on the law of nations; and the executive in regard to matters
that depend on the civil law.
By virtue of the first, the prince or magistrate enacts temporary or
perpetual laws, and amends or abrogates those that have been already
enacted. By the second, he makes peace or war, sends or receives
embassies, establishes the public security, and provides against
invasions. By the third, he punishes criminals, or determines the
disputes that arise between individuals. The latter we shall call the
judiciary power, and the other simply the executive power of the state.
The political liberty of the subject is a tranquillity of mind arising
from the opinion each person has of his safety. In order to have this
liberty, it is requisite the government be so constituted as one man
need not be afraid of another.
When the legislative and executive powers are united in the same person,
or in the same body of magistrates, there can be no liberty; because
apprehensions may arise, lest the same monarch or senate should enact
tyrannical laws, to execute them in a tyrannical manner.
Again, there is no liberty, if the judiciary power be not separated from
the legislative and executive. Were it joined with the legislative, the
life and liberty of the subject would be exposed to arbitrary control;
for the judge would be then the legislator. Were it joined to the
executive power, the judge might behave with violence and oppression.
There would be an end of everything, were the same man or the same body,
whether of the nobles or of the people, to exercise those three powers,
that of enacting laws, that of executing the public resolutions, and of
trying the causes of individuals.
Most kingdoms in Europe enjoy a moderate government because the prince
who is invested with the two first powers leaves the third to his
subjects. In Turkey, where these three powers are united in the Sultan's
person, the subjects groan under the most dreadful oppression.
In the republics of Italy, where these three powers are united, there is
less liberty than in our monarchies. Hence their government is obliged
to have recourse to as violent methods for its support as even that of
the Turks; witness the state inquisitors,[6] and the lion's mouth into
which every informer may at all hours throw his written accusations.
In what a situation must the poor subject be in those republics! The
same body of magistrates are possessed, as executors of the laws, of the
whole power they have given themselves in quality of legislators. They
may plunder the state by their general determinations; and as they have
likewise the judiciary power in their hands, every private citizen may
be ruined by their particular decisions.
The whole power is here united in one body; and though there is no
external pomp that indicates a despotic sway, yet the people feel the
effects of it every moment.
Hence it is that many of the princes of Europe, whose aim has been
levelled at arbitrary power, have constantly set out with uniting in
their own persons all the branches of magistracy, and all the great
offices of state.
I allow indeed that the mere hereditary aristocracy of the Italian
republics does not exactly answer to the despotic power of the Eastern
princes. The number of magistrates sometimes moderates the power of the
magistracy; the whole body of the nobles do not always concur in the
same design; and different tribunals are erected, that temper each
other. Thus at Venice tlie legislative power is in the council, the
executive in the pregadi, and the judiciary in the quarantia. But the
mischief is, that these different tribunals are composed of magistrates
all belonging to the same body; which constitutes almost one and the
same power.
The judiciary power ought not to be given to a standing senate; it
should be exercised by persons taken from the body of the people[7] at
certain times of the year, and consistently with a form and manner
prescribed by law, in order to erect a tribunal that should last only so
long as necessity requires.
By this method the judicial power, so terrible to mankind, not being
annexed to any particular state or profession, becomes, as it were,
invisible. People have not then the judges continually present to their
view; they fear the office, but not the magistrate.
In accusations of a deep and criminal nature, it is proper the person
accused should have the privilege of choosing, in some measure, his
judges, in concurrence with the law; or at least he should have a right
to except against so great a number that the remaining part may be
deemed his own choice.
The other two powers may be given rather to magistrates or permanent
bodies, because they are not exercised on any private subject; one being
no more than the general will of the state, and the other the execution
of that general will.
But though the tribunals ought not to be fixed, the judgments ought; and
to such a degree as to be ever conformable to the letter of the law.
Were they to be the private opinion of the judge, people would then live
in society, without exactly knowing the nature of their obligations.
The judges ought likewise to be of the same rank as the accused, or, in
other words, his peers; to the end that he may not imagine he is fallen
into the hands of persons inclined to treat him with rigour.
If the legislature leaves the executive power in possession of a right
to imprison those subjects who can give security for their good
behaviour, there is an end of liberty; unless they are taken up, in
order to answer without delay to a capital crime, in which case they are
really free, being subject only to the power of the law.
But should the legislature think itself in danger by some secret
conspiracy against the state, or by a correspondence with a foreign
enemy, it might authorise the executive power, for a short and limited
time, to imprison suspected persons, who in that case would lose their
liberty only for a while, to preserve it for ever.
And this is the only reasonable method that can be substituted to the
tyrannical magistracy of the Ephori, and to the state inquisitors of
Venice, who are also despotic.
As in a country of liberty, every man who is supposed a free agent ought
to be his own governor; the legislative power should reside in the whole
body of the people. But since this is impossible in large states, and in
small ones is subject to many inconveniences, it is fit the people
should transact by their representatives what they cannot transact by
themselves.
The inhabitants of a particular town are much better acquainted with its
wants and interests than with those of other places; and are better
judges of the capacity of their neighbours than of that of the rest of
their countrymen. The members, therefore, of the legislature should not
be chosen from the general body of the nation; but it is proper that in
every considerable place a representative should be elected by the
inhabitants.[8]
The great advantage of representatives is, their capacity of discussing
public affairs. For this the people collectively are extremely unfit,
which is one of the chief inconveniences of a democracy.
It is not at all necessary that the representatives who have received a
general instruction from their constituents should wait to be directed
on each particular affair, as is practised in the diets of Germany. True
it is that by this way of proceeding the speeches of the deputies might
with greater propriety be called the voice of the nation; but, on the
other hand, this would occasion infinite delays; would give each deputy
a power of controlling the assembly; and, on the most urgent and
pressing occasions, the wheels of government might be stopped by the
caprice of a single person.
When the deputies, as Mr. Sidney well observes, represent a body of
people, as in Holland, they ought to be accountable to their
constituents; but it is a different thing in England, where they are
deputed by boroughs.
All the inhabitants of the several districts ought to have a right of
voting at the election of a representative, except such as are in so
mean a situation as to be deemed to have no will of their own.
One great fault there was in most of the ancient republics, that the
people had a right to active resolutions, such as require some
execution, a thing of which they are absolutely incapable. They ought to
have no share in the government but for the choosing of representatives,
which is within their reach. For though few can tell the exact degree of
men's capacities, yet there are none but are capable of knowing in
general whether the person they choose is better qualified than most of
his neighbours.
Neither ought the representative body to be chosen for the executive
part of government, for which it is not so fit; but for the enacting of
laws, or to see whether the laws in being are duly executed, a thing
suited to their abilities, and which none indeed but themselves can
properly perform.
In such a state there are always persons distinguished by their birth,
riches, or honours: but were they to be confounded with the common
people, and to have only the weight of a single vote like the rest, the
common liberty would be their slavery, and they would have no interest
in supporting it, as most of the popular resolutions would be against
them. The share they have, therefore, in the legislature ought to be
proportioned to their other advantages in the state; which happens only
when they form a body that has a right to check the licentiousness of
the people, as the people have a right to oppose any encroachment of
theirs.
The legislative power is therefore committed to the body of the nobles,
and to that which represents the people, each having their assemblies
and deliberations apart, each their separate views and interests.
Of the three powers above mentioned, the judiciary is in some measure
next to nothing: there remain, therefore, only two; and as these have
need of a regulating power to moderate them, the part of the legislative
body composed of the nobility is extremely proper for this purpose.
The body of the nobility ought to be hereditary. In the first place it
is so in its own nature; and in the next there must be a considerable
interest to preserve its privileges -- privileges that in themselves are
obnoxious to popular envy, and of course in a free state are always in
danger.
But as a hereditary power might be tempted to pursue its own particular
interests, and forget those of the people, it is proper that where a
singular advantage may be gained by corrupting the nobility, as in the
laws relating to the supplies, they should have no other share in the
legislation than the power of rejecting, and not that of resolving.
By the power of resolving I mean the right of ordaining by their own
authority, or of amending what has been ordained by others. By the power
of rejecting I would be understood to mean the right of annulling a
resolution taken by another; which was the power of the tribunes at
Rome. And though the person possessed of the privilege of rejecting may
likewise have the right of approving, yet this approbation passes for no
more than a declaration that he intends to make no use of his privilege
of rejecting, and is derived from that very privilege.
The executive power ought to be in the hands of a monarch, because this
branch of government, having need of despatch, is better administered by
one than by many: on the other hand, whatever depends on the legislative
power is oftentimes better regulated by many than by a single person.
But if there were no monarch, and the executive power should be
committed to a certain number of persons selected from the legislative
body, there would be an end then of liberty; by reason the two powers
would be united, as the same persons would sometimes possess, and would
be always able to possess, a share in both.
Were the legislative body to be a considerable time without meeting,
this would likewise put an end to liberty. For of two things one would
naturally follow: either that there would be no longer any legislative
resolutions, and then the state would fall into anarchy; or that these
resolutions would be taken by the executive power, which would render it
absolute.
It would be needless for the legislative body to continue always
assembled. This would be troublesome to the representatives, and,
moreover, would cut out too much work for the executive power, so as to
take off its attention to its office, and oblige it to think only of
defending its own prerogatives, and the right it has to execute.
Again, were the legislative body to be always assembled, it might happen
to be kept up only by filling the places of the deceased members with
new representatives; and in that case, if the legislative body were once
corrupted, the evil would be past all remedy. When different legislative
bodies succeed one another, the people who have a bad opinion of that
which is actually sitting may reasonably entertain some hopes of the
next: but were it to be always the same body, the people upon seeing it
once corrupted would no longer expect any good from its laws; and of
course they would either become desperate or fall into a state of
indolence.
The legislative body should not meet of itself. For a body is supposed
to have no will but when it is met; and besides, were it not to meet
unanimously, it would be impossible to determine which was really the
legislative body; the part assembled, or the other. And if it had a
right to prorogue itself, it might happen never to be prorogued; which
would be extremely dangerous, in case it should ever attempt to encroach
on the executive power. Besides, there are seasons, some more proper
than others, for assembling the legislative body: it is fit, therefore,
that the executive power should regulate the time of meeting, as well as
the duration of those assemblies, according to the circumstances and
exigencies of a state known to itself.
Were the executive power not to have a right of restraining the
encroachments of the legislative body, the latter would become despotic;
for as it might arrogate to itself what authority it pleased, it would
soon destroy all the other powers.
But it is not proper, on the other hand, that the legislative power
should have a right to stay the executive. For as the execution has its
natural limits, it is useless to confine it; besides, the executive
power is generally employed in momentary operations. The power,
therefore, of the Roman tribunes was faulty, as it put a stop not only
to the legislation, but likewise to the executive part of government;
which was attended with infinite mischief.
But if the legislative power in a free state has no right to stay the
executive, it has a right and ought to have the means of examining in
what manner its laws have been executed; an advantage which this
government has over that of Crete and Sparta, where the Cosmi[9] and the
Ephori[10] gave no account of their administration.
But whatever may be the issue of that examination, the legislative body
ought not to have a power of arraigning the person, nor, of course, the
conduct, of him who is entrusted with the executive power. His person
should be sacred, because as it is necessary for the good of the state
to prevent the legislative body from rendering themselves arbitrary, the
moment he is accused or tried there is an end of liberty.
In this case the state would be no longer a monarchy, but a kind of
republic, though not a free government. But as the person entrusted with
the executive power cannot abuse it without bad counsellors, and such as
have the laws as ministers, though the laws protect them as subjects,
these men may be examined and punished -- an advantage which this
government has over that of Gnidus, where the law allowed of no such
thing as calling the Amymones[11] to an account, even after their
administration;[12] and therefore the people could never obtain any
satisfaction for the injuries done them.
Though, in general, the judiciary power ought not to be united with any
part of the legislative, yet this is liable to three exceptions, founded
on the particular interest of the party accused.
The great are always obnoxious to popular envy; and were they to be
judged by the people, they might be in danger from their judges, and
would, moreover, be deprived of the privilege which the meanest subject
is possessed of in a free state, of being tried by his peers. The
nobility, for this reason, ought not to be cited before the ordinary
courts of judicature, but before that part of the legislature which is
composed of their own body.
It is possible that the law, which is clearsighted in one sense, and
blind in another, might, in some cases, be too severe. But as we have
already observed, the national judges are no more than the mouth that
pronounces the words of the law, mere passive beings, incapable of
moderating either its force or rigour. That part, therefore, of the
legislative body, which we have just now observed to be a necessary
tribunal on another occasion, is also a necessary tribunal in this; it
belongs to its supreme authority to moderate the law in favour of the
law itself, by mitigating the sentence.
It might also happen that a subject entrusted with the administration of
public affairs may infringe the rights of the people, and be guilty of
crimes which the ordinary magistrates either could not or would not
punish. But, in general, the legislative power cannot try causes: and
much less can it try this particular case, where it represents the party
aggrieved, which is the people. It can only, therefore, impeach. But
before what court shall it bring its impeachment? Must it go and demean
itself before the ordinary tribunals, which are its inferiors, and,
being composed, moreover, of men who are chosen from the people as well
as itself, will naturally be swayed by the authority of so powerful an
accuser? No: in order to preserve the dignity of the people, and the
security of the subject, the legislative part which represents the
people must bring in its charge before the legislative part which
represents the nobility, who have neither the same interests nor the
same passions.
Here is an advantage which this government has over most of the ancient
republics, where this abuse prevailed, that the people were at the same
time both judge and accuser.
The executive power, pursuant of what has been already said, ought to
have a share in the legislature by the power of rejecting, otherwise it
would soon be stripped of its prerogative. But should the legislative
power usurp a share of the executive, the latter would be equally
undone.
If the prince were to have a part in the legislature by the power of
resolving, liberty would be lost. But as it is necessary he should have
a share in the legislature for the support of his own prerogative, this
share must consist in the power of rejecting.
The change of government at Rome was owing to this, that neither the
senate, who had one part of the executive power, nor the magistrates,
who were entrusted with the other, had the right of rejecting, which was
entirely lodged in the people.
Here then is the fundamental constitution of the government we are
treating of. The legislative body being composed of two parts, they
check one another by the mutual privilege of rejecting. They are both
restrained by the executive power, as the executive is by the
legislative.
These three powers should naturally form a state of repose or inaction.
But as there is a necessity for movement in the course of human affairs,
they are forced to move, but still in concert.
As the executive power has no other part in the legislative than the
privilege of rejecting, it can have no share in the public debates. It
is not even necessary that it should propose, because as it may always
disapprove of the resolutions that shall be taken, it may likewise
reject the decisions on those proposals which were made against its
will.
In some ancient commonwealths, where public debates were carried on by
the people in a body, it was natural for the executive power to propose
and debate in conjunction with the people, otherwise their resolutions
must have been attended with a strange confusion.
Were the executive power to determine the raising of public money,
otherwise than by giving its consent, liberty would be at an end;
because it would become legislative in the most important point of
legislation.
If the legislative power was to settle the subsidies, not from year to
year, but for ever, it would run the risk of losing its liberty, because
the executive power would be no longer dependent; and when once it was
possessed of such a perpetual right, it would be a matter of
indifference whether it held it of itself or of another. The same may be
said if it should come to a resolution of entrusting, not an annual, but
a perpetual command of the fleets and armies to the executive power.
To prevent the executive power from being able to oppress, it is
requisite that the armies with which it is entrusted should consist of
the people, and have the same spirit as the people, as was the case at
Rome till the time of Marius. To obtain this end, there are only two
ways, either that the persons employed in the army should have
sufficient property to answer for their conduct to their
fellow-subjects, and be enlisted only for a year, as was customary at
Rome: or if there should be a standing army, composed chiefly of the
most despicable part of the nation, the legislative power should have a
right to disband them as soon as it pleased; the soldiers should live in
common with the rest of the people; and no separate camp, barracks, or
fortress should be suffered.
When once an army is established, it ought not to depend immediately on
the legislative, but on the executive, power; and this from the very
nature of the thing, its business consisting more in action than in
deliberation.
It is natural for mankind to set a higher value upon courage than
timidity, on activity than prudence, on strength than counsel. Hence the
army will ever despise a senate, and respect their own officers. They
will naturally slight the orders sent them by a body of men whom they
look upon as cowards, and therefore unworthy to command them. So that as
soon as the troops depend entirely on the legislative body, it becomes a
military government; and if the contrary has ever happened, it has been
owing to some extraordinary circumstances. It is because the army was
always kept divided; it is because it was composed of several bodies
that depended each on a particular province; it is because the capital
towns were strong places, defended by their natural situation, and not
garrisoned with regular troops. Holland, for instance, is still safer
than Venice; she might drown or starve the revolted troops; for as they
are not quartered in towns capable of furnishing them with necessary
subsistence, this subsistence is of course precarious.
In perusing the admirable treatise of Tacitus On the Manners of the
Germans,[13] we find it is from that nation the English have borrowed
the idea of their political government. This beautiful system was
invented first in the woods.
As all human things have an end, the state we are speaking of will lose
its liberty, will perish. Have not Rome, Sparta, and Carthage perished?
It will perish when the legislative power shall be more corrupt than the
executive.
It is not my business to examine whether the English actually enjoy this
liberty or not. Sufficient it is for my purpose to observe that it is
established by their laws; and I inquire no further.
Neither do I pretend by this to undervalue other governments, nor to say
that this extreme political liberty ought to give uneasiness to those
who have only a moderate share of it. How should I have any such design,
I who think that even the highest refinement of reason is not always
desirable, and that mankind generally find their account better in
mediums than in extremes?
Harrington, in his Oceana, has also inquired into the utmost degree of
liberty to which the constitution of a state may be carried. But of him
indeed it may be said that for want of knowing the nature of real
liberty he busied himself in pursuit of an imaginary one; and that he
built a Chalcedon, though he had a Byzantium before his eyes.
7. Of the Monarchies we are acquainted with. The monarchies we are
acquainted with have not, like that we have been speaking of, liberty
for their direct view: the only aim is the glory of the subject, of the
state, and of the sovereign. But hence there results a spirit of
liberty, which in those states is capable of achieving as great things,
and of contributing as much perhaps to happiness as liberty itself.
Here the three powers are not distributed and founded on the model of
the constitution above-mentioned; they have each a particular
distribution, according to which they border more or less on political
liberty; and if they did not border upon it, monarchy would degenerate
into despotic government.
8. Why the Ancients had not a clear Idea of Monarchy. The ancients had
no notion of a government founded on a body of nobles, and much less on
a legislative body composed of the representatives of the people. The
republics of Greece and Italy were cities that had each their own form
of government, and convened their subjects within their walls. Before
Rome had swallowed up all the other republics, there was scarcely
anywhere a king to be found, no, not in Italy, Gaul, Spain, or Germany;
they were all petty states or republics. Even Africa itself was subject
to a great commonwealth: and Asia Minor was occupied by Greek colonies.
There was, therefore, no instance of deputies of towns or assemblies of
the states; one must have gone as far as Persia to find a monarchy.
I am not ignorant that there were confederate republics; in which
several towns sent deputies to an assembly. But I affirm there was no
monarchy on that model.
The first plan, therefore, of the monarchies we are acquainted with was
thus formed. The German nations that conquered the Roman empire were
certainly a free people. Of this we may be convinced only by reading
Tacitus On the Manners of the Germans. The conquerors spread themselves
over all the country; living mostly in the fields, and very little in
towns. When they were in Germany, the whole nation was able to assemble.
This they could no longer do when dispersed through the conquered
provinces. And yet as it was necessary that the nation should deliberate
on public affairs, pursuant to their usual method before the conquest,
they had recourse to representatives. Such is the origin of the Gothic
government amongst us. At first it was mixed with aristocracy and
monarchy -- a mixture attended with this inconvenience, that the common
people were bondmen. The custom afterwards succeeded of granting letters
of enfranchisement, and was soon followed by so perfect a harmony
between the civil liberty of the people, the privileges of the nobility
and clergy, and the prince's prerogative, that I really think there
never was in the world a government so well tempered as that of each
part of Europe, so long as it lasted. Surprising that the corruption of
the government of a conquering nation should have given birth to the
best species of constitution that could possibly be imagined by man!
9. Aristotle's Manner of Thinking. Aristotle is greatly puzzled in
treating of monarchy.[14] He makes five species; and he does not
distinguish them by the form of constitution, but by things merely
accidental, as the virtues and vices of the prince; or by things
extrinsic, such as tyranny usurped or inherited.
Among the number of monarchies he ranks the Persian empire and the
kingdom of Sparta. But is it not evident that the one was a despotic
state and the other a republic?
The ancients, who were strangers to the distribution of the three powers
in the government of a single person, could never form a just idea of
monarchy.
10. What other Politicians thought. To temper monarchy, Arybas, king of
Epirus,[15] found no other remedy than a republic. The Molossi, not
knowing how to limit the same power, made two kings,[16] by which means
the state was weakened more than the prerogative; they wanted rivals,
and they created enemies.
Two kings were tolerable nowhere but at Sparta; here they did not form,
but were only a part of the constitution.
11. Of the Kings of the heroic Times of Greece. In the heroic times of
Greece, a kind of monarchy arose that was not of long duration.[17]
Those who had been inventors of arts, who had fought in their country's
cause, who had established societies, or distributed lands among the
people, obtained the regal power, and transmitted it to their children.
They were kings, priests, and judges. This was one of the five species
of monarchy mentioned by Aristotle;[18] and the only one that can give
us any idea of the monarchical constitution. But the plan of this
constitution is opposite to that of our modern monarchies.
The three powers were there distributed in such a manner that the people
were the legislature,[19] and the king had the executive together with
the judiciary power; whereas in modern monarchies the prince is invested
with the executive and legislative powers, or at least with part of the
legislative, but does not act in a judiciary capacity.
In the government of the kings of the heroic times, the three powers
were ill-distributed. Hence those monarchies could not long subsist. For
as soon as the people got the legislative power into their hands, they
might, as they everywhere did, upon the very least caprice, subvert the
regal authority.
Among a free people possessed of the legislative power, and enclosed
within walls, where everything tending towards oppression appears still
more odious, it is the masterpiece of legislation to know where to place
properly the judiciary power. But it could not be in worse hands than in
those of the person to whom the executive power had been already
committed. From that very instant the monarch became terrible. But at
the same time as he had no share in the legislature, he could make no
defence against it, thus his power was in one sense too great, in
another too little.
They had not as yet discovered that the true function of a prince was to
appoint judges, and not to sit as judge himself. The opposite policy
rendered the government of a single person insupportable. Hence all
these kings were banished. The Greeks had no notion of the proper
distribution of the three powers in the government of one person; they
could see it only in that of many; and this kind of constitution they
distinguished by the name of Polity.[20]
12. Of the Government of the Kings of Rome, and in what Manner the three
Powers were there distributed. The government of the kings of Rome had
some relation to that of the kings of the heroic times of Greece. Its
subversion, like the latter's, was owing to its general defect, though
in its own particular nature it was exceedingly good.
In order to give an adequate idea of this government, I shall
distinguish that of the first five kings, that of Servius Tullius, and
that of Tarquin.
The crown was elective, and under the first five kings the senate had
the greatest share in the election.
Upon the king's decease the senate examined whether they should continue
the established form of government. If they thought proper to continue
it, they named a magistrate[21] taken from their own body, who chose a
king; the senate were to approve of the election, the people to confirm
it, and the augurs to declare the approbation of the gods. If any of
these three conditions was wanting, they were obliged to proceed to
another election.
The constitution was a mixture of monarchy, aristocracy, and democracy;
and such was the harmony of power that there was no instance of jealousy
or dispute in the first reigns. The king commanded the armies, and had
the direction of the sacrifices: he had the power of determining[22]
civil and criminal[23] causes; he called the senate together, convened
the people, laid some affairs before the latter, and regulated the rest
with the senate.[24]
The authority of the senate was very great. The kings oftentimes pitched
upon senators with whom they sat in judgment; and they never laid any
affair before the people till it had been previously debated[25] in that
august assembly.
The people had the right of choosing[26] magistrates, of consenting to
the new laws, and, with the king's permission, of making war and peace;
but they had not the judicial power. When Tullius Hostilius referred the
trial of Horatius to the people, he had his particular reasons, which
may be seen in Dionysius Halicarnassus.[27]
The constitution altered under[28] Servius Tullius. The senate had no
share in his election; he caused himself to be proclaimed by the people;
he resigned the power of hearing civil causes,[29] reserving none to
himself but those of a criminal nature; he laid all affairs directly
before the people, eased them of the taxes, and imposed the whole burden
on the patricians. Hence in proportion as he weakened the regal together
with the senatorial power, he augmented that of the plebeians.[30]
Tarquin would neither be chosen by the senate nor by the people; he
considered Servius Tullius as a usurper, and seized the crown as his
hereditary right. He destroyed most of the senators; those who remained
he never consulted; nor did he even so much as summon them to assist at
his decisions.[31] Thus his power increased: but the odium of that power
received a new addition, by usurping also the authority of the people,
against whose consent he enacted several laws. The three powers were by
these means re-united in his person; but the people at a critical minute
recollected that they were legislators, and there was an end of Tarquin.
13. General Reflections on the State of Rome after the Expulsion of its
Kings. It is impossible to be tired of so agreeable a subject as ancient
Rome: thus strangers at present leave the modern palaces of that
celebrated capital to visit the ruins; and thus the eye, after
recreating itself with the view of flowery meads, is pleased with the
wild prospect of rocks and mountains.
The patrician families were at all times possessed of great privileges.
These distinctions, which were considerable under the kings, became much
more important after their expulsion. Hence arose the jealousy of the
plebeians, who wanted to reduce them. The contest struck at the
constitution, without weakening the government; for it was very
indifferent as to what family were the magistrates, provided the
magistracy preserved its authority.
An elective monarchy, like that of Rome, necessarily supposes a powerful
aristocratic body to support it, without which it changes immediately
into tyranny or into a popular state. But a popular state has no need of
this distinction of families to maintain itself. To this it was owing
that the patricians, who were a necessary part of the constitution under
the regal government, became a superfluous branch under the consuls; the
people could suppress them without hurting themselves, and change the
constitution without corrupting it.
After Servius Tullius had reduced the patricians, it was natural that
Rome should fall from the regal hands into those of the people. But the
people had no occasion to be afraid of relapsing under a regal power by
reducing the patricians.
A state may alter in two different ways, either by the amendment or by
the corruption of the constitution. If it has preserved its principles
and the constitution changes, this is owing to its amendment; if upon
changing the constitution its principles are lost, this is because it
has been corrupted.
The government of Rome, after the expulsion of the kings, should
naturally have been a democracy. The people had already the legislative
power in their hands; it was their unanimous consent that had expelled
the Tarquins; and if they had not continued steady to those principles,
the Tarquins might easily have been restored. To pretend that their
design in expelling them was to render themselves slaves to a few
families is quite absurd. The situation therefore of things required
that Rome should have formed a democracy, and yet this did not happen.
There was a necessity that the power of the principal families should be
tempered, and that the laws should have a bias to democracy.
The prosperity of states is frequently greater in the insensible
transition from one constitution to another than in either of those
constitutions. Then it is that all the springs of government are upon
the stretch, that the citizens assert their claims, that friendships or
enmities are formed amongst the jarring parties, and that there is a
noble emulation between those who defend the ancient and those who are
strenuous in promoting the new constitution.
14. In what Manner the Distribution of the three Powers began to change
after the Expulsion of the Kings. There were four things that greatly
prejudiced the liberty of Rome. The patricians had engrossed to
themselves all public employments whatever; an exorbitant power was
annexed to the consulate; the people were often insulted; and, in fine,
they had scarcely any influence at all left in the public suffrages.
These four abuses were redressed by the people.
1st. It was regulated that the plebeians might aspire to some
magistracies; and by degrees they were rendered capable of them all,
except that of Inter-rex.
2nd. The consulate was dissolved into several other magistracies;[32]
prætors were created, on whom the power was conferred of trying private
causes; quæstors[33] were nominated for determining those of a criminal
nature; ædiles were established for the civil administration;
treasurers[34] were made for the management of the public money; and, in
fine, by the creation of censors the consuls were divested of that part
of the legislative power which regulates the morals of the citizens and
the transient polity of the different bodies of the state. The chief
privileges left them were to preside in the great meetings[35] of the
people, to assemble the senate, and to command the armies.
3rd. The sacred laws appointed tribunes, who had a power of checking the
encroachments of the patricians, and prevented not only private but
likewise public injuries.
In fine, the plebeians increased their influence in the general
assemblies. The people of Rome were divided in three different manners
-- by centuries, by curiæ, and by tribes; and whenever they gave their
votes, they were convened in one of those three ways.
In the first the patricians, the leading men, the rich and the senate,
which was very nearly the same thing, had almost the whole authority; in
the second they had less; and less still in the third.
The division into centuries was a division rather of estates and
fortunes than of persons The whole people were distributed into a
hundred and ninety-three centuries,[36] which had each a single vote.
The patricians and leading men composed the first ninety-eight
centuries; and the other ninety-five consisted of the remainder of the
citizens. In this division therefore the patricians were masters of the
suffrages.
In the division into curiæ,[37] the patricians had not the same
advantages; some, however, they had, for it was necessary to consult the
augurs, who were under the direction of the patricians; and no proposal
could be made there to the people unless it had been previously laid
before the senate, and approved of by a senatus-consultum. But, in the
division into tribes they had nothing to do either with the augurs or
with the decrees of the senate; and the patricians were excluded.
Now the people endeavoured constantly to have those meetings by curiæ
which had been customary by centuries, and by tribes, those they used to
have before by curiæ; by which means the direction of public affairs
soon devolved from the patricians to the plebeians.
Thus when the plebeians obtained the power of trying the patricians -- a
power which commenced in the affair of Coriolanus,[38] they insisted
upon assembling by tribes,[39] and not by centuries; and when the new
magistracies[40] of tribunes and ædiles were established in favour of
the people, the latter obtained that they should meet by curiæ in order
to nominate them; and after their power was quite settled, they
gained[41] so far their point as to assemble by tribes to proceed to
this nomination.
15. In what Manner Rome, in the flourishing State of that Republic,
suddenly lost its Liberty. In the heat of the contests between the
patricians and the plebeians, the latter insisted upon having fixed
laws, to the end that the public judgments should no longer be the
effect of capricious will or arbitrary power. The senate, after a great
deal of resistance, acquiesced; and decemvirs were nominated to compose
those laws. It was thought proper to grant them an extraordinary power,
because they were to give laws to parties whose views and interest it
was almost impossible to unite. The nomination of all magistrates was
suspended; and the decemvirs were chosen in the comitia sole
administrators of the republic. Thus they found themselves invested with
the consular and the tribunition power. By one they had the privilege of
assembling the senate, by the other that of convening the people; but
they assembled neither senate nor people. Ten men only of the republic
had the whole legislative, the whole executive, and the whole judiciary
power. Rome saw herself enslaved by as cruel a tyranny as that of
Tarquin. When Tarquin trampled on the liberty of that city, she was
seized with indignation at the power he had usurped; when the decemvirs
exercised every act of oppression, she was astonished at the
extraordinary power she had granted.
What a strange system of tyranny -- a tyranny carried on by men who had
obtained the political and military power, merely from their knowledge
in civil affairs, and who at that very juncture stood in need of the
courage of those citizens to protect them abroad who so tamely submitted
to domestic oppression!
The spectacle of Virginia's death, whom her father immolated to chastity
and liberty, put an end to the power of the decemvirs. Every man became
free, because every man had been injured; each showed himself a citizen
because each had a tie of the parent. The senate and the people resumed
a liberty which had been committed to ridiculous tyrants.
No people were so easily moved by public spectacles as the Romans. That
of the empurpled body of Lucretia put an end to the regal government.
The debtor who appeared in the forum covered with wounds caused an
alteration in the republic. The decemvirs owed their expulsion to the
tragedy of Virginia. To condemn Manlius, it was necessary to keep the
people from seeing the Capitol. Cæsar's bloody garment flung Rome again
into slavery.
16. Of the legislative Power in the Roman Republic. There were no rights
to contest under the decemvirs: but upon the restoration of liberty,
jealousies revived; and so long as the patricians had any privileges
left, they were sure to be stripped of them by the plebeians.
The mischief would not have been so great had the plebeians been
satisfied with this success; but they also injured the patricians as
citizens. When the people assembled by curiæ or centuries, they were
composed of senators, patricians, and plebeians; in their disputes the
plebeians gained this point,[42] that they alone without patricians or
senate should enact the laws called Plebiscita; and the assemblies in
which they were made had the name of comitia by tribes. Thus there were
cases in which the patricians[43] had no share in the legislative power,
but[44] were subject to the legislation of another body of the state.
This was the extravagance of liberty. The people, to establish a
democracy, acted against the very principles of that government. One
would have imagined that so exorbitant a power must have destroyed the
authority of the senate. But Rome had admirable institutions. Two of
these were especially remarkable: one by which the legislative power of
the people was established, and the other by which it was limited.
The censors, and before them the consuls, modelled[45] and created, as
it were, every five years the body of the people; they exercised the
legislation on the very part that was possessed of the legislative
power. "Tiberius Gracchus," says Cicero, "caused the freedmen to be
admitted into the tribes, not by the force of his eloquence, but by a
word, by a gesture; which had he not effected, the republic, whose
drooping head we are at present scarcely able to uphold, would not even
exist."
On the other hand, the senate had the power of rescuing, as it were, the
republic out of the hands of the people, by creating a dictator, before
whom the sovereign bowed his head, and the most popular laws were
silent.[46]
17. Of the executive Power in the same Republic. Jealous as the people
were of their legislative power, they had no great uneasiness about the
executive. This they left almost entirely to the senate and to the
consuls, reserving scarcely anything more to themselves than the right
of choosing the magistrates, and of confirming the acts of the senate
and of the generals.
Rome, whose passion was to command, whose ambition was to conquer, whose
commencement and progress were one continued usurpation, had constantly
affairs of the greatest weight upon her hands; her enemies were ever
conspiring against her, or she against her enemies.
As she was obliged to behave on the one hand with heroic courage, and on
the other with consummate prudence, it was requisite, of course, that
the management of affairs should be committed to the senate. Thus the
people disputed every branch of the legislative power with the senate,
because they were jealous of their liberty; but they had no disputes
about the executive, because they were animated with the love of glory.
So great was the share the senate took in the executive power, that, as
Polybius[47] informs us, foreign nations imagined that Rome was an
aristocracy. The senate disposed of the public money, and farmed out the
revenue; they were arbiters of the affairs of their allies; they
determined war or peace, and directed in this respect the consuls; they
fixed the number of the Roman and of the allied troops, disposed of the
provinces and armies to the consuls or prætors, and upon the expiration
of the year of command had the power of appointing successors; they
decreed triumphs, received and sent embassies: they nominated, rewarded,
punished, and were judges of kings, declared them allies of the Roman
people, or stripped them of that title.
The consuls levied the troops which they were to carry into the field;
had the command of the forces by sea and by land; disposed of the forces
of the allies; were invested with the whole power of the republic in the
provinces; gave peace to the vanquished nations, imposed conditions on
them, or referred them to the senate.
In the earliest times, when the people had some share in the affairs
relating to war or peace, they exercised rather their legislative than
their executive power. They scarcely did anything else but confirm the
acts of the kings, and after their expulsion those of the consuls or
senate. So far were they from being the arbiters of war that we have
instances of its having been often declared, notwithstanding the
opposition of the tribunes. But growing wanton in their prosperity, they
increased their executive power. Thus[48] they created the military
tribunes, the nomination of whom till then had belonged to the generals;
and some time before the first Punic war, they decreed that only their
own body should have the right of declaring war.[49]
18. Of the judiciary Power in the Roman Government. The judiciary power
was given to the people, to the senate, to the magistrates, and to
particular judges. We must see in what manner it was distributed;
beginning with their civil affairs.
The consuls had the judiciary power[50] after the expulsion of the
kings, as the prætors were judges after the consuls. Servius Tullius had
divested himself of the power of determining civil causes, which was not
resumed by the consuls, except in some[51] very rare cases, for that
reason called extraordinary.[52] They were satisfied with naming the
judges, and establishing the several tribunals. By a discourse of Appius
Claudius, in Dionysius Halicarnassus,[53] it appears that as early as
the 259th year of Rome this was looked upon as a settled custom among
the Romans; and it is not tracing it very high to refer it to Servius
Tullius.
Every year the prætor made a list[54] of such as he chose for the office
of judges during his magistracy. A sufficient number was pitched upon
for each cause; a custom very nearly the same as that now practised in
England. And what was extremely favourable to liberty[55] was the
prætor's fixing the judges with the consent[56] of the parties. The
great number of exceptions that can be made in England amounts pretty
nearly to this very custom.
The judges decided only the questions relating to matter of fact;[57]
for example, whether a sum of money had been paid or not, whether an act
had been committed or not. But as to questions of law,[58] as these
required a certain capacity, they were always carried before the
tribunal of the centumvirs.[59]
The kings reserved to themselves the judgment of criminal affairs, and
in this were succeeded by the consuls. It was in consequence of this
authority that Brutus put his children and all those who were concerned
in the Tarquinian conspiracy to death. This was an exorbitant power. The
consuls already invested with the military command extended the exercise
of it even to civil affairs; and their procedures, being stripped of all
forms of justice, were rather exertions of violence than legal
judgments.
This gave rise to the Valerian law, by which it was made lawful to
appeal to the people from every decision of the consuls that endangered
the life of a citizen. The consuls had no longer the power of
pronouncing sentence in capital cases against a Roman citizen, without
the consent of the people.[60]
We see in the first conspiracy for the restoration of the Tarquins that
the criminals were tried by Brutus the consul; in the second the senate
and comitia were assembled to try them.[61]
The laws distinguished by the name of sacred allowed the plebeians the
privilege of choosing tribunes; whence was formed a body whose
pretensions at first were immense. It is hard to determine which was
greater, the insolence of the plebeians in demanding, or the
condescension of the senate in granting. The Valerian law allowed
appeals to the people, that is, to the people composed of senators,
patricians, and plebeians. The plebeians made a law that appeals should
be brought before their own body. A question was soon after started,
whether the plebeians had a right to try a patrician; this was the
subject of a dispute to which the impeachment of Coriolanus gave rise,
and which ended with that affair. When Coriolanus was accused by the
tribunes before the people, he insisted, contrary to the spirit of the
Valerian law, that as he was a patrician, none but the consuls had the
power to try him; on the other hand, the plebeians, also contrary to the
spirit of that same law, pretended that none but their body were
empowered to be his judges, and accordingly they pronounced sentence
upon him.
This was moderated by the law of the Twelve Tables; whereby it was
ordained that none but the great assemblies of the people[62] should try
a citizen in capital cases. Hence the body of the plebeians, or, which
amounts to the very same, the comitia by tribes, had no longer any power
of hearing criminal causes, except such as were punished with fines. To
inflict a capital punishment a law was requisite; but to condemn to a
pecuniary mulct, there was occasion only for a plebiscitum.
This regulation of the law of the Twelve Tables was extremely prudent.
It produced an admirable balance between the body of the plebeians and
the senate. For as the full judiciary power of both depended on the
greatness of the punishment and the nature of the crime, it was
necessary they should both agree.
The Valerian law abolished all the remains of the Roman government in
any way relating to that of the kings of the heroic times of Greece. The
consuls were divested of the power to punish crimes. Though all crimes
are public, yet we must distinguish between those which more nearly
concern the mutual intercourse of the citizens and those which more
immediately interest the state in the relation it bears to its subjects.
The first are called private, the second public. The latter were tried
by the people; and in regard to the former, they named by particular
commission a quæstor for the prosecution of each crime. The person
chosen by the people was frequently one of the magistrates, sometimes a
private man. He was called the quæstor of parricide, and is mentioned in
the law of the Twelve Tables.[63]
The quæstor nominated the judge of the question, who drew lots for the
judges, and regulated the tribunal in which he presided.[64]
Here it is proper to observe what share the senate had in the nomination
of the quæstor, that we may see how far the two powers were balanced.
Sometimes the senate caused a dictator to be chosen, in order to
exercise the office of quæstor;[65] at other times they ordained that
the people should be convened by a tribune, with the view of proceeding
to the nomination of a quæstor;[66] and, in fine, the people frequently
appointed a magistrate to make his report to the senate concerning a
particular crime, and to desire them to name a quæstor, as may be seen
in the judgment upon Lucius Scipio[67] in Livy.[68]
In the year of Rome 604, some of these commissions were rendered
permanent.[69] All criminal causes were gradually divided into different
parts; to which they gave the name of perpetual questions. Different
prætors were created, to each of whom some of those questions were
assigned. They had a power conferred upon them for the term of a year,
of trying such criminal causes as bore any relation to those questions,
and then they were sent to govern their province.
At Carthage the senate of the hundred was composed of judges who enjoyed
that dignity for life.[70] But at Rome the prætors were annual; and the
judges were not even for so long a term, but were nominated for each
cause. We have already shown in the sixth chapter of this book how
favourable this regulation was to liberty in particular governments.
The judges were chosen from the order of senators, till the time of the
Gracchi. Tiberius Gracchus caused a law to pass that they should be
taken from the equestrian order; a change so very considerable that the
tribune boasted of having cut, by one rogation only, the sinews of the
senatorial dignity.
It is necessary to observe that the three powers may be very well
distributed in regard to the liberty of the constitution, though not so
well in respect to the liberty of the subject. At Rome the people had
the greatest share of the legislative, a part of the executive, and part
of the judiciary power; by which means they had so great a weight in the
government as required some other power to balance it. The senate indeed
had part of the executive power, and some share of the legislative;[71]
but this was not sufficient to counterbalance the weight of the people.
It was necessary that they should partake of the judiciary power: and
accordingly they had a share when the judges were chosen from among the
senators. But when the Gracchi deprived the senators of the judicial
power,[72] the senate were no longer able to withstand the people. To
favour, therefore, the liberty of the subject, they struck at that of
the constitution; but the former perished with the latter.
Infinite were the mischiefs that thence arose. The constitution was
changed at a time when the fire of civil discord had scarcely left any
such thing as a constitution. The knights ceased to be that middle order
which united the people to the senate; and the chain of the constitution
was broken.
There were even particular reasons against transferring the judiciary
power to the equestrian order. The constitution of Rome was founded on
this principle, that none should be enlisted as soldiers but such as
were men of sufficient property to answer for their conduct to the
republic. The knights, as persons of the greatest property, formed the
cavalry of the legions. But when their dignity increased, they refused
to serve any longer in that capacity, and another kind of cavalry was
obliged to be raised: thus Marius enlisted all sorts of people into his
army, and soon after the republic was lost.[73]
Besides, the knights were the farmers of the revenue; men whose great
rapaciousness increased the public calamities. Instead of giving to such
as those the judicial power, they ought to have been constantly under
the eye of the judges. This we must say in commendation of the ancient
French laws, that they have acted towards the officers of the revenue
with as great a diffidence as would be observed between enemies. When
the judiciary power at Rome was transferred to the publicans, there was
then an end of all virtue, polity, laws, and government.
Of this we find a very ingenious description in some fragments of
Diodorus Siculus and Dio. "Mutius Scævola," says Diodorus,[74] "wanted
to revive the ancient manners, and the laudable custom of sober and
frugal living. For his predecessors having entered into a contract with
the farmers of the revenue, who at that time were possessed of the
judiciary power at Rome, had infected the province with all manner of
corruption. But Scævola made an example of the publicans, and imprisoned
those by whom others had been confined."
Dio informs us[75] that Publius Rutilius, his lieutenant, was equally
obnoxious to the equestrian order, and that upon his return they accused
him of having received some presents, and condemned him to a fine; upon
which he instantly made a cession of his goods. His innocence appeared
in this, that he was found to be worth a great deal less than what he
was charged with having extorted, and he showed a just title to what he
possessed: but he would not live any longer in the same city with such
profligate wretches.
The Italians, says Diodorus again,[76] bought up whole droves of slaves
in Sicily, to till their lands and to take care of their cattle; but
refused them a necessary subsistence. These wretches were then forced to
go and rob on the highways, armed with lances and clubs, covered with
beasts' skins, and followed by large mastiffs. Thus the whole province
was laid waste, and the inhabitants could not call anything their own
but what was secured by fortresses. There was neither proconsul nor
prætor that could or would oppose this disorder, or that presumed to
punish these slaves, because they belonged to the knights, who at Rome
were possessed of the judiciary power.[77] And yet this was one of the
causes of the war of the slaves. But I shall add only one word more. A
profession deaf and inexorable, that can have no other view than lucre,
that was always asking and never granting, that impoverished the rich
and increased even the misery of the poor -- such a profession, I say,
should never have been entrusted with the judiciary power at Rome.
19. Of the Government of the Roman Provinces. Such was the distribution
of the three powers in Rome. But they were far from being thus
distributed in the provinces. Liberty prevailed in the centre and
tyranny in the extreme parts.
While Rome extended her dominions no farther than Italy, the people were
governed as confederates, and the laws of each republic were preserved.
But when she enlarged her conquests, and the senate had no longer an
immediate inspection over the provinces, nor the magistrates residing at
Rome were any longer capable of governing the empire, they were obliged
to send prætors and proconsuls. Then it was that the harmony of the
three powers was lost. The persons appointed to that office were
entrusted with a power which comprehended that of all the Roman
magistracies; nay, even that of the people.[78] They were despotic
magistrates, extremely well adapted to the distance of the places to
which they were destined. They exercised the three powers; and were, if
I may presume to use the expression, the bashaws of the republic.
We have elsewhere observed[79] that in a commonwealth the same
magistrate ought to be possessed of the executive power, as well civil
as military. Hence a conquering republic can hardly communicate her
government, and rule the conquered state according to her own
constitution. And indeed as the magistrate she sends to govern is
invested with the executive power, both civil and military, he must also
have the legislative: for who is it that could make laws without him? It
is necessary, therefore, that the governor she sends be entrusted with
the three powers, as was practised in the Roman provinces.
It is more easy for a monarchy to communicate its government, because
the officers it sends have, some the civil executive, and others the
military executive power, which does not necessarily imply a despotic
authority.
It was a privilege of the utmost consequence to a Roman citizen to have
none but the people for his judge. Were it not for this, he would have
been subject in the provinces to the arbitrary power of a proconsul or
of a proprætor. The city never felt the tyranny which was exercised only
on conquered nations.
Thus, in the Roman world, as at Sparta, the freemen enjoyed the highest
degree of liberty, while those who were slaves laboured under the
extremity of servitude.
While the citizens paid taxes, they were raised with great justice and
equality. The regulation of Servius Tullius was observed, who had
distributed the people into six classes, according to their difference
of property, and fixed the several shares of the public imposts in
proportion to that which each person had in the government. Hence they
bore with the greatness of the tax because of their proportionable
greatness of credit, and consoled themselves for the smallness of their
credit because of the smallness of the tax.
There was also another thing worthy of ad miration, which is, that as
Servius Tullius's division into classes was in some measure the
fundamental principle of the constitution, it thence followed that an
equal levying of the taxes was so connected with this fundamental
principle that the one could not be abolished without the other.
But while the city paid the taxes as she pleased, or paid none at
all,[80] the provinces were plundered by the knights, who were the
farmers of the public revenue. We have already made mention of their
oppressive extortions, with which all history abounds.
"All Asia," says Mithridates,[81] "expects me as her deliverer; so great
is the hatred which the rapaciousness of the proconsuls,[82] the
confiscations made by the officers of the revenue, and the quirks and
cavils of judicial proceedings,[83] have excited against the Romans."
Hence it was that the strength of the provinces did not increase, but
rather weakened, the strength of the republic. Hence it was that the
provinces looked upon the loss of the liberty of Rome as the epoch of
their own freedom.
20. The End of this Book. I should be glad to inquire into the
distribution of the three powers, in all the moderate governments we are
acquainted with, in order to calculate the degrees of liberty which each
may enjoy. But we must not always exhaust a subject, so as to leave no
work at all for the reader. My business is not to make people read, but
to make them think.
______
1. "I have copied," says Cicero, "Scævola's edict, which permits the
Greeks to terminate their difference among themselves according to their
own laws; this makes them consider themselves a free people."
2. The Russians could not bear that Czar Peter should make them cut it
off.
3. The Cappadocians refused the condition of a republican state, which
was offered them by the Romans.
4. The natural end of a state that has no foreign enemies, or that
thinks itself secured against them by barriers.
5. Inconvenience of the Liberum veto.
6. At Venice.
7. As at Athens.
8. See Aristotle, Politics, iv. 4.
9. See Aristotle, Politics, ii, 10.
10. Ibid., 9.
11. These were magistrates chosen annually by the people. See Stephen of
Byzantium.
12. It was lawful to accuse the Roman magistrates after the expiration
of their several offices. See in Dionysius Halicarnassus, ix, the affair
of Genutius the tribune.
13. De minoribus rebus principes consultant, de majoribus omnes; ita
tamen lit ea quoque quorum penes plebem arbitrium est, apud principes
pertractentur. -- ix.
14. Politics, iii. 14.
15. See Justin, xvii. 3.
16. Aristotle, Politics, v. 11.
17. Ibid., iii. 14.
18. Ibid.
19. See what Plutarch says in the Theseus. See likewise Thucydides, i.
20. Aristotle, Politics, iv. 8.
21. Dionysius Halicarnassus, ii, p. 120, and iv, pp. 242, 243.
22. See Tanaquil's Discourse on Livy, i dec. l, and the regulations of
Servius Tullius in Dionysius Halicarnassus, iv. p. 229.
23. See Dionysius Halicarnassus, ii, p. 118, and iii, p. 171.
24. It was by virtue of a senatus-consultum that Tullius Hostilius
ordered Alba to be destroyed. -- Ibid., iii, pp. 167 and 172.
25. Ibid., iv, p. 276.
26. Ibid., ii. And yet they could not have the nomination of all
offices, since Valerius Publicola made that famous law by which every
citizen was forbidden to exercise any employment, unless he had obtained
it by the suffrage of the people.
27. Ibid., iii, p. 159.
28. Ibid., iv.
29. He divested himself of half the regal power, says Dionysius
Halicarnassus, iv, p. 229.
30. It was thought that if he had not been prevented by Tarquin he would
have established a popular government. -- Ibid., iv, p. 243.
31. Ibid., iv.
32. Livy, dec. 1, vi.
33. Quæstores parricidii. -- Pomponius, Leg. 2,§ 23, ff. de orig. jur.
34. Plutarch, Poplicola.
35. Comitiis centuriatis.
36. See Livy, i, 43; Dionysius Halicarnassus, iv, vii.
37. Dionysius Halicarnassus, ix, p. 598.
38. Ibid., vii.
39. Contrary to the ancient custom, as may be seen: ibid., v, p. 320.
40. Ibid., pp. 410, 411.
41. Ibid., ix, p. 605.
42. Ibid., xi, p. 725.
43. By the sacred laws, the plebeians had the power of making the
plebiscita by themselves, without admitting the patricians into their
assembly -- Ibid., vi, p. 410; vii, p. 430.
44. By the law enacted after the expulsion of the decemvirs, the
patricians were made subject to the plebiscita, though they had not a
right of voting there. Livy, iii. 55, and Dionysius Halicarnassus, xi,
p. 725. This law was confirmed by that of Publius Philo the dictator, in
the year of Rome 416. Livy, viii. 12.
45. In the year 312 of Rome the consuls performed still the business of
surveying the people and their estates, as appears by Dionysius
Halicarnassus, ix.
46. Such as those by which it was allowed to appeal from the decisions
of all the magistrates to the people.
47. Book vi.
48. In the year of Rome 444, Livy, dec. 1, ix. 30. As the war against
Perseus appeared somewhat dangerous, it was ordained by a
senatus-consultum that this law should be suspended, and the people
agreed to it. Livy, dec. 5, ii.
49. They extorted it from the senate, says Freinshemius, dec. 2, vi.
50. There is no manner of doubt but the consuls had the power of trying
civil causes before the creation of the prætors. See Livy, dec. l, ii.
1; Dionysius Halicarnassus, x, pp. 627, 645.
51. The tribunes frequently tried causes by themselves only, but nothing
rendered them more odious. -- Dionysius Halicarnassus, xi, p. 709.
52. Judicia extraordinaria. See the Institutes, iv.
53. Book vi, p. 360.
54. Album Judicium.
55. "Our ancestors," says Cicero, Pro Cluentio, "would not suffer any
man whom the parties had not agreed to, to be judge of the least
pecuniary affair, much less of a citizen's reputation."
56. See in the fragments of the Servilian, Cornelian, and other laws, in
what manner these laws appointed judges for the crimes they proposed to
punish. They were often pitched upon by choice, sometimes by lot, or, in
fine, by lot mixed together with choice.
57. Seneca, De Benefic. iii. 7, in fine.
58. See Quintilian, iv, p. 54, in fol. ed., Paris, 1541.
59. Leg. 2 ff. de orig. jur. Magistrates who were called decemvirs
presided in court, the whole under a prætor's direction.
60. Quoniam de capite civis Romani, injussu populi Romani, non erat
permissum consulibus jus dicere. -- See Pomponius,Leg. 2, §6, ff. de
orig. jur.
61. Dionysius Halicarnassus, v, p. 322.
62. The comitia by centuries. Thus Manlius Capitolinus was tried in
these comitia. -- Livy, Dec. 1, vi. 20.
63. Pomponius, in Leg. 2, Dig., de orig. jur.
64. See a fragment of Ulpian, who gives another of the Cornelian Law: it
is to be met with in the Collation of the Mosaic and Roman Laws, tit. i,
De Sicariis et homicidiis.
65. This took place, especially in regard to crimes committed in Italy,
which were subject chiefly to the inspection of the senate. See Livy,
Dec. 1, ix, 26, concerning the conspiracies at Capua.
66. This was the case in the prosecution for the murder of Posthumius,
in the year 340 of Rome. See Livy, iv. 50.
67. This judgment was passed in the year of Rome 567.
68. Book viii.
69. Cicero, in Brutus.
70. This is proved from Livy, book xliii. 46, who says that Hannibal
rendered their magistracy annual.
71. The senatus-consultums were in force for the space of a year, though
not confirmed by the people. -- Dionysius Halicarnassus ix, p. 595; xi,
p. 735.
72. In the year 630.
73. Capite censos plerosque. -- Sallust, De Bello Jugurth, 84.
74. Fragment of this author, xxxvi, in the collection of Constantine
Porphyrogenitus, Of Virtues and Vices [Historica].
75. Fragment of his history, taken from the extract Of Virtues and Vices
[Historica].
76. Fragment of the book xxxiv in the extract Of Virtues and Vices
[Historica].
77. Penes quos Romæ tum judicia erant, atque ex equestri ordine solerent
sortito judices eligi in causa Prætorum et Proconsulum, quibus post
administratam provinciam dies dicta erat.
78. They made their edicts upon entering the provinces.
79. Book v. 19. See also ii, iii, iv, and v.
80. After the conquest of Macedonia the Romans paid no taxes.
81. Speech taken from Trogus Pompeius, and related by Justin, xxxviii.
4.
82. See the orations against Verres.
83. It is well known what sort of a tribunal was that of Varus, which
provoked the Germans to revolt.
Book XV. In What Manner the Laws of Civil Slavery Relate
to the Nature of the Climate
1. Of civil Slavery. Slavery, properly so called, is the establishment
of a right which gives to one man such a power over another as renders
him absolute master of his life and fortune. The state of slavery is in
its own nature bad. It is neither useful to the master nor to the slave;
not to the slave, because he can do nothing through a motive of virtue;
nor to the master, because by having an unlimited authority over his
slaves he insensibly accustoms himself to the want of all moral virtues,
and thence becomes fierce, hasty, severe, choleric, voluptuous, and
cruel.
In despotic countries, where they are already in a state of political
servitude, civil slavery is more tolerable than in other governments.
Every one ought to be satisfied in those countries with necessaries and
life. Hence the condition of a slave is hardly more burdensome than that
of a subject.
But in a monarchical government, where it is of the utmost importance
that human nature should not be debased or dispirited, there ought to be
no slavery. In democracies, where they are all upon equality; and in
aristocracies, where the laws ought to use their utmost endeavours to
procure as great an equality as the nature of the government will
permit, slavery is contrary to the spirit of the constitution: it only
contributes to give a power and luxury to the citizens which they ought
not to have.
2. Origin of the Right of Slavery among the Roman Civilians. One would
never have imagined that slavery should owe its birth to pity, and that
this should have been excited in three different ways.[1]
The law of nations to prevent prisoners from being put to death has
allowed them to be made slaves. The civil law of the Romans empowered
debtors, who were subject to be ill-used by their creditors, to sell
themselves. And the law of nature requires that children whom a father
in a state of servitude is no longer able to maintain should be reduced
to the same state as the father.
These reasons of the civilians are all false. It is false that killing
in war is lawful, unless in a case of absolute necessity: but when a man
has made another his slave, he cannot be said to have been under a
necessity of taking away his life, since he actually did not take it
away. War gives no other right over prisoners than to disable them from
doing any further harm by securing their persons. All nations[2] concur
in detesting the murdering of prisoners in cold blood.
Neither is it true that a freeman can sell himself. Sale implies a
price; now when a person sells himself, his whole substance immediately
devolves to his master; the master, therefore, in that case, gives
nothing, and the slave receives nothing. You will say he has a peculium.
But this peculium goes along with his person. If it is not lawful for a
man to kill himself because he robs his country of his person, for the
same reason he is not allowed to barter his freedom. The freedom of
every citizen constitutes a part of the public liberty, and in a
democratic state is even a part of the sovereignty. To sell one's
freedom[3] is so repugnant to all reason as can scarcely be supposed in
any man. If liberty may be rated with respect to the buyer, it is beyond
all price to the seller. The civil law, which authorises a division of
goods among men, cannot be thought to rank among such goods a part of
the men who were to make this division. The same law annuls all
iniquitous contracts; surely then it affords redress in a contract where
the grievance is most enormous.
The third way is birth, which falls with the two former; for if a man
could not sell himself, much less could he sell an unborn infant. If a
prisoner of war is not to be reduced to slavery, much less are his
children.
The lawfulness of putting a malefactor to death arises from this
circumstance: the law by which he is punished was made for his security.
A murderer, for instance, has enjoyed the benefit of the very law which
condemns him; it has been a continual protection to him; he cannot,
therefore, object to it. But it is not so with the slave. The law of
slavery can never be beneficial to him; it is in all cases against him,
without ever being for his advantage; and therefore this law is contrary
to the fundamental principle of all societies.
If it be pretended that it has been beneficial to him, as his master has
provided for his subsistence, slavery, at this rate, should be limited
to those who are incapable of earning their livelihood. But who will
take up with such slaves? As to infants, nature, who has supplied their
mothers with milk, had provided for their sustenance; and the remainder
of their childhood approaches so near the age in which they are most
capable of being of service that he who supports them cannot be said to
give them an equivalent which can entitle him to be their master.
Nor is slavery less opposed to the civil law than to that of nature.
What civil law can restrain a slave from running away, since he is not a
member of society, and consequently has no interest in any civil
institutions? He can be retained only by a family law, that is, by the
master's authority.
3. Another Origin of the Right of Slavery. I would as soon say that the
right of slavery proceeds from the contempt of one nation for another,
founded on a difference in customs.
Lopez de Gama[4] relates that the Spaniards found near St. Martha
several basketsful of crabs, snails, grasshoppers, and locusts, which
proved to be the ordinary provision of the natives. This the conquerors
turned to a heavy charge against the conquered. The author owns that
this, with their smoking and trimming their beards in a different
manner, gave rise to the law by which the Americans became slaves to the
Spaniards.
Knowledge humanises mankind, and reason inclines to mildness; but
prejudices eradicate every tender disposition.
4. Another Origin of the Right of Slavery. I would as soon say that
religion gives its professors a right to enslave those who dissent from
it, in order to render its propagation more easy.
This was the notion that encouraged the ravagers of America in their
iniquity.[5] Under the influence of this idea they founded their right
of enslaving so many nations; for these robbers, who would absolutely be
both robbers and Christians, were superlatively devout.
Louis XII[6] was extremely uneasy at a law by which all the negroes of
his colonies were to be made slaves; but it being strongly urged to him
as the readiest means for their conversion, he acquiesced without
further scruple.
5. Of the Slavery of the Negroes. Were I to vindicate our right to make
slaves of the negroes, these should be my arguments:
The Europeans, having extirpated the Americans, were obliged to make
slaves of the Africans, for clearing such vast tracts of land.
Sugar would be too dear if the plants which produce it were cultivated
by any other than slaves.
These creatures are all over black, and with such a flat nose that they
can scarcely be pitied.
It is hardly to be believed that God, who is a wise Being, should place
a soul, especially a good soul, in such a black ugly body.
It is so natural to look upon colour as the criterion of human nature,
that the Asiatics, among whom eunuchs are employed, always deprive the
blacks of their resemblance to us by a more opprobrious distinction.
The colour of the skin may be determined by that of the hair, which,
among the Egyptians, the best philosophers in the world, was of such
importance that they put to death all the red-haired men who fell into
their hands.
The negroes prefer a glass necklace to that gold which polite nations so
highly value. Can there be a greater proof of their wanting common
sense?
It is impossible for us to suppose these creatures to be men, because,
allowing them to be men, a suspicion would follow that we ourselves are
not Christians.
Weak minds exaggerate too much the wrong done to the Africans. For were
the case as they state it, would the European powers, who make so many
needless conventions among themselves, have failed to enter into a
general one, in behalf of humanity and compassion?
6. The true Origin of the Right of Slavery. It is time to inquire into
the true origin of the right of slavery. It ought to be founded on the
nature of things; let us see if there be any cases where it can be
derived thence.
In all despotic governments people make no difficulty in selling
themselves; the political slavery in some measure annihilates the civil
liberty.
According to Mr. Perry,[7] the Muscovites sell themselves very readily:
their reason for it is evident; their liberty is not worth keeping.
At Achim every one is for selling himself. Some of the chief lords[8]
have not less than a thousand slaves, all principal merchants, who have
a great number of slaves themselves, and these also are not without
their slaves. Their masters are their heirs, and put them into trade. In
those states, the freemen being overpowered by the government, have no
better resource than that of making themselves slaves to the tyrants in
office.
This is the true and rational origin of that mild law of slavery which
obtains in some countries: and mild it ought to be, as founded on the
free choice a man makes of a master, for his own benefit; which forms a
mutual convention between the two parties.
7. Another Origin of the Right of Slavery. There is another origin of
the right of slavery, and even of the most cruel slavery which is to be
seen among men.
There are countries where the excess of heat enervates the body, and
renders men so slothful and dispirited that nothing but the fear of
chastisement can oblige them to perform any laborious duty: slavery is
there more reconcilable to reason; and the master being as lazy with
respect to his sovereign as his slave is with regard to him, this adds a
political to a civil slavery.
Aristotle[9] endeavours to prove that there are natural slaves; but what
he says is far from proving it. If there be any such, I believe they are
those of whom I have been speaking.
But as all men are born equal, slavery must be accounted unnatural,
though in some countries it be founded on natural reason; and a wide
difference ought to be made between such countries, and those in which
even natural reason rejects it, as in Europe, where it has been so
happily abolished.
Plutarch, in the Life of Numa, says that in Saturn's time there was
neither slave nor master. Christianity has restored that age in our
climates.
8. Inutility of Slavery among us. Natural slavery, then, is to be
limited to some particular parts of the world. In all other countries,
even the most servile drudgeries may be performed by freemen. Experience
verifies my assertion. Before Christianity had abolished civil slavery
in Europe, working in the mines was judged too toilsome for any but
slaves or malefactors: at present there are men employed in them who are
known to live comfortably.[10] The magistrates have, by some small
privileges, encouraged this profession: to an increase of labour they
have joined an increase of gain; and have gone so far as to make those
people better pleased with their condition than with any other which
they could have embraced.
No labour is so heavy but it may be brought to a level with the
workman's strength, when regulated by equity, and not by avarice. The
violent fatigues which slaves are made to undergo in other parts may be
supplied by a skilful use of ingenious machines. The Turkish mines in
the Bannat of Temeswær, though richer than those of Hungary, did not
yield so much; because the working of them depended entirely on the
strength of their slaves.
I know not whether this article be dictated by my understanding or by my
heart. Possibly there is not that climate upon earth where the most
laborious services might not with proper encouragement be performed by
freemen. Bad laws having made lazy men, they have been reduced to
slavery because of their laziness.
9. Several Kinds of Slavery. Slavery is of two kinds, real and personal.
The real annexes the slave to the land, which Tacitus makes[11] the
condition of slaves among the Germans. They were not employed in the
family: a stated tribute of corn, cattle, or other movables, paid to
their master, was the whole of their servitude. And such a servitude
still continues in Hungary, Bohemia, and several parts of Lower Germany.
Personal slavery consists in domestic services, and relates more to the
master's person.
The worst degree of slavery is when it is at once both real and
personal, as that of the Helotes among the Lacedæmonians. They underwent
the fatigues of the field, and suffered all manner of insults at home.
This helotism is contrary to the nature of things. Real slavery is to be
found only among nations remarkable for their simplicity of life:[12]
all family business being done by the wives and children. Personal
slavery is peculiar to voluptuous nations; luxury requiring the service
of slaves in the house. But helotism joins in the same person the
slavery established by voluptuous nations and that of the most simple.
10. Regulations necessary in respect to Slavery. But of whatsoever kind
the slavery be, the civil laws should endeavour on the one hand to
abolish the abuses of it, and on the other to guard against its dangers.
11. Abuses of Slavery. In Mahometan states,[13] not only the life and
goods of female slaves, but also what is called their virtue or honour,
are at their master's disposal. One of the misfortunes of those
countries is that the greatest part of the nation are born only to be
subservient to the pleasures of the other. This servitude is alleviated
by the laziness in which such slaves spend their days; which is an
additional disadvantage to the state.
It is this indolence which renders the eastern seraglios so delightful
to those very persons whom they were made to confine.[14] People who
dread nothing but labour may imagine themselves happy in those places of
indolence and ease. But this shows how contrary they are to the very
intent of the institution of slavery.
Reason requires that the master's power should not extend to what does
not appertain to his service: slavery should be calculated for utility,
and not for pleasure. The laws of chastity arise from those of nature,
and ought in all nations to be respected.
If a law which preserves the chastity of slaves be good in those states
where an arbitrary power bears down all before it, how much more will it
be so in monarchies, and how much more still in republics?
The law of the Lombards[15] has a regulation which ought to be adopted
by all governments. "If a master debauches his slave's wife, the slave
and his wife shall be restored to their freedom." An admirable
expedient, which, without severity, lays a powerful restraint on the
incontinence of masters!
The Romans seem to have erred on this head. They allowed an unlimited
scope to the master's lusts, and, in some measure, denied their slaves
the privilege of marrying. It is true, they were the lowest part of the
nation; yet there should have been some care taken of their morals,
especially as in prohibiting their marriage they corrupted the morals of
the citizens.
12. Danger from the Multitude of Slaves. The multitude of slaves has
different effects in different governments. It is no grievance in a
despotic state, where the political servitude of the whole body takes
away the sense of civil slavery. Those who are called freedmen in
reality are little more so than they who do not come within that class;
and as the latter, in quality of eunuchs, freedmen, or slaves, have
generally the management of all affairs, the condition of a freedman and
that of a slave are very nearly allied. This makes it therefore almost a
matter of indifference whether in such states the slaves be few or
numerous.
But in moderate governments it is a point of the highest importance that
there should not be a great number of slaves. The political liberty of
those states adds to the value of civil liberty; and he who is deprived
of the latter is also bereft of the former. He sees the happiness of a
society, of which he is not so much as a member; he sees the security of
others fenced by laws, himself without any protection. He perceives that
his master has a soul, capable of enlarging itself: while his own
labours under a continual depression. Nothing more assimilates a man to
a beast than living among freedmen, himself a slave. Such people as
these are natural enemies of society; and their number must be
dangerous.
It is not therefore to be wondered at that moderate governments have
been so frequently disturbed by the revolts of slaves, and that this so
seldom happens in despotic states.[16]
13. Of armed Slaves. The danger of arming slaves is not so great in
monarchies as in republics. In the former, a warlike people and a body
of nobility are a sufficient check upon these armed slaves; whereas the
pacific members of a republic would have a hard task to quell a set of
men who, having offensive weapons in their hands, would find themselves
a match for the citizens.
The Goths, who conquered Spain, spread themselves over the country, and
soon became very weak. They made three important regulations: they
abolished an ancient custom which prohibited intermarriages with the
Romans;[17] they enacted that all the freedmen[18] belonging to the
Fiscus should serve in war, under penalty of being reduced to slavery;
and they ordained that each Goth should arm and bring into the field the
tenth part of his slaves.[19] This was but a small proportion: besides,
these slaves thus carried to the field did not form a separate body;
they were in the army, and might be said to continue in the family.
14. The same Subject continued. When a whole nation is of a martial
temper, the slaves in arms are less to be feared.
By a law of the Alemans, a slave who had committed a clandestine
theft[20] was liable to the same punishment as a freedman in the like
case; but if he was found guilty of an open robbery,[21] he was only
bound to restore the things so taken. Among the Alemans, courage and
intrepidity extenuated the guilt of an action. They employed their
slaves in their wars. Most republics have been attentive to dispirit
their slaves; but the Alemans, relying on themselves and being always
armed, were so far from fearing theirs that they were rather for
augmenting their courage; they were the instruments either of their
depredations or of their glory.
15. Precautions to be used in Moderate Governments. Lenity and humane
treatment may prevent the dangers to be apprehended from the multitude
of slaves in a moderate government. Men grow reconciled to everything,
and even to servitude, if not aggravated by the severity of the master.
The Athenians treated their slaves with great lenity; and this secured
that state from the commotions raised by the slaves among the austere
Lacedæmonians.
It does not appear that the primitive Romans met with any trouble from
their slaves. Those civil broils which have been compared to the Punic
wars were the consequence of their having divested themselves of all
humanity towards their slaves.[22]
A frugal and laborious people generally treat their slaves more kindly
than those who are above labour. The primitive Romans used to live,
work, and eat with their slaves; in short, they behaved towards them
with justice and humanity. The greatest punishment they made them suffer
was to make them pass before their neighbours with a forked piece of
wood on their backs. Their manners were sufficient to secure the
fidelity of their slaves; so that there was no necessity for laws.
But when the Romans aggrandised themselves; when their slaves were no
longer the companions of their labour, but the instruments of their
luxury and pride; as they then wanted morals, they had need of laws. It
was even necessary for these laws to be of the most terrible kind, in
order to establish the safety of those cruel masters who lived with
their slaves as in the midst of enemies.
They made the Sillanian Senatus-Consultum, and other laws,[23] which
decreed that when a master was murdered all the slaves under the same
roof, or in any place so near the house as to be within the hearing of a
man's voice, should, without distinction, be condemned to die. Those who
in this case sheltered a slave, in order to save him, were punished as
murderers;[24] he whom his master[25] ordered to kill him, and who
obeyed, was reputed guilty; even he who did not hinder him from killing
himself was liable to be punished.[26] If a master was murdered on a
journey, they put to death those who were with him and those who
fled.[27] All these laws operated even against persons whose innocence
was proved; the intent of them was to inspire their slaves with a
prodigious respect for their master. They were not dependent on the
civil government, but on a fault or imperfection of the civil
government. They were not derived from the equity of civil laws, since
they were contrary to the principle of those laws. They were properly
founded on the principles of war, with this difference, that the enemies
were in the bosom of the state. The Sillanian Senatus-Consultum was
derived from the law of nations, which requires that a society, however
imperfect, should be preserved.
It is a misfortune in government when the magistrates thus find
themselves under the necessity of making cruel laws; because they have
rendered obedience difficult, they are obliged to increase the penalty
of disobedience, or to suspect the slave's fidelity. A prudent
legislator foresees the ill consequences of rendering the legislature
terrible. The slaves amongst the Romans could have no confidence in the
laws; and therefore the laws could have none in them.
16. Regulations between Masters and Slaves. The magistrates ought to
take care that the slave has his food and raiment; and this should be
regulated by law.
The laws ought to provide that care be taken of them in sickness and old
age. Claudius[28] decreed that the slaves who in sickness had been
abandoned by their masters should, in case they recovered, be
emancipated. This law insured their liberty; but should not there have
been some care also taken to preserve their lives?
When the law permitted a master to take away the life of his slave, he
was invested with a power which he ought to exercise as judge, and not
as master; it was necessary, therefore, that the law should ordain those
formalities which remove the suspicion of an act of violence.
When fathers, at Rome, were no longer permitted to put their children to
death, the magistrates ordained the punishment which the father would
have inflicted.[29] A like custom between the master and his slaves
would be highly reasonable in a country where masters have the power of
life and death.
The law of Moses was extremely severe. If a man struck his servant so
that he died under his hand, he was to be punished; but, if he survived
a day or two, no punishment ensued, because he was his money.[30]
Strange that a civil institution should thus relax the law of nature!
By a law of the Greeks,[31] a slave too severely treated by his master
might insist upon being sold to another. In later times there was a law
of the same nature at Rome.[32] A master displeased with his slave, and
a slave with his master, ought to be separated.
When a citizen uses the slave of another ill, the latter ought to have
the liberty of complaining before the judge. The laws of Plato,[33] and
of most nations, took away from slaves the right of natural defence. It
was necessary then that they should give them a civil defence.
At Sparta slaves could have no justice against either insults or
injuries. So excessive was their misery, that they were not only the
slaves of a citizen, but also of the public; they belonged to all, as
well as to one. At Rome, when they considered the injury done to a
slave, they had regard only to the interest of the master.[34] In the
breach of the Aquilian law they confounded a wound given to a beast and
that given to a slave; they regarded only the diminution of their value.
At Athens,[35] he who had abused the slave of another was punished
severely, and sometimes even with death. The law of Athens was very
reasonable in not adding the loss of security to that of liberty.
17. Of Enfranchisements. It is easy to perceive that many slaves in a
republican government create a necessity of making many free. The evil
is, if they have too great a number of slaves they cannot keep them in
due bounds; if they have too many freedmen, they cannot live, and must
become a burden to the republic: besides, it may be as much in danger
from the multitude of freedmen as from that of slaves. It is necessary,
therefore, that the law should have an eye to these two inconveniences.
The several laws and decrees of the senate made at Rome, both for and
against slaves, sometimes to limit, and at other times to facilitate,
their enfranchisement, plainly show the embarrassment in which they
found themselves in this respect. There were even times in which they
durst not make laws. When, under Nero,[36] they demanded of the senate
permission for the masters to reduce again to slavery the ungrateful
freedmen, the emperor declared that it was their duty to decide the
affairs of individuals, and to make no general decree.
Much less can I determine what ought to be the regulations of a good
republic in such an affair; this depends on too many circumstances. Let
us, however, make some reflections.
A considerable number of freedmen ought not suddenly to be made by a
general law. We known that among the Volsinienses[37] the freedmen,
becoming masters of the suffrages, enacted an abominable law, which gave
them the right of lying the first night with the young women married to
the free-born.
There are several ways of insensibly introducing new citizens into a
republic. The laws may favour the acquiring a peculium, and put slaves
into a condition of buying their liberty: they may prescribe a term to
servitude, like those of Moses, which limited that of the Hebrew slaves
to six years.[38] It is easy to enfranchise every year a certain number
of those slaves who, by their age, health, or industry, are capable of
getting a subsistence. The evil may be even cured in its root, as a
great number of slaves are connected with the several employments which
are given them; to divide among the free-born a part of these
employments, for example, commerce or navigation, is diminishing the
number of slaves.
When there are many freedmen, it is necessary that the civil laws should
determine what they owe to their patron, or that these duties should be
fixed by the contract of enfranchisement.
It is certain that their condition should be more favoured in the civil
than in the political state; because, even in a popular government, the
power ought not to fall into the hands of the vulgar.
At Rome, where they had so many freedmen, the political laws with regard
to them were admirable. They gave them very little, and excluded them
almost from nothing: they had even a share in the legislature, but the
resolutions they were capable of taking were almost of no weight. They
might bear a part in the public offices, and even in the dignity of the
priesthood;[39] but this privilege was in some sort rendered useless by
the disadvantages they had to encounter in the elections. They had a
right to enter into the army; but they were to be registered in a
certain class of the census before they could be soldiers. Nothing
hindered the[40] freedmen from being united by marriage with the
families of the free-born; but they were not permitted to mix with those
of the senator. In short, their children were free-born, though they
were not so themselves.
18. Of Freedmen and Eunuchs. Thus in a republican government it is
frequently of advantage that the situation of the freedmen be but little
below that of the free-born, and that the laws be calculated to remove a
dislike of their condition. But in a despotic government, where luxury
and arbitrary power prevail, they have nothing to do in this respect;
the freedmen generally finding themselves above the free-born. They rule
in the court of the prince, and in the palaces of the great; and as they
study the foibles and not the virtues of their master, they lead him
entirely by the former, not by the latter. Such were the freedmen of
Rome in the times of the emperors.
When the principal slaves are eunuchs, let never so many privileges be
granted them, they can hardly be regarded as freedmen. For as they are
incapable of having a family of their own, they are naturally attached
to that of another: and it is only by a kind of fiction that they are
considered as citizens.
And yet there are countries where the magistracy is entirely in their
hands. "In Tonquin,"[41] says Dampier,[42] "all the mandarins, civil and
military, are eunuchs." They have no families, and though they are
naturally avaricious, the master or the prince benefits in the end by
this very passion.
Dampier tells us, too,[43] that in this country the eunuchs cannot live
without women, and therefore marry. The law which permits their marriage
may be founded partly on their respect for these eunuchs, and partly on
their contempt of the fair sex.
Thus they are trusted with the magistracy, because they have no family;
and permitted to marry, because they are magistrates.
Then it is that the sense which remains would fain supply that which
they have lost; and the enterprises of despair become a kind of
enjoyment. So, in Milton, that spirit who has nothing left but desires,
enraged at his degradation, would make use of his impotency itself.
We see in the history of China a great number of laws to deprive eunuchs
of all civil and military employments; but they always returned to them
again. It seems as if the eunuchs of the east were a necessary evil.
______
1. Justinian, Institutes, i.
2. Excepting a few cannibals.
3. I mean slavery in a strict sense, as formerly among the Romans, and
at present in our colonies.
4. Biblioth. Ang., xiii, part II, art. 3.
5. See Solis, History of the Conquest of Mexico, and Garcilasso de la
Vega, History of the Conquest of Peru.
6. Labat, New Voyage to the Isles of America, iv, p. 114, 1728, 12mo.
7. Present State of Russia.
8. Dampier, Voyages, iii.
9. Politics, i. 5.
10. As may be seen in the mines of Hartz, in Lower Saxony, and in those
of Hungary.
11. De Moribus Germanorum, 25.
12. Tacitus, De Moribus Germanorum, 20, says the master is not to be
distinguished from the slave by any delicacy of living.
13. Sir John Chardin, Travels to Persia.
14. Sir John Chardin, ii, in his description of the market of Izagour.
15. Book i, tit. 32, § 5.
16. The revolt of the Mamelukes was a different case; this was a body of
the militia who usurped the empire.
17. Law of the Visigoths, iii, tit. 1, § 1.
18. Ibid., v, tit. 7, § 20.
19. Ibid., v, tit. 2, § 9.
20. Law of the Alemans, 5, § 3.
21. Ibid., § 5, per virtutem.
22. "Sicily," says Florus, "suffered more in the Servile than in the
Punic war." -- iii. 19.
23. See the whole title of the senat. cons. Sillan., ff.
24. Leg. Si quis, § 12, ff. de senat. cons. Sillan.
25. When Antony commanded Eros to kill him, it was the same as
commanding him to kill himself; because, if he had obeyed, he would have
been punished as the murderer of his master.
26. Leg. i, § 22, ff. de senat. cons. Sillan.
27. Leg. i, § 31, ff. ibid., xxix, tit. 5.
28. Xiphilin, In Claudio.
29. See Leg. 3, in Cod., De Patria potestate, by the Emperor Alexander.
30. Exod., 21. 20, 21.
31. Plutarch, On Superstition.
32. See the constitution of Antoninus Pius, Institutes, i, tit. 7.
33. Laws, Book ix.
34. This was frequently the spirit of the laws of those nations who came
out of Germany, as may be seen by their codes.
35. Demosthenes, Orat. contra Midian, p. 610, Frankfort, 1604.
36. Tacitus, Annals, xiii. 27.
37. Freinshemius, Supplement, dec. 2, v.
38. Exod., 21.
39. Tacitus, Annals, xiii. 27.
40. Augustus's speech in Dio, lvi.
41. It was formerly the same in China. The two Mahometan Arabs who
travelled thither in the ninth century use the word eunuch whenever they
speak of a governor of the city.
42. Volume iii, p. 91.
43. Ibid., p. 94.
Book XIX. Of Laws in Relation to the Principles Which Form the General Spirit, Morals, and Customs of a Nation
1. Of the Subject of this Book. This subject is very extensive. In that
crowd of ideas which presents itself to my mind, I shall be more
attentive to the order of things than to the things themselves. I shall
be obliged to wander to the right and to the left, that I may
investigate and discover the truth.
2. That it is necessary People's Minds should be prepared for the
Reception of the best Laws. Nothing could appear more insupportable to
the Germans than the tribunal of Varus.[1] That which Justinian[2]
erected amongst the Lazi, to proceed against the murderers of their
king, appeared to them as an affair most horrid and barbarous.
Mithridates,[3] haranguing against the Romans, reproached them more
particularly for their law proceedings.[4] The Parthians could not bear
with one of their kings who, having been educated at Rome, rendered
himself affable and easy of access to all.[5] Liberty itself has
appeared intolerable to those nations who have not been accustomed to
enjoy it. Thus pure air is sometimes disagreeable to such as have lived
in a fenny country.
Baibi, a Venetian, being at Pegu, was introduced to the king.[6] When
the monarch was informed that they had no king at Venice, he burst into
such a fit of laughter that he was seized with a cough, and with
difficulty could speak to his courtiers. What legislator could propose a
popular government to a people like this?
3. Of Tyranny. There are two sorts of tyranny: one real, which arises
from oppression; the other is seated in opinion, and is sure to be felt
whenever those who govern establish things shocking to the existing
ideas of a nation.
Dio[7] tells us that Augustus was desirous of being called Romulus; but
having been informed that the people feared that he would cause himself
to be crowned king, he changed his design. The old Romans were averse to
a king, because they could not suffer any man to enjoy such power; these
would not have a king, because they could not bear his manners. For
though Cæsar, the Triumvirs, and Augustus were really invested with
regal power, they had preserved all the outward appearance of equality,
while their private lives were a kind of contrast to the pomp and luxury
of foreign monarchs; so that when the Romans were resolved to have no
king, this only signified that they would preserve their customs, and
not imitate those of the African and eastern nations.
The same writer informs us that the Romans were exasperated against
Augustus for making certain laws which were too severe; but as soon as
he had recalled Pylades the comedian, whom the jarring of different
factions had driven out of the city, the discontent ceased. A people of
this stamp have a more lively sense of tyranny when a player is banished
than when they are deprived of their laws.
4. Of the general Spirit of Mankind. Mankind are influenced by various
causes: by the climate, by the religion, by the laws, by the maxims of
government, by precedents, morals, and customs; whence is formed a
general spirit of nations.
In proportion as, in every country, any one of these causes acts with
more force, the others in the same degree are weakened. Nature and the
climate rule almost alone over the savages; customs govern the Chinese;
the laws tyrannise in Japan; morals had formerly all their influence at
Sparta; maxims of government, and the ancient simplicity of manners,
once prevailed at Rome.
5. How far we should be attentive lest the general Spirit of a Nation be
changed. Should there happen to be a country whose inhabitants were of a
social temper, open-hearted, cheerful, endowed with taste and a facility
in communicating their thoughts; who were sprightly and agreeable;
sometimes imprudent, often indiscreet; and besides had courage,
generosity, frankness, and a certain notion of honour, no one ought to
endeavour to restrain their manners by laws, unless he would lay a
constraint on their virtues. If in general the character be good, the
little foibles that may be found in it are of small importance.
They might lay a restraint upon women, enact laws to reform their
manners and to reduce their luxury, but who knows but that by these
means they might lose that peculiar taste which would be the source of
the wealth of the nation, and that politeness which would render the
country frequented by strangers?
It is the business of the legislature to follow the spirit of the
nation, when it is not contrary to the principles of government; for we
do nothing so well as when we act with freedom, and follow the bent of
our natural genius.
If an air of pedantry be given to a nation that is naturally gay, the
state will gain no advantage from it, either at home or abroad. Leave it
to do frivolous things in the most serious manner, and with gaiety the
things most serious.
6. That Everything ought not to be corrected. Let them but leave us as
we are, said a gentleman of a nation which had a very great resemblance
to that we have been describing, and nature will repair whatever is
amiss. She has given us a vivacity capable of offending, and hurrying us
beyond the bounds of respect: this same vivacity is corrected by the
politeness it procures, inspiring us with a taste of the world, and,
above all, for the conversation of the fair sex.
Let them leave us as we are; our indiscretions joined to our good nature
would make the laws which should constrain our sociability not at all
proper for us.
7. Of the Athenians and Lacedæmonians. The Athenians, this gentleman
adds, were a nation that had some relation to ours. They mingled gaiety
with business; a stroke of raillery was as agreeable in the senate as in
the theatre. This vivacity, which discovered itself in their councils,
went along with them in the execution of their resolves. The
characteristic of the Spartans was gravity, seriousness, severity, and
silence. It would have been as difficult to bring over an Athenian by
teasing as it would a Spartan by diverting him.
8. Effects of a sociable Temper. The more communicative a people are,
the more easily they change their habits, because each is in a greater
degree a spectacle to the other and the singularities of individuals are
better observed. The climate which influences one nation to take
pleasure in being communicative, makes it also delight in change, and
that which makes it delight in change forms its taste.
The society of the fair sex spoils the manners and forms the taste; the
desire of giving greater pleasure than others establishes the
embellishments of dress; and the desire of pleasing others more than
ourselves gives rise to fashions. Thus fashion is a subject of
importance; by encouraging a trifling turn of mind, it continually
increases the branches of its commerce.[8]
9. Of the Vanity and Pride of Nations. Vanity is as advantageous to a
government as pride is dangerous. To be convinced of this we need only
represent, on the one hand, the numberless benefits which result from
vanity, as industry, the arts, fashions, politeness, and taste; on the
other, the infinite evils which spring from the pride of certain
nations, as laziness, poverty, a total neglect of everything -- in fine,
the destruction of the nations which have happened to fall under their
government, as well as of their own. Laziness is the effect of pride;[9]
labour, a consequence of vanity. The pride of a Spaniard leads him to
decline labour; the vanity of a Frenchman to work better than others.
All lazy nations are grave; for those who do not labour regard
themselves as the sovereigns of those who do.
If we search among all nations, we shall find that for the most part
gravity, pride, and indolence go hand in hand.
The people of Achim[10] are proud and lazy; those who have no slaves,
hire one, if it be only to carry a quart of rice a hundred paces; they
would be dishonoured if they carried it themselves.
In many places people let their nails grow, that all may see they do not
work.
Women in the Indies[11] believe it shameful for them to learn to read:
this is, they say, the business of their slaves, who sing their
spiritual songs in the temples of their pagods. In one tribe they do not
spin; in another they make nothing but baskets and mats; they are not
even to pound rice; and in others they must not go to fetch water. These
rules are established by pride, and the same passion makes them
followed. There is no necessity for mentioning that the moral qualities,
according as they are blended with others, are productive of different
effects; thus pride, joined to a vast ambition and notions of grandeur,
produced such effects among the Romans as are known to all the world.
10. Of the Character of the Spaniards and Chinese. The characters of the
several nations are formed of virtues and vices, of good and bad
qualities. From the happy mixture of these, great advantages result, and
frequently where it would be least expected; there are others whence
great evils arise -- evils which one would not suspect.
The Spaniards have been in all ages famous for their honesty. Justin[12]
mentions their fidelity in keeping whatever was entrusted to their care;
they have frequently suffered death rather than reveal a secret. They
have still the same fidelity for which they were formerly distinguished.
All the nations who trade at Cadiz trust their fortunes to the
Spaniards, and have never yet repented it. But this admirable quality,
joined to their indolence, forms a mixture whence such effects result as
to them are most pernicious. The rest of the European nations carry on
in their very sight all the commerce of their monarchy.
The character of the Chinese is formed of another mixture, directly
opposite to that of the Spaniards; the precariousness of their
subsistence[13] inspires them with a prodigious activity, and such an
excessive desire of gain, that no trading nation can confide in
them.[14] This acknowledged infidelity has secured them the possession
of the trade to Japan. No European merchant has ever dared to undertake
it in their name, how easy soever it might be for them to do it from
their maritime provinces in the north.
11. A Reflection. I have said nothing here with a view to lessen that
infinite distance which must ever be between virtue and vice. God forbid
that I should be guilty of such an attempt! I would only make my readers
comprehend that all political are not all moral vices; and that all
moral are not political vices; and that those who make laws which shock
the general spirit of a nation ought not to be ignorant of this.
12. Of Customs and Manners in a despotic State. It is a capital maxim
that the manners and customs of a despotic empire ought never to be
changed; for nothing would more speedily produce a revolution. The
reason is that in these states there are no laws, that is, none that can
be properly called so; there are only manners and customs; and if you
overturn these you overturn all.
Laws are established, manners are inspired; these proceed from a general
spirit, those from a particular institution: now it is as dangerous, nay
more so, to subvert the general spirit as to change a particular
institution.
There is less communication in a country where each, either as superior
or inferior, exercises or is oppressed by arbitrary power, than there is
in those where liberty reigns in every station. They do not, therefore,
so often change their manners and behaviour. Fixed and established
customs have a near resemblance to laws. Thus it is here necessary that
a prince or a legislator should less oppose the manners and customs of
the people than in any other country upon earth.
Their women are commonly confined, and have no influence in society. In
other countries, where they have intercourse with men, their desire of
pleasing, and the desire men also have of giving them pleasure, produce
a continual change of customs. The two sexes spoil each other; they both
lose their distinctive and essential quality; what was naturally fixed
becomes quite unsettled, and their customs and behaviour alter every
day.
13. Of the Behaviour of the Chinese. But China is the place where the
customs of the country can never be changed. Besides their women being
absolutely separated from the men, their customs, like their morals, are
taught in the schools. A man of letters may be known by his easy
address.[15] These things being once taught by precept, and inculcated
by grave doctors, become fixed, like the principles of morality, and are
never changed.
14. What are the natural Means of changing the Manners and Customs of a
Nation. We have said that the laws were the particular and precise
institutions of a legislator, and manners and customs the institutions
of a nation in general. Hence it follows that when these manners and
customs are to be changed, it ought not to be done by laws; this would
have too much the air of tyranny: it would be better to change them by
introducing other manners and other customs.
Thus when a prince would make great alterations in his kingdom, he
should reform by law what is established by law, and change by custom
what is settled by custom; for it is very bad policy to change by law
what ought to be changed by custom.
The law which obliged the Muscovites to cut off their beards and to
shorten their clothes, and the rigour with which Peter I made them crop,
even to their knees, the long cloaks of those who entered into the
cities, were instances of tyranny. There are means that may be made use
of to prevent crimes; these are punishments: there are those for
changing our customs; these are examples.
The facility and ease with which that nation has been polished plainly
shows that this prince had a worse opinion of his people than they
deserved; and that they were not brutes, though he was pleased to call
them so. The violent measures which he employed were needless; he would
have attained his end as well by milder methods.
He himself experienced the facility of bringing about these alterations.
The women were shut up, and in some measure slaves; he called them to
court; he sent them silks and fine stuffs, and made them dress like the
German ladies. This sex immediately relished a manner of life which so
greatly flattered their taste, their vanity, and their passions; and by
their means it was relished by the men.
What rendered the change the more easy was that their manners at that
time were foreign to the climate, and had been introduced among them by
conquest and by a mixture of nations. Peter I, in giving the manners and
customs of Europe to a European nation, found a facility which he did
not himself expect. The empire of the climate is the first, the most
powerful, of all empires. He had then no occasion for laws to change the
manners and customs of his country; it would have been sufficient to
have introduced other manners and other customs.
Nations are in general very tenacious of their customs; to take them
away by violence is to render them unhappy: we should not therefore
change them, but engage the people to make the change themselves.
All punishment which is not derived from necessity is tyrannical. The
law is not a mere act of power; things in their own nature indifferent
are not within its province.
15. The Influence of domestic Government on the political. This
alteration in the manners of women will doubtless have a great influence
on the government of Muscovy. One naturally follows the other: the
despotic power of the prince is connected with the servitude of women;
the liberty of women with the spirit of monarchy.
16. How some Legislators have confounded the Principles which govern
Mankind. Manners and customs are those habits which are not established
by legislators, either because they were not able or were not willing to
establish them.
There is this difference between laws and manners, that the laws are
most adapted to regulate the actions of the subject, and manners to
regulate the actions of the man. There is this difference between
manners and customs, that the former principally relate to the interior
conduct, the latter to the exterior.
These things have been sometimes confounded.[16] Lycurgus made the same
code for the laws, manners, and customs, and the legislators of China
have done the same.
We ought not to be surprised that the legislators of China and Sparta
should confound the laws, manners, and customs; the reason is, their
manners represent their laws, and their customs their manners.
The principal object which the legislators of China had in view was to
make their subjects live in peace and tranquillity. They would have
people filled with a veneration for one another, that each should be
every moment sensible of his dependence on society, and of the
obligations he owed to his fellow-citizens. They therefore gave rules of
the most extensive civility.
Thus the inhabitants of the villages of China[17] practise amongst
themselves the same ceremonies as those observed by persons of an
exalted station; a very proper method of inspiring mild and gentle
dispositions, of maintaining peace and good order, and of banishing all
the vices which spring from an asperity of temper. In effect, would not
the freeing them from the rules of civility be to search out a method
for them to indulge their own humours?
Civility is in this respect of more value than politeness. Politeness
flatters the vices of others, and civility prevents ours from being
brought to light. It is a barrier which men have placed within
themselves to prevent the corruption of each other.
Lycurgus, whose institutions were severe, had no regard to civility; in
forming the external behaviour he had a view to that warlike spirit with
which he would fain inspire his people. A people who were in a continual
state of discipline and instruction, and who were endued with equal
simplicity and rigour, atoned by their virtues for their want of
complaisance.
17. Of the peculiar Quality of the Chinese Government. The legislators
of China went further.[18] They confounded their religion, laws,
manners, and customs; all these were morality, all these were virtue.
The precepts relating to these four points were what they called rites;
and it was in the exact observance of these that the Chinese government
triumphed. They spent their whole youth in learning them, their whole
life in the practice. They were taught by their men of letters, they
were inculcated by the magistrates; and as they included all the
ordinary actions of life, when they found the means of making them
strictly observed, China was well governed.
Two things have contributed to the ease with which these rites are
engraved on the hearts and minds of the Chinese; one, the difficulty of
writing, which during the greatest part of their lives wholly employs
their attention,[19] because it is necessary to prepare them to read and
understand the books in which they are comprised; the other, that the
ritual precepts having nothing in them that is spiritual, but being
merely rules of common practice, are more adapted to convince and strike
the mind than things merely intellectual.
Those princes who, instead of ruling by these rites, governed by the
force of punishments, wanted to accomplish that by punishments which it
is not in their power to produce, that is, to give habits of morality.
By punishments, a subject is very justly cut off from society, who,
having lost the purity of his manners, violates the laws; but if all the
world were to lose their moral habits, would these reestablish them?
Punishments may be justly inflicted to put a stop to many of the
consequences of the general evil, but they will not remove the evil
itself. Thus when the principles of the Chinese government were
discarded, and morality was banished, the state fell into anarchy, and
revolutions succeeded.
18. A Consequence drawn from the preceding Chapter. Hence it follows
that the laws of China are not destroyed by conquest. Their customs,
manners, laws, and religion being the same thing, they cannot change all
these at once; and as it will happen that either the conqueror or the
conquered must change, in China it has always been the conqueror. For
the manners of the conquering nation not being their customs, nor their
customs their laws, nor their laws their religion, it has been more easy
for them to conform by degrees to the vanquished people than the latter
to them.
There still follows hence a very unhappy consequence, which is that it
is almost impossible for Christianity ever to be established in
China.[20] The vows of virginity, the assembling of women in churches,
their necessary communication with the ministers of religion, their
participation in the sacraments, auricular confession, extreme unction,
the marriage of only one wife -- all these overturn the manners and
customs of the country, and with the same blow strike at their religion
and laws.
The Christian religion, by the establishment of charity, by a public
worship, by a participation of the same sacraments, seems to demand that
all should be united; while the rites of China seem to ordain that all
should be separated.
And as we have seen that this separation[21] depends, in general, on the
spirit of despotism, this will show us the reason why monarchies, and
indeed all moderate governments, are more consistent with the Christian
religion.[22]
19. How this Union of Religion, Laws, Manners, and Customs among the
Chinese was effected. The principal object of government which the
Chinese legislators had in view was the peace and tranquillity of the
empire; and subordination appeared to them as the most proper means to
maintain it. Filled with this idea, they believed it their duty to
inspire a respect for parents, and therefore exerted all their power to
effect it. They established an infinite number of rites and ceremonies
to do them honour when living, and after their death. It was impossible
for them to pay such honours to deceased parents without being led to
reverence the living. The ceremonies at the death of a father were more
nearly related to religion; those for a living parent had a greater
relation to the laws, manners, and customs: however, these were only
parts of the same code; but this code was very extensive.
A veneration for their parents was necessarily connected with a suitable
respect for all who represented them; such as old men, masters,
magistrates, and the sovereign. This respect for parents supposed a
return of love towards children, and consequently the same return from
old men to the young, from magistrates to those who were under their
jurisdiction, and from the emperor to his subjects. This formed the
rites, and these rites the general spirit of the nation.
We shall now show the relation which things in appearance the most
indifferent may bear to the fundamental constitution of China. This
empire is formed on the plan of a government of a family. If you
diminish the paternal authority, or even if you retrench the ceremonies
which express your respect for it, you weaken the reverence due to
magistrates, who are considered as fathers; nor would the magistrates
have the same care of the people, whom they ought to look upon as their
children; and that tender relation which subsists between the prince and
his subjects would insensibly be lost. Retrench but one of these habits
and you overturn the state. It is a thing in itself very indifferent
whether the daughter-in-law rises every morning to pay such and such
duties to her mother-in-law; but if we consider that these exterior
habits incessantly revive an idea necessary to be imprinted on all minds
-- an idea that forms the ruling spirit of the empire -- we shall see
that it is necessary that such or such a particular action be performed.
20. Explanation of a Paradox relating to the Chinese. It is very
remarkable that the Chinese, whose lives are guided by rites, are
nevertheless the greatest cheats upon earth. This appears chiefly in
their trade, which, in spite of its natural tendency, has never been
able to make them honest. He who buys of them ought to carry with him
his own weights;[23] every merchant having three sorts, the one heavy
for buying, another light for selling, and another of the true standard
for those who are upon their guard. It is possible, I believe, to
explain this contradiction.
The legislators of China had two objects in view: they were desirous
that the people should be submissive and peaceful, and that they should
also be laborious and industrious. By the nature of the soil and
climate, their subsistence is very precarious; nor can it be in any
other way secured than by industry and labour.
When every one obeys, and every one is employed, the state is in a happy
situation. It is necessity, and perhaps the nature of the climate, that
has given to the Chinese an inconceivable greediness for gain, and laws
have never been made to restrain it. Everything has been forbidden when
acquired by acts of violence; everything permitted when obtained by
artifice or labour. Let us not then compare the morals of China with
those of Europe. Every one in China is obliged to be attentive to what
will be for his advantage; if the cheat has been watchful over his own
interest, he who is the dupe ought to be attentive to his. At Sparta
they were permitted to steal; in China they are suffered to deceive.
21. How the Laws ought to have a Relation to Manners and Customs. It is
only singular institutions which thus confound laws, manners, and
customs -- things naturally distinct and separate; but though they are
in themselves different, there is nevertheless a great relation between
them.
Solon being asked if the laws he had given to the Athenians were the
best, he replied, "I have given them the best they were able to
bear"[24] -- a fine expression, that ought to be perfectly understood by
all legislators! When Divine Wisdom said to the Jews, "I have given you
precepts which are not good," this signified that they had only a
relative goodness; which is the sponge that wipes out all the
difficulties in the law of Moses.
22. The same Subject continued. When a people have pure and regular
manners, their laws become simple and natural. Plato[25] says that
Rhadamanthus, who governed a nation extremely religious, finished every
process with extraordinary despatch, administering only the oath on each
accusation. "But," says the same Plato,[26] "when a people are not
religious we should never have recourse to an oath, except he who swears
is entirely disinterested, as in the case of a judge and a witness."
23. How the Laws are founded on the Manners of a People. At the time
when the manners of the Romans were pure, they had no particular law
against the embezzlement of the public money. When this crime began to
appear, it was thought so infamous, that to be condemned to restore[27]
what they had taken was considered as a sufficient disgrace: for a proof
of this, see the sentence of L. Scipio.[28]
24. The same Subject continued. The laws which gave the right of
tutelage to the mother were most attentive to the preservation of the
infant's person; those which granted it to the next heir were most
attentive to the preservation of the state. When the manners of a people
are corrupted, it is much better to give the tutelage to the mother.
Among those whose laws confide in the manners of the subjects, the
guardianship is granted either to the next heir or to the mother, and
sometimes to both.
If we reflect on the Roman laws, we shall find that the spirit of these
was conformable to what I have advanced. At the time when the laws of
the Twelve Tables were made, the manners of the Romans were most
admirable. The guardianship was given to the nearest relative of the
infant, from a consideration that he ought to have the trouble of the
tutelage who might enjoy the advantage of possessing the inheritance.
They did not imagine the life of the heir in danger though it was put
into a person's hands who would reap a benefit by his death. But when
the manners of Rome were changed, her legislators altered their conduct.
"If, in the pupillary substitution," say Gaius[29] and Justinian,[30]
"the testator is afraid that the substitute will lay any snares for the
pupil, he may leave the vulgar substitution open,[31] and put the
pupillary into a part of the testament, which cannot be opened till
after a certain time." These fears and precautions were unknown to the
primitive Romans.
25. The same Subject continued. The Roman law gave the liberty of making
presents before marriage; after the marriage they were not allowed. This
was founded on the manners of the Romans, who were led to marriage only
by frugality, simplicity, and modesty; but might suffer themselves to be
seduced by domestic cares, by complacency, and the constant tenor of
conjugal felicity.
A law of the Visigoths[32] forbade the man giving more to the woman he
was to marry than the tenth part of his substance, and his giving her
anything during the first year of their marriage. This also took its
rise from the manners of the country. The legislators were willing to
put a stop to that Spanish ostentation which only led them to display an
excessive liberality in acts of magnificence.
The Romans by their laws put a stop to some of the inconveniences which
arose from the most durable empire in the world -- that of virtue; the
Spaniards, by theirs, would prevent the bad effects of a tyranny the
most frail and transitory -- that of beauty.
26. The same Subject continued. The law of Theodosius and
Valentinian[33] drew the causes of repudiation from the ancient manners
and customs of the Romans.[34] It placed in the number of these causes
the behaviour of the husband who beat his wife[35] in a manner that
disgraced the character of a free-born woman. This cause was omitted in
the following laws:[36] for their manners, in this respect, had
undergone a change, the eastern customs having banished those of Europe.
The first eunuch of the empress, wife to Justinian II, threatened, says
the historian, to chastise her in the same manner as children are
punished at school. Nothing but established manners, or those which they
were seeking to establish, could raise even an idea of this kind.
We have seen how the laws follow the manners of a people; let us now
observe how the manners follow the laws.
27. How the Laws contribute to form the Manners, Customs, and Character
of a Nation. The customs of an enslaved people are a part of their
servitude, those of a free people are a part of their liberty.
I have spoken in the eleventh book[37] of a free people, and have given
the principles of their constitution: let us now see the effects which
follow from this liberty, the character it is capable of forming, and
the customs which naturally result from it.
I do not deny that the climate may have produced a great part of the
laws, manners, and customs of this nation; but I maintain that its
manners and customs have a close connection with its laws.
As there are in this state two visible powers -- the legislative and
executive, and as every citizen has a will of his own, and may at
pleasure assert his independence, most men have a greater fondness for
one of these powers than for the other, and the multitude have commonly
neither equity nor sense enough to show an equal affection to both.
And as the executive power, by disposing of all employments, may give
great hopes, and no fears, every man who obtains any favour from it is
ready to espouse its cause; while it is liable to be attacked by those
who have nothing to hope from it.
All the passions being unrestrained, hatred, envy, jealousy, and an
ambitious desire of riches and honours, appears in their extent; were it
otherwise, the state would be in the condition of a man weakened by
sickness, who is without passions because he is without strength.
The hatred which arises between the two parties will always subsist,
because it will always be impotent.
These parties being composed of freemen, if the one becomes too powerful
for the other, as a consequence of liberty, this other is depressed;
while the citizens take the weaker side with the same readiness as the
hands lend their assistance to remove the infirmities and disorders of
the body.
Every individual is independent, and being commonly led by caprice and
humour, frequently changes parties; he abandons one where he left all
his friends, to unite himself to another in which he finds all his
enemies: so that in this nation it frequently happens that the people
forget the laws of friendship, as well as those of hatred.
The sovereign is here in the same case with a private person; and
against the ordinary maxims of prudence is frequently obliged to give
his confidence to those who have most offended him, and to disgrace the
men who have best served him: he does that by necessity which other
princes do by choice.
As we are afraid of being deprived of the blessing we already enjoy, and
which may be disguised and misrepresented to us; and as fear always
enlarges objects, the people are uneasy under such a situation, and
believe themselves in danger, even in those moments when they are most
secure.
As those who with the greatest warmth oppose the executive power dare
not avow the self-interested motives of their opposition, so much the
more do they increase the terrors of the people, who can never be
certain whether they are in danger or not. But even this contributes to
make them avoid the real dangers, to which they may, in the end, be
exposed.
But the legislative body having the confidence of the people, and being
more enlightened than they, may calm their uneasiness, and make them
recover from the bad impressions they have entertained.
This is the great advantage which this government has over the ancient
democracies, in which the people had an immediate power; for when they
were moved and agitated by the orators, these agitations always produced
their effect.
But when an impression of terror has no certain object, it produces only
clamour and abuse; it has, however, this good effect, that it puts all
the springs of government into motion, and fixes the attention of every
citizen. But if it arises from a violation of the fundamental laws, it
is sullen, cruel, and produces the most dreadful catastrophes.
Soon we should see a frightful calm, during which every one would unite
against that power which had violated the laws.
If, when the uneasiness proceeds from no certain object, some foreign
power should threaten the state, or put its prosperity or its glory in
danger, the little interests of party would then yield to the more
strong and binding, and there would be a perfect coalition in favour of
the executive power.
But if the disputes were occasioned by a violation of the fundamental
laws, and a foreign power should appear, there would be a revolution
that would neither alter the constitution nor the form of government.
For a revolution formed by liberty becomes a confirmation of liberty.
A free nation may have a deliverer: a nation enslaved can have only
another oppressor.
For whoever is able to dethrone an absolute prince has a power
sufficient to become absolute himself.
As the enjoyment of liberty, and even its support and preservation,
consists in every man's being allowed to speak his thoughts, and to lay
open his sentiments, a citizen in this state will say or write whatever
the laws do not expressly forbid to be said or written.
A people like this, being always in a ferment, are more easily conducted
by their passions than by reason, which never produces any great effect
in the mind of man; it is therefore easy for those who govern to make
them undertake enterprises contrary to their true interest.
This nation is passionately fond of liberty, because this liberty is
real; and it is possible for it, in its defence, to sacrifice its
wealth, its ease, its interest, and to support the burden of the
heaviest taxes, even such as a despotic prince durst not lay upon his
subjects.
But as the people have a certain knowledge of the necessity of
submitting to those taxes, they pay them from the well-founded hope of
their discontinuance; their burdens are heavy, but they do not feel
their weight; whilst in other states the uneasiness is infinitely
greater than the evil.
This nation must therefore have a fixed and certain credit, because it
borrows of itself and pays itself. It is possible for it to undertake
things above its natural strength, and employ against its enemies
immense sums of fictitious riches, which the credit and nature of the
government may render real.
To preserve its liberty, it borrows of its subjects: and the subjects,
seeing that its credit would be lost if ever it were conquered, have a
new motive to make fresh efforts in defence of its liberty.
This nation, inhabiting an island, is not fond of conquering, because it
would be weakened by distant conquests -- especially as the soil of the
island is good, for it has then no need of enriching itself by war; and
as no citizen is subject to another, each sets a greater value on his
own liberty than on the glory of one or any number of citizens.
Military men are there regarded as belonging to a profession which may
be useful but is often dangerous, and as men whose very services are
burdensome to the nation: civil qualifications are therefore more
esteemed than the military.
This nation, which liberty and the laws render easy, on being freed from
pernicious prejudices, has become a trading people; and as it has some
of those primitive materials of trade out of which are manufactured such
things as from the artist's hand receive a considerable value, it has
made settlements proper to procure the enjoyment of this gift of heaven
in its fullest extent.
As this nation is situated towards the north, and has many superfluous
commodities, it must want also a great amount of merchandise which its
climate will not produce: it has therefore entered into a great and
necessary intercourse with the southern nations; and making choice of
those states whom it is willing to favour with an advantageous commerce,
it enters into such treaties with the nation it has chosen as are
reciprocally useful to both.
In a state where, on the one hand, the opulence is extreme, and on the
other the taxes are excessive, they are hardly able to live on a small
fortune without industry. Many, therefore, under a pretence of
travelling, or of health, retire from among them, and go in search of
plenty, even to the countries of slavery.
A trading nation has a prodigious number of little particular interests;
it may then injure or be injured in an infinite number of ways. Thus it
becomes immoderately jealous, and is more afflicted at the prosperity of
others than it rejoices at its own.
And its laws, otherwise mild and easy, may be so rigid with respect to
the trade and navigation carried on with it, that it may seem to trade
only with enemies.
If this nation sends colonies abroad, it must rather be to extend its
commerce than its dominion.
As men are fond of introducing into other places what they have
established among themselves, they have given the people of the colonies
their own form of government; and this government carrying prosperity
along with it, they have raised great nations in the forests they were
sent to inhabit.
Having formerly subdued a neighbouring nation, which by its situation,
the goodness of its ports, and the nature of its products, inspires it
with jealousy, though it has given this nation its own laws, yet it
holds it in great dependence: the subjects there are free and the state
itself in slavery.
The conquered state has an excellent civil government, but is oppressed
by the law of nations. Laws are imposed by one country on the other, and
these are such as render its prosperity precarious and dependent on the
will of a master.
The ruling nation inhabiting a large island, and being in possession of
a great trade, has with extraordinary ease grown powerful at sea; and as
the preservation of its liberties requires that it should have neither
strongholds nor fortresses nor land forces, it has occasion for a
formidable navy to defend it against invasions; a navy which must be
superior to that of all other powers, who, employing their treasures in
wars on land, have not sufficient for those at sea.
The empire of the sea has always given those who have enjoyed it a
natural pride; because, thinking themselves capable of extending their
insults wherever they please, they imagine that their power is as
boundless as the ocean.
This nation has a great influence in the affairs of its neighbours; for
as its power is not employed in conquests, its friendship is more
courted, and its resentment more dreaded, than could naturally be
expected from the inconstancy of its government, and its domestic
divisions.
Thus it is the fate of the executive power to be almost always disturbed
at home and respected abroad.
Should this nation on some occasions become the centre of the
negotiations of Europe, probity and good faith would be carried to a
greater height than in other places; because the ministers being
frequently obliged to justify their conduct before a popular council,
their negotiations could not be secret; and they would be forced to be,
in this respect, a little more honest.
Besides, as they would in some sort be answerable for the events which
an irregular conduct might produce, the surest, the safest way for them
would be to take the straightest path.
If the nobles were formerly possessed of an immoderate power, and the
monarch had found the means of abasing them by raising the people, the
point of extreme servitude must have been that between humbling the
nobility and that in which the people began to feel their power.
Thus this nation, having been formerly subject to an arbitrary power, on
many occasions preserves the style of it, in such a manner as to let us
frequently see upon the foundation of a free government the form of an
absolute monarchy.
With regard to religion, as in this state every subject has a free will,
and must consequently be either conducted by the light of his own mind
or by the caprice of fancy, it necessarily follows that every one must
either look upon all religion with indifference, by which means they are
led to embrace the established religion, or they must be zealous for
religion in general, by which means the number of sects is increased.
It is not impossible but that in this nation there may be men of no
religion, who would not, however, bear to be obliged to change that
which they would choose, if they cared to choose any; for they would
immediately perceive that their lives and fortunes are not more
peculiarly theirs than their manner of thinking, and that whoever would
deprive them of the one might even with better reason take away the
other.
If, among the different religions, there is one that has been attempted
to be established by methods of slavery, it must there be odious;
because as we judge of things by the appendages we join with them, it
could never present itself to the mind in conjunction with the idea of
liberty.
The laws against those who profess this religion could not, however, be
of the sanguinary kind; for liberty can never inflict such punishments;
but they may be so rigorous as to do all the mischief that can be done
in cold blood.
It is possible that a thousand circumstances might concur to give the
clergy so little credit, that other citizens may have more. Therefore,
instead of a separation, they have chosen rather to support the same
burdens as the laity, and in this respect to make only one body with
them; but as they always seek to conciliate the respect of the people,
they distinguish themselves by a more retired life, a conduct more
reserved, and a greater purity of manners.
The clergy not being able to protect religion, nor to be protected by
it, only seek to persuade; their pens therefore furnish us with
excellent works in proof of a revelation and of the providence of the
Supreme Being.
Yet the state prevents the sitting of their assemblies, and does not
suffer them to correct their own abuses; it chooses thus, through a
caprice of liberty, rather to leave their reformation imperfect than to
suffer the clergy to be the reformers.
Those dignities which make a fundamental part of the constitution are
more fixed than elsewhere; but, on the other hand, the great in this
country of liberty are nearer upon a level with the people; their ranks
are more separated, and their persons more confounded.
As those who govern have a power which, in some measure, has need of
fresh vigour every day, they have a greater regard for such as are
useful to them than for those who only contribute to their amusement: we
see, therefore, fewer courtiers, flatterers, and parasites; in short,
fewer of all those who make their own advantage of the folly of the
great.
Men are less esteemed for frivolous talents and attainments than for
essential qualities; and of this kind there are but two, riches and
personal merit.
They enjoy a solid luxury, founded, not on the refinements of vanity,
but on that of real wants; they ask nothing of nature but what nature
can bestow.
The rich enjoy a great superfluity of fortune, and yet have no relish
for frivolous amusements; thus, many having more wealth than
opportunities of expense, employ it in a fantastic manner: in this
nation they have more judgment than taste.
As they are always employed about their own interest, they have not that
politeness which is founded on indolence; and they really have not
leisure to attain it.
The era of Roman politeness is the same as that of the establishment of
arbitrary power. An absolute government produces indolence, and this
gives birth to politeness.
The more people there are in a nation who require circumspect behaviour,
and care not to displease, the more there is of politeness. But it is
rather the politeness of morals than that of manners which ought to
distinguish us from barbarous nations.
In a country where every man has, in some sort, a share in the
administration of the government, the women ought scarcely to live with
the men. They are therefore modest, that is, timid; and this timidity
constitutes their virtue: whilst the men without a taste for gallantry
plunge themselves into a debauchery, which leaves them at leisure, and
in the enjoyment of their full liberty.
Their laws not being made for one individual more than another, each
considers himself a monarch; and, indeed, the men of this nation are
rather confederates than fellow-subjects.
As the climate has given many persons a restless spirit and extended
views, in a country where the constitution gives every man a share in
its government and political interests, conversation generally turns
upon politics: and we see men spend their lives in the calculation of
events which, considering the nature of things and the caprices of
fortune, or rather of men, can scarcely be thought subject to the rules
of calculation.
In a free nation it is very often a matter of indifference whether
individuals reason well or ill; it is sufficient that they do reason:
hence springs that liberty which is a security from the effects of these
reasonings.
But in a despotic government, it is equally pernicious whether they
reason well or ill; their reasoning is alone sufficient to shock the
principle of that government.
Many people who have no desire of pleasing abandon themselves to their
own particular humour; and most of those who have wit and ingenuity are
ingenious in tormenting themselves: filled with contempt or disgust for
all things, they are unhappy amidst all the blessings that can possibly
contribute to promote their felicity.
As no subject fears another, the whole nation is proud; for the pride of
kings is founded only on their independence.
Free nations are haughty; others may more properly be called vain.
But as these men who are naturally so proud live much by themselves,
they are commonly bashful when they appear among strangers; and we
frequently see them behave for a considerable time with an odd mixture
of pride and ill-placed shame.
The character of the nation is more particularly discovered in their
literary performances, in which we find the men of thought and deep
meditation.
As society gives us a sense of the ridicule of mankind, retirement
renders us more fit to reflect on the folly of vice. Their satirical
writings are sharp and severe, and we find among them many Juvenals,
without discovering one Horace.
In monarchies extremely absolute, historians betray the truth, because
they are not at liberty to speak it; in states remarkably free, they
betray the truth, because of their liberty itself; which always produces
divisions, every one becoming as great a slave to the prejudices of his
faction as he could be in a despotic state.
Their poets have more frequently an original rudeness of invention than
that particular kind of delicacy which springs from taste; we there find
something which approaches nearer to the bold strength of a Michæl
Angelo than to the softer graces of a Raphæl.
______
1. They cut out the tongues of the advocates, and cried, "Viper, don't
hiss." -- Tacitus.
2. Agathias, iv.
3. Justin, xxxviii.
4. Calumnias litium -- Ibid.
5. Tacitus.
6. He has described this interview, which happened in 1596, in the
Collection of Voyages that Contributed to the Establishment of the East
India Company, iii, part I, p. 33.
7. Book liv. 17, p. 532.
8. Fable of the Bees.
9. The people who follow the khan of Malacamber, those of Carnataca and
Coromandel, are proud and indolent; they consume little, because they
are miserably poor; while the subjects of the Mogul and the people of
Hindostan employ themselves, and enjoy the conveniences of life, like
the Europeans. -- Collection of Voyages that Contributed to the
Establishment of the East India Company, i, p. 54.
10. See Dampier, iii.
11. Edifying Letters, coll. xil, p. 80.
12. Book xliii. 2.
13. By the nature of the soil and climate.
14. Father Du Halde, ii.
15. Father Du Halde.
16. Moses made the same code for laws and religion. The old Romans
confounded the ancient customs with the laws.
17. See Father Du Halde.
18. See the classic books from which Father Du Halde gives us some
excellent extracts.
19. It is this which has established emulation, which has banished
laziness, and cultivated a love of learning.
20. See the reasons given by the Chinese magistrates in their decrees
for proscribing the Christian religion. Edifying Letters, coll. xvii.
21. See iv. 3, xix. 13.
22. See xxiv. 3.
23. Lange, Journal in 1721 and 1722; in Voyages to the North, viii, p.
363.
24. Plutarch, Solon.
25. Laws, xii.
26. Ibid., xii.
27. In simplum.
28. Livy, xxxviii.
29. Institutes, ii. tit. 6, § 2. Ozel's compilation, Leyden, 1658.
30. Ibid., ii., De Pupil. substit. § 3.
31. The form of the vulgar substitution ran thus: "If such a one is
unwilling to take the inheritance, I substitute in his stead," &c.; the
pupillary substitution: "If such a one dies before he arrives at the age
of puberty, I substitute," &c.
32. Book iii, tit. 5, § 5.
33. Leg. 8, Cod., De Repud.
34. And the law of the Twelve Tables. See Cicero, Philipp., ii. 69.
35. Si verberibus qua ingenuis aliena sunt, afficientem probaverit.
36. In Nov. 117, cap. xiv.
37. Chapter 6.
Book XXV. Of Laws in Relation to the Establishment of
Religion and its External Polity
1. Of Religious Sentiments. The pious man and the atheist always talk of
religion; the one speaks of what he loves, and the other of what he
fears.
2. Of the Motives of Attachment to different Religions. The different
religions of the world do not give to those who profess them equal
motives of attachment; this depends greatly on the manner in which they
agree with the turn of thought and perceptions of mankind.
We are extremely addicted to idolatry, and yet have no great inclination
for the religion of idolaters; we are not very fond of spiritual ideas,
and yet are most attached to those religions which teach us to adore a
spiritual being. This proceeds from the satisfaction we find in
ourselves at having been so intelligent as to choose a religion which
raises the deity from that baseness in which he had been placed by
others. We look upon idolatry as the religion of an ignorant people, and
the religion which has a spiritual being for its object as that of the
most enlightened nations.
When with a doctrine that gives us the idea of a spiritual supreme being
we can still join those of a sensible nature and admit them into our
worship, we contract a greater attachment to religion; because those
motives which we have just mentioned are added to our natural
inclinations for the objects of sense. Thus the Catholics, who have more
of this kind of worship than the Protestants, are more attached to their
religion than the Protestants are to theirs, and more zealous for its
propagation.
When the people of Ephesus were informed that the fathers of the council
had declared they might call the Virgin Mary the Mother of God, they
were transported with joy, they kissed the hands of the bishops, they
embraced their knees, and the whole city resounded with acclamations.[1]
When an intellectual religion superadds a choice made by the deity, and
a preference for those who profess it over those who do not, this
greatly attaches us to religion. The Mahometans would not be such good
Mussulmans if, on the one hand, there were not idolatrous nations who
make them imagine themselves the champions of the unity of God; and on
the other Christians, to make them believe that they are the objects of
his preference.
A religion burdened with many ceremonies[2] attaches us to it more
strongly than that which has a fewer number. We have an extreme
propensity to things in which we are continually employed: witness the
obstinate prejudices of the Mahometans and the Jews,[3] and the
readiness with which barbarous and savage nations change their religion,
who, as they are employed entirely in hunting or war, have but few
religious ceremonies.
Men are extremely inclined to the passions of hope and fear; a religion,
therefore, that had neither a heaven nor a hell could hardly please
them. This is proved by the ease with which foreign religions have been
established in Japan, and the zeal and fondness with which they were
received.[4]
In order to raise an attachment to religion it is necessary that it
should inculcate pure morals. Men who are knaves by retail are extremely
honest in the gross; they love morality. And were I not treating of so
grave a subject I should say that this appears remarkably evident in our
theatres: we are sure of pleasing the people by sentiments avowed by
morality; we are sure of shocking them by those it disapproves.
When external worship is attended with great magnificence, it flatters
our minds and strongly attaches us to religion. The riches of temples
and those of the clergy greatly affect us. Thus even the misery of the
people is a motive that renders them fond of a religion which has served
as a pretext to those who were the cause of their misery.
3. Of Temples. Almost all civilised nations dwell in houses; hence
naturally arose the idea of building a house for God in which they might
adore and seek him, amidst all their hopes and fears.
And, indeed, nothing is more comfortable to mankind than a place in
which they may find the deity peculiarly present, and where they may
assemble together to confess their weakness and tell their griefs.
But this natural idea never occurred to any but such as cultivated the
land; those who have no houses for themselves were never known to build
temples.
This was the cause that made Jenghiz Khan discover such a prodigious
contempt for mosques.[5] This prince examined the Mahometans;[6] he
approved of all their doctrines, except that of the necessity of going
to Mecca; he could not comprehend why God might not be everywhere
adored. As the Tartars did not dwell in houses, they could have no idea
of temples.
Those people who have no temples have but a small attachment to their
own religion. This is the reason why the Tartars have in all times given
so great a toleration;[7] why the barbarous nations, who conquered the
Roman empire did not hesitate a moment to embrace Christianity; why the
savages of America have so little fondness for their own religion; why,
since our missionaries have built churches in Paraguay, the natives of
that country have become so zealous for ours.
As the deity is the refuge of the unhappy, and none are more unhappy
than criminals, men have been naturally led to think temples an asylum
for those wretches. This idea appeared still more natural to the Greeks,
where murderers, chased from their city and the presence of men, seemed
to have no houses but the temples, nor other protectors than the gods.
At first these were only designed for involuntary homicides; but when
the people made them a sanctuary for those who had committed great
crimes they fell into a gross contradiction. If they had offended men,
they had much greater reason to believe they had offended the gods.
These asylums multiplied in Greece. The temples, says Tacitus,[8] were
filled with insolvent debtors and wicked slaves; the magistrate found it
difficult to exercise his office; the people protected the crimes of men
as the ceremonies of the gods; at length the senate was obliged to
retrench a great number of them.
The laws of Moses were perfectly wise. The man who involuntarily killed
another was innocent; but he was obliged to be taken away from before
the eyes of the relatives of the deceased. Moses therefore appointed an
asylum for such unfortunate people.[9] The perpetrators of great crimes
deserved not a place of safety, and they had none:[10] the Jews had only
a portable tabernacle, which continually changed its place; this
excluded the idea of a sanctuary. It is true that they had afterwards a
temple; but the criminals who would resort thither from all parts might
disturb the divine service. If persons who had committed manslaughter
had been driven out of the country, as was customary among the Greeks,
they had reason to fear that they would worship strange gods. All these
considerations made them establish cities of safety, where they might
stay till the death of the high-priest.
4. Of the Ministers of Religion. The first men, says Porphyry,[11]
sacrificed only vegetables. In a worship so simple, every one might be
priest in his own family.
The natural desire of pleasing the deity multiplied ceremonies. Hence it
followed, that men employed in agriculture became incapable of observing
them all and of filling up the number.
Particular places were consecrated to the gods; it then became necessary
that they should have ministers to take care of them; in the same manner
as every citizen took care of his house and domestic affairs. Hence the
people who have no priests are commonly barbarians; such were formerly
the Pedalians,[12] and such are still the Wolgusky.[13]
Men consecrated to the deity ought to be honoured, especially among
people who have formed an idea of a personal purity necessary to
approach the places most agreeable to the gods, and for the performance
of particular ceremonies.
The worship of the gods requiring a continual application, most nations
were led to consider the clergy as a separate body. Thus, among the
Egyptians, the Jews, and the Persians,[14] they consecrated to the deity
certain families who performed and perpetuated the service. There have
been even religions which have not only estranged ecclesiastics from
business, but have also taken away the embarrassments of a family; and
this is the practice of the principal branch of Christianity.
I shall not here treat of the consequences of the law of celibacy: it is
evident that it may become hurtful in proportion as the body of the
clergy may be too numerous; and, in consequence of this, that of the
laity too small.
By the nature of the human understanding we love in religion everything
which carries the idea of difficulty; as in point of morality we have a
speculative fondness for everything which bears the character of
severity. Celibacy has been most agreeable to those nations to whom it
seemed least adapted, and with whom it might be attended with the most
fatal consequences. In the southern countries of Europe, where, by the
nature of the climate, the law of celibacy is more difficult to observe,
it has been retained; in those of the north, where the passions are less
lively, it has been banished. Further, in countries where there are but
few inhabitants it has been admitted; in those that are vastly populous
it has been rejected. It is obvious that these reflections relate only
to the too great extension of celibacy, and not to celibacy itself.
5. Of the Bounds which the Laws ought to prescribe to the Riches of the
Clergy. As particular families may be extinct, their wealth cannot be a
perpetual inheritance. The clergy is a family which cannot be extinct;
wealth is therefore fixed to it for ever, and cannot go out of it.
Particular families may increase; it is necessary then that their wealth
should also increase. The clergy is a family which ought not to
increase; their wealth ought then to be limited.
We have retained the regulations of the Levitical laws as to the
possessions of the clergy, except those relating to the bounds of these
possessions; indeed, among us we must ever be ignorant of the limit
beyond which any religious community can no longer be permitted to
acquire.
These endless acquisitions appear to the people so unreasonable that he
who should speak in their defence would be regarded as an idiot.
The civil laws find sometimes many difficulties in altering established
abuses, because they are connected with things worthy of respect; in
this case an indirect proceeding would be a greater proof of the wisdom
of the legislator than another which struck directly at the thing
itself. Instead of prohibiting the acquisitions of the clergy, we should
seek to give them a distaste for them; to leave them the right and to
take away the deed.
In some countries of Europe, a respect for the privileges of the
nobility has established in their favour a right of indemnity over
immovable goods acquired in mortmain. The interest of the prince has in
the same case made him exact a right of amortisation. In Castile, where
no such right prevails, the clergy have seized upon everything. In
Aragon, where there is some right of amortisation, they have obtained
less; in France, where this right and that of indemnity are established,
they have acquired less still; and it may be said that the prosperity of
this kingdom is in a great measure owing to the exercise of these two
rights. If possible, then, increase these rights, and put a stop to the
mortmain.
Render the ancient and necessary patrimony of the clergy sacred and
inviolable, let it be fixed and eternal like that body itself, but let
new inheritances be out of their power.
Permit them to break the rule when the rule has become an abuse; suffer
the abuse when it enters into the rule.
They still remember in Rome a certain memorial sent thither on some
disputes with the clergy, in which was this maxim: "The clergy ought to
contribute to the expenses of the state, let the Old Testament say what
it will." They concluded from this passage that the author of this
memorial was better versed in the language of the tax-gatherers than in
that of religion.
6. Of Monasteries. The least degree of common sense will let us see that
bodies designed for a perpetual continuance should not be allowed to
sell their funds for life, nor to borrow for life; unless we want them
to be heirs to all those who have no relatives and to those who do not
choose to have any. These men play against the people, but they hold the
bank themselves.
7. Of the Luxury of Superstition. "Those are guilty of impiety towards
the gods," says Plato,[15] "who deny their existence; or who, while they
believe it, maintain that they do not interfere with what is done below;
or, in fine, who think that they can easily appease them by sacrifices:
three opinions equally pernicious." Plato has here said all that the
clearest light of nature has ever been able to say in point of religion.
The magnificence of external worship has a principal connection with the
institution of the state. In good republics, they have curbed not only
the luxury of vanity, but even that of superstition. They have
introduced frugal laws into religion. Of this number are many of the
laws of Solon; many of those of Plato on funerals, adopted by Cicero;
and, in fine, some of the laws of Numa on sacrifices.[16]
Birds, says Cicero,[17] and paintings begun and finished in a day are
gifts the most divine. We offer common things, says a Spartan, that we
may always have it in our power to honour the gods.
The desire of man to pay his worship to the deity is very different from
the magnificence of this worship. Let us not offer our treasures to him
if we are not proud of showing that we esteem what he would have us
despise.
"What must the gods think of the gifts of the impious," said the
admirable Plato, "when a good man would blush to receive presents from a
villain?"
Religion ought not, under the pretence of gifts, to draw from the people
what the necessity of the state has left them; but as Plato says,[18]
"The chaste and the pious ought to offer gifts which resemble
themselves."
Nor is it proper for religion to encourage expensive funerals. What is
there more natural than to take away the difference of fortune in a
circumstance and in the very moment which equals all fortunes?
8. Of the Pontificate. When religion has many ministers it is natural
for them to have a chief and for a sovereign pontiff to be established.
In monarchies, where the several orders of the state cannot be kept too
distinct, and where all powers ought not to be lodged in the same
person, it is proper that the pontificate be distinct from the empire.
The same necessity is not to be met with in a despotic government, the
nature of which is to unite all the different powers in the same person.
But in this case it may happen that the prince may regard religion as he
does the laws themselves, as dependent on his own will. To prevent this
inconvenience, there ought to be monuments of religion, for instance,
sacred books which fix and establish it. The King of Persia is the chief
of the religion; but this religion is regulated by the Koran. The
Emperor of China is the sovereign pontiff; but there are books in the
hands of everybody to which he himself must conform. In vain a certain
emperor attempted to abolish them; they triumphed over tyranny.
9. Of Toleration in point of Religion. We are here politicians, and not
divines; but the divines themselves must allow, that there is a great
difference between tolerating and approving a religion.
When the legislator has believed it a duty to permit the exercise of
many religions, it is necessary that he should enforce also a toleration
among these religions themselves. It is a principle that every religion
which is persecuted becomes itself persecuting; for as soon as by some
accidental turn it arises from persecution, it attacks the religion
which persecuted it; not as religion, but as tyranny.
It is necessary, then, that the laws require from the several religions,
not only that they shall not embroil the state, but that they shall not
raise disturbances among themselves. A citizen does not fulfil the laws
by not disturbing the government; it is requisite that he should not
trouble any citizen whomsoever.
10. The same Subject continued. As there are scarcely any but
persecuting religions that have an extraordinary zeal for being
established in other places (because a religion that can tolerate others
seldom thinks of its own propagation), it must therefore be a very good
civil law, when the state is already satisfied with the established
religion, not to suffer the establishment of another.[19]
This is then a fundamental principle of the political laws in regard to
religion; that when the state is at liberty to receive or to reject a
new religion it ought to be rejected; when it is received it ought to be
tolerated.
11. Of changing a Religion. A prince who undertakes to destroy or to
change the established religion of his kingdom must greatly expose
himself. If his government be despotic, he runs a much greater risk of
seeing a revolution arise from such a proceeding, than from any tyranny
whatsoever, and a revolution is not an uncommon thing in such states.
The reason of this is that a state cannot change its religion, manners
and customs in an instant, and with the same rapidity as the prince
publishes the ordinance which establishes a new religion.
Besides, the ancient religion is connected with the constitution of the
kingdom and the new one is not; the former agrees with the climate and
very often the new one is opposed to it. Moreover, the citizens become
disgusted with their laws, and look upon the government already
established with contempt; they conceive a jealousy against the two
religions, instead of a firm belief in one; in a word, these innovations
give to the state, at least for some time, both bad citizens and bad
believers.
12. Of penal Laws. Penal laws ought to be avoided in respect to
religion: they imprint fear, it is true; but as religion has also penal
laws which inspire the same passion, the one is effaced by the other,
and between these two different kinds of fear the mind becomes hardened.
The threatenings of religion are so terrible, and its promises so great,
that when they actuate the mind, whatever efforts the magistrate may use
to oblige us to renounce it, he seems to leave us nothing when he
deprives us of the exercise of our religion, and to bereave us of
nothing when we are allowed to profess it.
It is not, therefore, by filling the soul with the idea of this great
object, by hastening her approach to that critical moment in which it
ought to be of the highest importance, that religion can be most
successfully attacked: a more certain way is to tempt her by favours, by
the conveniences of life, by hopes of fortune; not by that which
revives, but by that which extinguishes the sense of her duty; not by
that which shocks her, but by that which throws her into indifference at
the time when other passions actuate the mind, and those which religion
inspires are hushed into silence. As a general rule in changing a
religion the invitations should be much stronger than the penalties.
The temper of the human mind has appeared even in the nature of
punishments. If we take a survey of the persecutions in Japan,[20] we
shall find that they were more shocked at cruel torments than at long
sufferings, which rather weary than affright, which are the more
difficult to surmount, from their appearing less difficult.
In a word, history sufficiently informs us that penal laws have never
had any other effect than to destroy.
13. A most humble Remonstrance to the Inquisitors of Spain and Portugal.
A Jewess of ten years of age, who was burned at Lisbon at the last
auto-da-fé, gave occasion to the following little piece, the most idle,
I believe, that ever was written. When we attempt to prove things so
evident we are sure never to convince.
The author declares, that though a Jew he has a respect for the
Christian religion; and that he should be glad to take away from the
princes who are not Christians, a plausible pretence for persecuting
this religion.
"You complain," says he to the Inquisitors, "that the Emperor of Japan
caused all the Christians in his dominions to be burned by a slow fire.
But he will answer, we treat you who do not believe like us, as you
yourselves treat those who do not believe like you; you can only
complain of your weakness, which has hindered you from exterminating us,
and which has enabled us to exterminate you.
"But it must be confessed that you are much more cruel than this
emperor. You put us to death who believe only what you believe, because
we do not believe all that you believe. We follow a religion which you
yourselves know to have been formerly dear to God. We think that God
loves it still, and you think that he loves it no more: and because you
judge thus, you make those suffer by sword and fire who hold an error so
pardonable as to believe that God still loves what he once loved.[21]
"If you are cruel to us, you are much more so to our children; you cause
them to be burned because they follow the inspirations given them by
those whom the law of nature and the laws of all nations teach them to
regard as gods.
"You deprive yourselves of the advantage you have over the Mahometans,
with respect to the manner in which their religion was established. When
they boast of the number of their believers, you tell them that they
have obtained them by violence, and that they have extended their
religion by the sword; why then do you establish yours by fire?
"When you would bring us over to you, we object to a source from which
you glory to have descended. You reply to us, that though your religion
is new, it is divine; and you prove it from its growing amidst the
persecutions of Pagans, and when watered by the blood of your martyrs;
but at present you play the part of the Diocletians, and make us take
yours.
"We conjure you, not by the mighty God whom both you and we serve, but
by that Christ, who, you tell us, took upon him a human form, to propose
himself as an example for you to follow; we conjure you to behave to us
as he himself would behave were he upon earth. You would have us become
Christians, and you will not be so yourselves.
"But if you will not be Christians, be at least men; treat us as you
would, if having only the weak light of justice which nature bestows,
you had not a religion to conduct, and a revelation to enlighten you.
"If heaven has had so great a love for you as to make you see the truth,
you have received a singular favour; but is it for children who have
received the inheritance of their father, to hate those who have not?
"If you have this truth, hide it not from us by the manner in which you
propose it. The characteristic of truth is its triumph over hearts and
minds, and not that impotency which you confess when you would force us
to receive it by tortures.
"If you were wise, you would not put us to death for no other reason
than because we are unwilling to deceive you. If your Christ is the son
of God, we hope he will reward us for being so unwilling to profane his
mysteries; and we believe that the God whom both you and we serve will
not punish us for having suffered death for a religion which he formerly
gave us, only because we believe that he still continues to give it.
"You live in an age in which the light of nature shines more brightly
than it has ever done; in which philosophy has enlightened human
understanding; in which the morality of your gospel has been better
known; in which the respective rights of mankind with regard to each
other and the empire which one conscience has over another are best
understood. If you do not therefore shake off your ancient prejudices,
which, whilst unregarded, mingle with your passions, it must be
confessed that you are incorrigible, incapable of any degree of light or
instruction; and a nation must be very unhappy that gives authority to
such men.
"Would you have us frankly tell you our thoughts? You consider us rather
as your enemies than as the enemies of your religion; for if you loved
your religion you would not suffer it to be corrupted by such gross
ignorance.
"It is necessary that we should warn you of one thing; that is, if any
one in times to come shall dare to assert that in the age in which we
live, the people of Europe were civilised, you will be cited to prove
that they were barbarians; and the idea they will have of you will be
such as will dishonour your age and spread hatred over all your
contemporaries."
14. Why the Christian Religion is so odious in Japan. We have already
mentioned the perverse temper of the people of Japan.[22] The
magistrates considered the firmness which Christianity inspires, when
they attempted to make the people renounce their faith, as in itself
most dangerous; they fancied that it increased their obstinacy. The law
of Japan punishes severely the least disobedience. The people were
ordered to renounce the Christian religion; they did not renounce it;
this was disobedience; the magistrates punished this crime; and the
continuance in disobedience seemed to deserve another punishment.
Punishments among the Japanese are considered as the revenge of an
insult done to the prince; the songs of triumph sung by our martyrs
appeared as an outrage against him: the title of martyr provoked the
magistrates; in their opinion it signified rebel; they did all in their
power to prevent their obtaining it. Then it was that their minds were
exasperated, and a horrid struggle was seen between the tribunals that
condemned and the accused who suffered; between the civil laws and those
of religion.
15. Of the Propagation of Religion. All the people of the East, except
the Mahometans, believe all religions in themselves indifferent. They
fear the establishment of another religion no otherwise than as a change
in government. Among the Japanese, where there are many sects, and where
the state has had for so long a time an ecclesiastical superior, they
never dispute on religion.[23] It is the same with the people of
Siam.[24] The Calmucks[25] do more; they make it a point of conscience
to tolerate every species of religion; at Calicut it is a maxim of the
state that every religion is good.[26]
But it does not follow hence, that a religion brought from a far distant
country, and quite different in climate, laws, manners, and customs,
will have all the success to which its holiness might entitle it. This
is more particularly true in great despotic empires: here strangers are
tolerated at first, because there is no attention given to what does not
seem to strike at the authority of the prince. As they are extremely
ignorant, a European may render himself agreeable by the knowledge he
communicates: this is very well in the beginning. But as soon as he has
any success, when disputes arise and when men who have some interest
become informed of it, as their empire, by its very nature, above all
things requires tranquillity, and as the least disturbance may overturn
it, they proscribe the new religion and those who preach, it: disputes
between the preachers breaking out, they begin to entertain a distaste
for a religion on which even those who propose it are not agreed.
______
1. St. Cyril's Letter.
2. This does not contradict what I have said in the last chapter of the
preceding book: I here speak of the motives of attachment of religion,
and there of the means of rendering it more general.
3. This has been remarked over all the world. See, as to the Turks, the
Missions of the Levant; the Collection of Voyages that Contributed to
the Establishment of the East India Company, iii, part I, p. 201 on the
Moors of Batavia; and Father Labat on the Mahometan Negroes, &c.
4. The Christian and the Indian religions: these have a hell and a
paradise, which the religion of Sintos has not.
5. Entering the mosque of Bochara, he took the Koran, and threw it under
his horse's feet. -- History of the Tartars, part III, p. 273.
6. Ibid., p. 342.
7. This disposition of mind has been communicated to the Japanese, who,
as it may be easily proved, derive their origin from the Tartars.
8. Annals, iii. 60.
9. Numb., 35, 14.
10. Ibid., 16, ff.
11. De Abstinentia animal, ii, § 5.
12. Lilius Giraldus, p. 726.
13. A people of Siberia. See the account given by Mr. Everard Ysbrant
Ides, in the Collection of Travels to the North, viii.
14. Mr. Hyde.
15. Laws, x.
16. Rogum vino ne respergito -- Law of the Twelve Tables.
17. Cicero derives these appropriate words from Plato, Laws, xii. -- ED.
18. Laws, iv.
19. I do not mean to speak in this chapter of the Christian religion;
for, as I have elsewhere observed, the Christian religion is our chief
blessing. See the end of the preceding chapter, and the Defence of the
Spirit of Laws, part II.
20. In the Collection of Voyages that Contributed to the Establishment
of the East India Company, v, part 1, p. 192.
21. The source of the blindness of the Jews is their not perceiving that
the economy of the Gospel is in the order of the decrees of God and that
it is in this light a consequence of his immutability.
22. Book vi. 13.
23. See Kempfer.
24. Forbin, Memoirs.
25. History of the Tartars, part V.
26. Pirard, Travels, 27.